Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MANNKIND CORPMNKD · Entity 4792 | Chief Compl & Privacy Officer | July 31, 2019 | August 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MANNKIND CORP
Report date July 31, 2019 · Filed August 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 Par ValueSEC Table I · non-derivative | Direct | 29,584 |
Reported balance
After 2019-07-31 transaction · row 1
1 source rowRow 1 · 2019-07-31 · Purchase · Acquired 4,011 · Balance 29,584 F1: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2019 Filed Aug 1, 2019 00:43 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 4,011 | $0.95 | $3,810.45 |
DisclosureSEC source: 0001209191-19-043925 · doc4.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compl & Privacy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,584 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2019. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:25 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 105,000 | $1.32 Strike: $1.32 | $138,600.00 |
DisclosureSEC source: 0001209191-19-030380 · doc4.xml · derivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compl & Privacy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Stock Options · 105,000 shares Expires 2029-05-14 F1 · kind: Annual Equity Award: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| February 20, 2019 Filed Feb 25, 2019 11:02 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantRestricted Stock Unit | 12,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012811 · doc4.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,584 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F2 · shares: Restricted stock units shall vest and be delivered on February 20, 2020. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:05 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006269 · doc4.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019, representing the maximum allowable under the Plan for this period. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 00:09 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 37,500 | $1.10 Strike: $1.10 | $41,250.00 |
DisclosureSEC source: 0001209191-18-048279 · doc4.xml · derivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Stock Options · 37,500 shares Expires 2028-08-22 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $1.10 Strike: $1.10 | $5,500.00 |
DisclosureSEC source: 0001209191-18-045601 · doc4.xml · derivative · entry 3 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Stock Options · 5,000 shares Expires 2027-05-18 F2 · kind: On May 18, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 13,350 | $1.10 Strike: $1.10 | $14,685.00 |
DisclosureSEC source: 0001209191-18-045601 · doc4.xml · derivative · entry 2 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Stock Options · 13,350 shares Expires 2027-05-18 F2 · kind: On May 18, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.31 | $6,550.00 |
DisclosureSEC source: 0001209191-18-045601 · doc4.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:09 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 75,000 | $1.91 Strike: $1.91 | $143,250.00 |
DisclosureSEC source: 0001209191-18-031283 · doc4.xml · derivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Stock Options · 75,000 shares Expires 2028-05-16 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| December 31, 2017 Filed Feb 15, 2018 01:55 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $.01 Par Value | 2,000 | $1.20 | $2,400.00 |
DisclosureSEC source: 0001209191-18-010208 · doc5.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.