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person · Reporting owner

Kendall David M

Disclosed activity across 1 company

Tapewire entity
147455
SEC CIK
0001732647

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MANNKIND CORPMNKD · Entity 4792Chief Medical OfficerJuly 31, 2020August 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MANNKIND CORP

Report date July 31, 2020 · Filed August 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 Par ValueSEC Table I · non-derivativeDirect41,059 Reported balance After 2020-07-31 transaction · row 1
1 source row

Row 1 · 2020-07-31 · Purchase · Acquired 4,041 · Balance 41,059

F1: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2020 Filed Aug 4, 2020 22:39 UTC MANNKIND CORP MNKD · Entity 4792 PurchaseCommon Stock, $0.01 Par Value 4,041 $1.25 $5,051.25
Disclosure

SEC source: 0001209191-20-044829 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,059

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:54 UTC MANNKIND CORP MNKD · Entity 4792 Tax withholdingCommon Stock, $.01 Par Value 15,136 $1.51 $22,855.36
Disclosure

SEC source: 0001209191-20-011689 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,018

F1 · shares: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 02:15 UTC MANNKIND CORP MNKD · Entity 4792 PurchaseCommon Stock, $0.01 Par Value 2,304 $0.95 $2,188.80
Disclosure

SEC source: 0001209191-20-006173 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,154

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2020.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 00:44 UTC MANNKIND CORP MNKD · Entity 4792 PurchaseCommon Stock, $0.01 Par Value 5,000 $0.95 $4,750.00
Disclosure

SEC source: 0001209191-19-043926 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,850

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2019 representing the maximum allowable under the Plan for this period.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:22 UTC MANNKIND CORP MNKD · Entity 4792 GrantEmployee Stock Option (right to buy) · Derivative 234,000 $1.32 Strike: $1.32 $308,880.00
Disclosure

SEC source: 0001209191-19-030371 · doc4.xml · derivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,000

Underlying: Stock Options · 234,000 shares

Expires 2029-05-14

F1 · kind: Annual Equity Award: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
February 20, 2019 Filed Feb 25, 2019 11:05 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit 37,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012814 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,850

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Restricted stock units shall vest and be delivered on February 20, 2020.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 23:12 UTC MANNKIND CORP MNKD · Entity 4792 PurchaseCommon Stock, $0.01 Par Value 5,000 $1.07 $5,350.00
Disclosure

SEC source: 0001209191-19-006271 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,824

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 23:11 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 2,824 $1.77 $4,998.48
Disclosure

SEC source: 0001209191-18-058796 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Read SEC document
November 14, 2018 Filed Mar 13, 2019 16:20 UTC Amendment MANNKIND CORP MNKD · Entity 4792 PurchaseCommon Stock, $0.01 Par Value 2,824 $1.77 $4,998.48
Disclosure

SEC source: 0001209191-19-019066 · doc4a.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Read SEC document
May 16, 2018 Filed May 18, 2018 14:14 UTC MANNKIND CORP MNKD · Entity 4792 GrantEmployee Stock Option (right to buy) · Derivative 53,500 $1.91 Strike: $1.91 $102,185.00
Disclosure

SEC source: 0001209191-18-031286 · doc4.xml · derivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Stock Options · 53,500 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
February 21, 2018 Filed Feb 27, 2018 23:37 UTC MANNKIND CORP MNKD · Entity 4792 GrantEmployee Stock Option (right to buy) · Derivative 180,100 $2.76 Strike: $2.76 $497,076.00
Disclosure

SEC source: 0001209191-18-014209 · doc4.xml · derivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,100

Underlying: Stock Options · 180,100 shares

Expires 2029-02-12

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.