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organization · Reporting owner

Mann Group, LLC

Disclosed activity across 1 company

Tapewire entity
169414
SEC CIK
0001678728

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MANNKIND CORP

Report date December 31, 2017 · Filed February 14, 2018

Jointly reported with Alfred E. Mann Living Trust

Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,654,553 Reported balance After 2017-02-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-02-27 · Gift · Disposed 14,500 · Balance 3,654,553

F1: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

Common StockSEC Table I · non-derivativeDirect2,843,553 Reported balance After 2017-02-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-02-27 · Gift · Disposed 811,000 · Balance 2,843,553

F1: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

Common StockSEC Table I · non-derivativeDirect2,774,135 Reported balance After 2017-03-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-03-15 · Gift · Disposed 69,418 · Balance 2,774,135

Common StockSEC Table I · non-derivativeDirect2,769,135 Reported balance After 2017-03-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-03-16 · Gift · Disposed 5,000 · Balance 2,769,135

Common StockSEC Table I · non-derivativeDirect2,689,107 Reported balance After 2017-03-31 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-03-31 · Gift · Disposed 80,028 · Balance 2,689,107

Common StockSEC Table I · non-derivativeDirect2,389,107 Reported balance After 2017-04-03 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-04-03 · Gift · Disposed 300,000 · Balance 2,389,107

Common StockSEC Table I · non-derivativeDirect2,193,949 Reported balance After 2017-04-04 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-04-04 · Gift · Disposed 195,158 · Balance 2,193,949

Common StockSEC Table I · non-derivativeDirect2,005,165 Reported balance After 2017-04-05 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2017-04-05 · Gift · Disposed 188,784 · Balance 2,005,165

Common StockSEC Table I · non-derivativeDirect1,771,243 Reported balance After 2017-04-06 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2017-04-06 · Gift · Disposed 233,922 · Balance 1,771,243

Common StockSEC Table I · non-derivativeDirect1,171,243 Reported balance After 2017-04-07 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2017-04-07 · Gift · Disposed 600,000 · Balance 1,171,243

Common StockSEC Table I · non-derivativeDirect920,695 Reported balance After 2017-04-10 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2017-04-10 · Gift · Disposed 250,548 · Balance 920,695

Common StockSEC Table I · non-derivativeDirect620,695 Reported balance After 2017-04-11 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2017-04-11 · Gift · Disposed 300,000 · Balance 620,695

Common StockSEC Table I · non-derivativeDirect460,170 Reported balance After 2017-04-12 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2017-04-12 · Gift · Disposed 160,525 · Balance 460,170

Common StockSEC Table I · non-derivativeDirect326,838 Reported balance After 2017-04-13 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2017-04-13 · Gift · Disposed 133,332 · Balance 326,838

Common StockSEC Table I · non-derivativeDirect184,558 Reported balance After 2017-04-17 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2017-04-17 · Gift · Disposed 142,280 · Balance 184,558

Common StockSEC Table I · non-derivativeIndirectSee footnote8,621,942 Last balance in matching sequence After 2017-06-14 transaction · row 30 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
15 source rows

Row 16 · 2017-04-17 · Gift · Disposed 60,011 · Balance 17,870,439

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 17 · 2017-04-18 · Gift · Disposed 102,537 · Balance 17,767,902

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 18 · 2017-04-19 · Gift · Disposed 300,000 · Balance 17,467,902

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 19 · 2017-04-20 · Gift · Disposed 280,300 · Balance 17,187,602

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 20 · 2017-04-21 · Gift · Disposed 473,727 · Balance 16,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 21 · 2017-04-26 · Gift · Disposed 1,000,000 · Balance 15,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 22 · 2017-05-09 · Gift · Disposed 1,000,000 · Balance 14,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 23 · 2017-05-15 · Gift · Disposed 1,000,000 · Balance 13,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 24 · 2017-05-16 · Gift · Disposed 1,000,000 · Balance 12,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 25 · 2017-05-19 · Gift · Disposed 1,000,000 · Balance 11,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 26 · 2017-05-24 · Gift · Disposed 1,000,000 · Balance 10,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 27 · 2017-05-30 · Gift · Disposed 1,000,000 · Balance 9,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 28 · 2017-06-02 · Gift · Disposed 1,000,000 · Balance 8,713,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 29 · 2017-06-13 · Gift · Disposed 50,000 · Balance 8,663,875

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Row 30 · 2017-06-14 · Gift · Disposed 41,933 · Balance 8,621,942

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 41,933 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 30

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,621,942

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
June 13, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 29

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,663,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
June 02, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 28

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 30, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 27

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 24, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 26

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 19, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 25

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 16, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 24

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 15, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 23

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 09, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 22

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 26, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 21

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 21, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 473,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 20

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 20, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 280,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 19

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,187,602

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 19, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 18

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,467,902

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 18, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 102,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 17

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,767,902

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 17, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 60,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 16

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,870,439

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
April 17, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 142,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 15

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,558

Read SEC document
April 13, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 133,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 14

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,838

Read SEC document
April 12, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 160,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 13

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,170

Read SEC document
April 11, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 12

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,695

Read SEC document
April 10, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 250,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 11

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,695

Read SEC document
April 07, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 10

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,243

Read SEC document
April 06, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 233,922 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 9

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,243

Read SEC document
April 05, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 188,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 8

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005,165

Read SEC document
April 04, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 195,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 7

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193,949

Read SEC document
April 03, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 6

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,389,107

Read SEC document
March 31, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 80,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 5

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689,107

Read SEC document
March 16, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 4

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,769,135

Read SEC document
March 15, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 69,418 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 3

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774,135

Read SEC document
February 27, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 811,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 2

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,843,553

F1 · shares: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

F1 · balance_after: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

Read SEC document
February 27, 2017 Filed Feb 14, 2018 21:28 UTC MANNKIND CORP MNKD · Entity 4792 GiftCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 1

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,654,553

F1 · shares: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

F1 · balance_after: Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.