organization · Reporting owner
Alfred E. Mann Living Trust
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MANNKIND CORP
Report date December 31, 2017 · Filed February 14, 2018
Jointly reported with Mann Group, LLC
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,654,553 |
Reported balance
After 2017-02-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-27 · Gift · Disposed 14,500 · Balance 3,654,553 F1: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 2,843,553 |
Reported balance
After 2017-02-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-02-27 · Gift · Disposed 811,000 · Balance 2,843,553 F1: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 2,774,135 |
Reported balance
After 2017-03-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-03-15 · Gift · Disposed 69,418 · Balance 2,774,135 |
| Common StockSEC Table I · non-derivative | Direct | 2,769,135 |
Reported balance
After 2017-03-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-03-16 · Gift · Disposed 5,000 · Balance 2,769,135 |
| Common StockSEC Table I · non-derivative | Direct | 2,689,107 |
Reported balance
After 2017-03-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-03-31 · Gift · Disposed 80,028 · Balance 2,689,107 |
| Common StockSEC Table I · non-derivative | Direct | 2,389,107 |
Reported balance
After 2017-04-03 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-04-03 · Gift · Disposed 300,000 · Balance 2,389,107 |
| Common StockSEC Table I · non-derivative | Direct | 2,193,949 |
Reported balance
After 2017-04-04 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-04-04 · Gift · Disposed 195,158 · Balance 2,193,949 |
| Common StockSEC Table I · non-derivative | Direct | 2,005,165 |
Reported balance
After 2017-04-05 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2017-04-05 · Gift · Disposed 188,784 · Balance 2,005,165 |
| Common StockSEC Table I · non-derivative | Direct | 1,771,243 |
Reported balance
After 2017-04-06 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2017-04-06 · Gift · Disposed 233,922 · Balance 1,771,243 |
| Common StockSEC Table I · non-derivative | Direct | 1,171,243 |
Reported balance
After 2017-04-07 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-04-07 · Gift · Disposed 600,000 · Balance 1,171,243 |
| Common StockSEC Table I · non-derivative | Direct | 920,695 |
Reported balance
After 2017-04-10 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2017-04-10 · Gift · Disposed 250,548 · Balance 920,695 |
| Common StockSEC Table I · non-derivative | Direct | 620,695 |
Reported balance
After 2017-04-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2017-04-11 · Gift · Disposed 300,000 · Balance 620,695 |
| Common StockSEC Table I · non-derivative | Direct | 460,170 |
Reported balance
After 2017-04-12 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2017-04-12 · Gift · Disposed 160,525 · Balance 460,170 |
| Common StockSEC Table I · non-derivative | Direct | 326,838 |
Reported balance
After 2017-04-13 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2017-04-13 · Gift · Disposed 133,332 · Balance 326,838 |
| Common StockSEC Table I · non-derivative | Direct | 184,558 |
Reported balance
After 2017-04-17 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2017-04-17 · Gift · Disposed 142,280 · Balance 184,558 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 8,621,942 |
Last balance in matching sequence
After 2017-06-14 transaction · row 30
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
15 source rowsRow 16 · 2017-04-17 · Gift · Disposed 60,011 · Balance 17,870,439 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 17 · 2017-04-18 · Gift · Disposed 102,537 · Balance 17,767,902 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 18 · 2017-04-19 · Gift · Disposed 300,000 · Balance 17,467,902 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 19 · 2017-04-20 · Gift · Disposed 280,300 · Balance 17,187,602 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 20 · 2017-04-21 · Gift · Disposed 473,727 · Balance 16,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 21 · 2017-04-26 · Gift · Disposed 1,000,000 · Balance 15,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 22 · 2017-05-09 · Gift · Disposed 1,000,000 · Balance 14,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 23 · 2017-05-15 · Gift · Disposed 1,000,000 · Balance 13,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 24 · 2017-05-16 · Gift · Disposed 1,000,000 · Balance 12,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 25 · 2017-05-19 · Gift · Disposed 1,000,000 · Balance 11,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 26 · 2017-05-24 · Gift · Disposed 1,000,000 · Balance 10,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 27 · 2017-05-30 · Gift · Disposed 1,000,000 · Balance 9,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 28 · 2017-06-02 · Gift · Disposed 1,000,000 · Balance 8,713,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 29 · 2017-06-13 · Gift · Disposed 50,000 · Balance 8,663,875 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Row 30 · 2017-06-14 · Gift · Disposed 41,933 · Balance 8,621,942 F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.
F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.
Vivani Medical, Inc.
Report date February 27, 2017 · Filed May 23, 2017
Jointly reported with Incumed, LLC
Section 16 reporting ended · disclosed 2017-05-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Incumed, LLC | 0 |
Last balance in matching sequence
After 2017-04-07 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
12 source rowsRow 1 · 2017-02-27 · Sale · Disposed 40,591 · Balance 2,226,145 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 2 · 2017-02-28 · Sale · Disposed 39,028 · Balance 2,187,117 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 3 · 2017-03-01 · Sale · Disposed 44,126 · Balance 2,142,991 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.59 to $1.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 4 · 2017-03-02 · Sale · Disposed 55,824 · Balance 2,087,167 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 5 · 2017-03-03 · Sale · Disposed 21,715 · Balance 2,065,452 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 6 · 2017-03-06 · Sale · Disposed 113,359 · Balance 1,952,093 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 7 · 2017-03-07 · Sale · Disposed 94,084 · Balance 1,858,009 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 8 · 2017-03-08 · Sale · Disposed 182,917 · Balance 1,675,092 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.53 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 9 · 2017-03-09 · Sale · Disposed 105,865 · Balance 1,569,227 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.48 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 10 · 2017-03-10 · Sale · Disposed 118,740 · Balance 1,450,487 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 11 · 2017-03-13 · Sale · Disposed 23,916 · Balance 1,426,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Row 12 · 2017-04-07 · Sale · Disposed 1,426,571 · Balance 0 F14: Private sale to group of individual accredited private investors. F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-07 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2017-04-07 · Sale · Disposed 5,218,420 · Balance 0 F14: Private sale to group of individual accredited private investors. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2017-07-31 | Direct | 0 |
Reported balance
After 2017-04-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-04-07 · Sale · Disposed 80,000 · Balance 0 F14: Private sale to group of individual accredited private investors. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2018-02-28 | Direct | 0 |
Reported balance
After 2017-04-07 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-04-07 · Sale · Disposed 280,000 · Balance 0 F14: Private sale to group of individual accredited private investors. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.59 to $1.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.53 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.48 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F14: Private sale to group of individual accredited private investors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 41,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 30 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,621,942 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| June 13, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 29 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,663,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| June 02, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 28 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 30, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 27 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 24, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 26 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 19, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 25 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 16, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 24 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 15, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 23 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| May 09, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 22 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 26, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 21 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 21, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 473,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 20 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,713,875 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 20, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 280,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 19 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,187,602 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 19, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 18 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,467,902 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 18, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 102,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 17 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,767,902 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 17, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 60,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 16 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,870,439 F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Read SEC document |
| April 17, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 142,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 15 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,558 Read SEC document |
| April 13, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 133,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 14 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,838 Read SEC document |
| April 12, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 160,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 13 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,170 Read SEC document |
| April 11, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 12 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,695 Read SEC document |
| April 10, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 250,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 11 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,695 Read SEC document |
| April 07, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleWarrants to Purchase Common Stock · Derivative | 280,000 | $0.00 Strike: $5.00 | $280.00 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · derivative · entry 15 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 280,000 shares Expires 2018-02-28 F14 · kind: Private sale to group of individual accredited private investors. Read SEC document |
| April 07, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleWarrants to Purchase Common Stock · Derivative | 80,000 | $0.00 Strike: $5.00 | $80.00 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · derivative · entry 14 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2017-07-31 F14 · kind: Private sale to group of individual accredited private investors. Read SEC document |
| April 07, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 5,218,420 | $1.00 | $5,218,420.00 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 13 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F14 · kind: Private sale to group of individual accredited private investors. Read SEC document |
| April 07, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 1,426,571 | $1.00 | $1,426,571.00 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 12 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 0 F14 · kind: Private sale to group of individual accredited private investors. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| April 07, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 10 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,243 Read SEC document |
| April 06, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 233,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 9 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,771,243 Read SEC document |
| April 05, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 188,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 8 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005,165 Read SEC document |
| April 04, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 195,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 7 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193,949 Read SEC document |
| April 03, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 6 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,389,107 Read SEC document |
| March 31, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 80,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 5 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689,107 Read SEC document |
| March 16, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 4 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769,135 Read SEC document |
| March 15, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 69,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 3 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774,135 Read SEC document |
| March 13, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 23,916 | $1.38 | $32,999.30 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 11 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 1,426,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 10, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 118,740 | $1.38 | $164,348.03 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 10 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 1,450,487 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 09, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 105,865 | $1.57 | $166,356.26 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 9 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 1,569,227 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.48 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 08, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 182,917 | $1.69 | $308,562.69 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 8 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 1,675,092 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.53 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 07, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 94,084 | $1.48 | $139,093.79 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 7 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 1,858,009 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 06, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 113,359 | $1.43 | $162,160.05 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 6 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 1,952,093 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 03, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 21,715 | $1.53 | $33,132.75 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 5 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 2,065,452 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 02, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 55,824 | $1.53 | $85,567.03 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 4 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 2,087,167 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| March 01, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 44,126 | $1.62 | $71,373.81 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 3 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 2,142,991 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.59 to $1.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| February 28, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 39,028 | $1.65 | $64,364.98 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 2 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 2,187,117 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| February 27, 2017 Filed May 23, 2017 01:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | SaleCommon Stock | 40,591 | $1.68 | $67,989.93 |
DisclosureSEC source: 0001209191-17-034536 · doc4.xml · nonDerivative · entry 1 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Incumed, LLC · CIK 0001678708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Incumed, LLC Disclosed balance after: 2,226,145 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.nature: The Alfred E. Mann Living Trust is the sole manager and member of Incumed, LLC. Read SEC document |
| February 27, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 811,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 2 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,843,553 F1 · shares: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. F1 · balance_after: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. Read SEC document |
| February 27, 2017 Filed Feb 14, 2018 21:28 UTC | MANNKIND CORP MNKD · Entity 4792 | GiftCommon Stock | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 1 Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner Mann Group, LLC · CIK 0001678728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,654,553 F1 · shares: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. F1 · balance_after: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.