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person · Reporting owner

Shannon James Samuel

Disclosed activity across 4 companies

Tapewire entity
38717
SEC CIK
0001485417

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MANNKIND CORPMNKD · Entity 4792DirectorMay 20, 2026May 23, 2026
ProQR Therapeutics N.V.PRQR · Entity 5946DirectorMarch 18, 2026March 18, 2026
Xilio Therapeutics, Inc.XLO · Entity 7122DirectorJune 11, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MANNKIND CORP

Report date May 20, 2026 · Filed May 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect82,781 Reported balance After 2026-05-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-20 · Grant · Acquired 82,781 · Balance 82,781

F2: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,556 Reported balance After 2026-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-20 · Grant · Acquired 16,556 · Balance 16,556

F2: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F4: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect36,458 Reported balance Holding disclosure · report date 2026-05-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 36,458

F1: 28,177 shares representing stock options were inadvertently included in Table I holdings on prior filings.

Filing footnotes · ownership attribution and instrument terms

F1: 28,177 shares representing stock options were inadvertently included in Table I holdings on prior filings.

F2: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F4: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

ProQR Therapeutics N.V.

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect61,538 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 61,538

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.89 · Expires 2026-06-20DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.90 · Expires 2026-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2027-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.78 · Expires 2028-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.91 · Expires 2029-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2030-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.01 · Expires 2032-02-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance Not disclosed

F1: Fully vested.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2032-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance Not disclosed

F2: 25% of the shares subject to such option vest and become exercisable on January 1, 2024, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.98 · Expires 2033-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance Not disclosed

F3: 25% of the shares subject to such option vest and become exercisable on January 1, 2025, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.65 · Expires 2034-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance Not disclosed

F4: 25% of the shares subject to such option vest and become exercisable on January 1, 2026, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.02 · Expires 2035-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance Not disclosed

F5: 25% of the shares subject to such option vest and become exercisable on January 1, 2027, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Filing footnotes · ownership attribution and instrument terms

F1: Fully vested.

F2: 25% of the shares subject to such option vest and become exercisable on January 1, 2024, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

F3: 25% of the shares subject to such option vest and become exercisable on January 1, 2025, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

F4: 25% of the shares subject to such option vest and become exercisable on January 1, 2026, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

F5: 25% of the shares subject to such option vest and become exercisable on January 1, 2027, and the remaining 75% vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

Xilio Therapeutics, Inc.

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.99 · Expires 2036-06-10Direct5,000 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 5,000 · Balance 5,000

F1: The option was granted on June 11, 2026 and will vest as to 100% of the shares underlying the option on the earlier of (i) June 11, 2027 and (ii) the Issuer's next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option was granted on June 11, 2026 and will vest as to 100% of the shares underlying the option on the earlier of (i) June 11, 2027 and (ii) the Issuer's next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Horizon Therapeutics Public Ltd Co

Report date October 06, 2023 · Filed October 06, 2023

Section 16 reporting ended · disclosed 2023-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-06 transaction · row 1
1 source row

Row 1 · 2023-10-06 · Disposition to issuer · Disposed 33,156 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Ordinary SharesSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2023-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-10-06 · Disposition to issuer · Disposed 23,638 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.19 · Expires 2027-08-01Direct0 Reported balance After 2023-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-10-06 · Disposition to issuer · Disposed 8,150 · Balance 0

F3: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F2: The Option (as defined in footnote 3 to this Form 4) is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.87 · Expires 2028-05-02Direct0 Reported balance After 2023-10-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-10-06 · Disposition to issuer · Disposed 32,161 · Balance 0

F3: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F2: The Option (as defined in footnote 3 to this Form 4) is fully vested.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-07-27Direct0 Reported balance After 2023-10-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-10-06 · Disposition to issuer · Disposed 4,016 · Balance 0

F4: Each RSU (as defined in footnote 6 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F6: Reflects the disposition of Issuer's restricted stock unit awards (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was canceled and converted into the right to receive a cash amount equal to (i) the total number of Ordinary Shares subject to such RSU multiplied by (ii) the Consideration.

F5: The Ordinary Shares subject to the RSUs vest on July 27, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F2: The Option (as defined in footnote 3 to this Form 4) is fully vested.

F3: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F4: Each RSU (as defined in footnote 6 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F5: The Ordinary Shares subject to the RSUs vest on July 27, 2024.

F6: Reflects the disposition of Issuer's restricted stock unit awards (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was canceled and converted into the right to receive a cash amount equal to (i) the total number of Ordinary Shares subject to such RSU multiplied by (ii) the Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 12, 2026 16:07 UTC Xilio Therapeutics, Inc. XLO · Entity 7122 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001193125-26-269400 · ownership.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The option was granted on June 11, 2026 and will vest as to 100% of the shares underlying the option on the earlier of (i) June 11, 2027 and (ii) the Issuer's next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 20, 2026 Filed May 23, 2026 00:50 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 16,556 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-237430 · ownership.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,556

Underlying: Common Stock, $0.01 Par Value · 16,556 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F4 · derivative.exercise_date: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F4 · derivative.expiration_date: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 20, 2026 Filed May 23, 2026 00:50 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 82,781 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-237430 · ownership.xml · derivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,781

Underlying: Common Stock, $0.01 Par Value · 82,781 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · kind: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F3 · derivative.exercise_date: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F3 · derivative.expiration_date: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 17:29 UTC Xilio Therapeutics, Inc. XLO · Entity 7122 PurchaseCommon Stock 5,000 $8.79 $43,950.00
Disclosure

SEC source: 0001193125-26-131745 · ownership.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $8.6758 to $9.2499, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: The number of shares beneficially owned reflects the 1-for-14 reverse stock split effected March 13, 2026.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:50 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 12,000 $3.27 $39,240.00
Disclosure

SEC source: 0001193125-26-089613 · ownership.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,635

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on March 1, 2026.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 16:57 UTC Xilio Therapeutics, Inc. XLO · Entity 7122 PurchaseCommon Stock 25,000 $0.69 $17,215.00
Disclosure

SEC source: 0001415889-25-017705 · form4-06182025_080615.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6659 to $0.6991 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 16:57 UTC Xilio Therapeutics, Inc. XLO · Entity 7122 PurchaseCommon Stock 45,000 $0.69 $30,870.00
Disclosure

SEC source: 0001415889-25-017705 · form4-06182025_080615.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6799 to $0.6891 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 16:35 UTC Xilio Therapeutics, Inc. XLO · Entity 7122 GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001415889-25-016966 · form4-06122025_080613.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The option was granted on June 11, 2025 and will vest as to 100% of the shares underlying the option on the earlier of (i) June 11, 2026 and (ii) the Issuer's next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 14, 2025 Filed May 16, 2025 22:09 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 52,854 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073786 · ownership.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,854

Underlying: Common Stock, $0.01 Par Value · 52,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · kind: Restricted stock unit vested on May 14, 2025, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F2 · derivative.exercise_date: Restricted stock unit vested on May 14, 2025, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F2 · derivative.expiration_date: Restricted stock unit vested on May 14, 2025, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 16:12 UTC Xilio Therapeutics, Inc. XLO · Entity 7122 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001415889-24-017160 · form4-06172024_080645.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The option was granted on June 13, 2024 and will vest in three equal installments on June 13, 2025, June 13, 2026 and June 13, 2027, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
May 15, 2024 Filed May 18, 2024 01:33 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 35,047 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062085 · ownership.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,047

Underlying: Common Stock, $.01 Par Value · 35,047 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · kind: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F2 · derivative.exercise_date: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F2 · derivative.expiration_date: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:13 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 4,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052370 · doc4.xml · derivative · entry 5

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,016 shares

Expires 2024-07-27

F4 · derivative.exercise_price: Each RSU (as defined in footnote 6 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F6 · price: Reflects the disposition of Issuer's restricted stock unit awards (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was canceled and converted into the right to receive a cash amount equal to (i) the total number of Ordinary Shares subject to such RSU multiplied by (ii) the Consideration.

F5 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest on July 27, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:13 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerStock Option (Right to Buy) · Derivative 32,161 Not disclosed Strike: $13.87 Not disclosed
Disclosure

SEC source: 0001209191-23-052370 · doc4.xml · derivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 32,161 shares

Expires 2028-05-02

F3 · price: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F2 · derivative.exercise_date: The Option (as defined in footnote 3 to this Form 4) is fully vested.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:13 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerStock Option (Right to Buy) · Derivative 8,150 Not disclosed Strike: $12.19 Not disclosed
Disclosure

SEC source: 0001209191-23-052370 · doc4.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,150 shares

Expires 2027-08-01

F3 · price: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F2 · derivative.exercise_date: The Option (as defined in footnote 3 to this Form 4) is fully vested.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:13 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 23,638 $116.50 $2,753,827.00
Disclosure

SEC source: 0001209191-23-052370 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:13 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 33,156 $116.50 $3,862,674.00
Disclosure

SEC source: 0001209191-23-052370 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionStock Option (right to buy) · Derivative 11,850 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001209191-23-051231 · doc4.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Ordinary Shares · 11,850 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 19:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 11,850 $12.19 $144,451.50
Disclosure

SEC source: 0001209191-23-051231 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 28, 2023 16:30 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units · Derivative 4,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043691 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,016

Underlying: Ordinary shares · 4,016 shares

Expires 2024-07-27

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 47,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032732 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,393

Underlying: Common Stock · 47,393 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
April 28, 2023 Filed May 2, 2023 19:29 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units · Derivative 3,913 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026756 · doc4.xml · derivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,913 shares

Expires 2023-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 28, 2023 Filed May 2, 2023 19:29 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 1,879 $111.16 $208,869.64
Disclosure

SEC source: 0001209191-23-026756 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,306

Read SEC document
April 28, 2023 Filed May 2, 2023 19:29 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 3,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026756 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · balance_after: 19,272 Ordinary Shares previously reported as indirectly held by Trust held directly.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 45,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028672 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,045

Underlying: Common Stock · 45,045 shares

Expires 2032-05-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
April 29, 2022 Filed May 2, 2022 17:57 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026461 · doc4.xml · derivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary shares · 4,223 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 29, 2022 Filed May 2, 2022 17:57 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 1,658 $98.56 $163,412.48
Disclosure

SEC source: 0001209191-22-026461 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,910

Read SEC document
April 29, 2022 Filed May 2, 2022 17:57 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 4,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026461 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 28, 2022 Filed May 2, 2022 17:57 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units · Derivative 3,913 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026461 · doc4.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

Underlying: Ordinary shares · 3,913 shares

Expires 2023-04-28

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034721 · doc4.xml · derivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034721 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
April 30, 2021 Filed Apr 30, 2021 19:00 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units · Derivative 11,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029364 · doc4.xml · derivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary shares · 11,098 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 30, 2021 Filed Apr 30, 2021 19:00 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 4,357 $94.62 $412,259.34
Disclosure

SEC source: 0001209191-21-029364 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 40,345

Read SEC document
April 30, 2021 Filed Apr 30, 2021 19:00 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 11,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029364 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 19:00 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029364 · doc4.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223

Underlying: Ordinary shares · 4,223 shares

Expires 2022-04-29

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:46 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionStock Option (Right to Buy) · Derivative 7,232 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001209191-21-016913 · doc4.xml · derivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 7,232 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:46 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 7,232 $91.30 $660,260.63
Disclosure

SEC source: 0001209191-21-016913 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:46 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 7,232 $12.19 $88,158.08
Disclosure

SEC source: 0001209191-21-016913 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 17:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units · Derivative 8,204 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044770 · doc4.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary shares · 8,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The shares subject to the restricted stock units vest in three equal annual installments on the anniversary of the grant date (August 2, 2017).

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 17:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 3,221 $61.19 $197,092.99
Disclosure

SEC source: 0001209191-20-044770 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,604

Read SEC document
August 02, 2020 Filed Aug 4, 2020 17:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 8,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-044770 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:24 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032198 · doc4.xml · derivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:24 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032198 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 02, 2020 Filed May 4, 2020 17:33 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units · Derivative 15,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026892 · doc4.xml · derivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary shares · 15,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: On May 2, 2019, the reporting person was granted 15,390 restricted stock units, vesting in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 2, 2019, the reporting person was granted 15,390 restricted stock units, vesting in full on the first anniversary of the grant date.

Read SEC document
May 02, 2020 Filed May 4, 2020 17:33 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 6,041 $35.62 $215,180.42
Disclosure

SEC source: 0001209191-20-026892 · doc4.xml · nonDerivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,621

Read SEC document
May 02, 2020 Filed May 4, 2020 17:33 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 15,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-026892 · doc4.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 30, 2020 Filed May 4, 2020 17:33 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units · Derivative 11,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026892 · doc4.xml · derivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

Underlying: Ordinary shares · 11,098 shares

Expires 2021-04-30

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 18:52 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionStock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001209191-19-049534 · doc4.xml · derivative · entry 7

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,232

Underlying: Ordinary shares · 9,500 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The 52,232 shares originally subject to the option vest in 36 equal monthly installments from the date of grant (August 2, 2017).

Read SEC document
September 13, 2019 Filed Sep 13, 2019 18:52 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 9,500 $26.19 $248,805.00
Disclosure

SEC source: 0001209191-19-049534 · doc4.xml · nonDerivative · entry 4

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.18 to $26.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 18:52 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 9,500 $12.19 $115,805.00
Disclosure

SEC source: 0001209191-19-049534 · doc4.xml · nonDerivative · entry 3

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:52 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionStock Option (Right to Buy) · Derivative 15,500 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001209191-19-049534 · doc4.xml · derivative · entry 6

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,732

Underlying: Ordinary shares · 15,500 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The 52,232 shares originally subject to the option vest in 36 equal monthly installments from the date of grant (August 2, 2017).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.