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0000066740
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Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2021 Filed Feb 4, 2021 01:03 UTC
Patolawala Monish DSenior VP and CFO
GrantRestricted Stock Units · Derivative 6,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003864 · form4.xml · derivative · entry 1

Patolawala Monish D · CIK 0001815253 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,128

Underlying: Common Stock · 6,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:57 UTC
Ludgate Kristen MSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,478 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003862 · form4.xml · derivative · entry 4

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 16,478 shares

Expires 2031-02-01

F6 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:57 UTC
Ludgate Kristen MSenior Vice President
GrantRestricted Stock Units · Derivative 2,385 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003862 · form4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

Underlying: Common Stock · 2,385 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:51 UTC
Lavers Jeffrey RExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 41,086 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003860 · form4.xml · derivative · entry 5

Lavers Jeffrey R · CIK 0001820595 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,086

Underlying: Common Stock · 41,086 shares

Expires 2031-02-01

F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:45 UTC
Lakkundi Veena MSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 10,425 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003858 · form4.xml · derivative · entry 4

Lakkundi Veena M · CIK 0001820707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

Underlying: Common Stock · 10,425 shares

Expires 2031-02-01

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:34 UTC
Ashish Khandpur KExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 20,543 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003856 · form4.xml · derivative · entry 6

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,543

Underlying: Common Stock · 20,543 shares

Expires 2031-02-01

F7 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:34 UTC
Ashish Khandpur KExecutive Vice President
GrantRestricted Stock Units · Derivative 2,973 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003856 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 2,973 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F6 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F6 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:30 UTC
Hammes Eric D.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 20,543 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003854 · form4.xml · derivative · entry 4

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,543

Underlying: Common Stock · 20,543 shares

Expires 2031-02-01

F7 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:30 UTC
Hammes Eric D.Executive Vice President
GrantRestricted Stock Units · Derivative 2,973 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003854 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 2,973 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F6 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F6 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:25 UTC
Fong Ivan KSVP, Gen Counsel & Secretary
GrantNon-qualified Stock Option (Right to Buy) · Derivative 29,023 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003850 · form4.xml · derivative · entry 3

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,023

Underlying: Common Stock · 29,023 shares

Expires 2031-02-01

F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 00:22 UTC
Banovetz John PatrickSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 25,351 $0.00 Strike: $175.02 $0.00
Disclosure

SEC source: 0001127602-21-003848 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Underlying: Common Stock · 25,351 shares

Expires 2031-02-01

F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:25 UTC
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 99.581 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003874 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,435.145

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:25 UTC
Vale Michael G.Executive Vice President
GrantCommon Stock 4,237.475 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003874 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,534.726

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:19 UTC
Rutherford Denise RSenior Vice President
Tax withholdingCommon Stock 527.741 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003872 · form4.xml · nonDerivative · entry 2

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286.3556

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:19 UTC
Rutherford Denise RSenior Vice President
GrantCommon Stock 1,100.974 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003872 · form4.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814.0966

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:15 UTC
Roman Michael FDirector · Chairman and CEO
Tax withholdingCommon Stock 268.948 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003870 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,928.9903

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:15 UTC
Roman Michael FDirector · Chairman and CEO
GrantCommon Stock 14,301.844 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003870 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,197.9383

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018, and July 2, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Poul MojdehExecutive Vice President
Tax withholdingCommon Stock 369.698 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003866 · form4.xml · nonDerivative · entry 2

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213.9209

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Poul MojdehExecutive Vice President
GrantCommon Stock 761.731 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003866 · form4.xml · nonDerivative · entry 1

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583.6189

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:57 UTC
Ludgate Kristen MSenior Vice President
Tax withholdingCommon Stock 417.816 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003862 · form4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657.788

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:57 UTC
Ludgate Kristen MSenior Vice President
GrantCommon Stock 857.47 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003862 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075.604

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:51 UTC
Lavers Jeffrey RExecutive Vice President
Tax withholdingCommon Stock 376.749 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003860 · form4.xml · nonDerivative · entry 2

Lavers Jeffrey R · CIK 0001820595 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,822.782

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:51 UTC
Lavers Jeffrey RExecutive Vice President
GrantCommon Stock 761.731 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003860 · form4.xml · nonDerivative · entry 1

Lavers Jeffrey R · CIK 0001820595 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,199.531

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:45 UTC
Lakkundi Veena MSenior Vice President
Tax withholdingCommon Stock 203.794 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003858 · form4.xml · nonDerivative · entry 2

Lakkundi Veena M · CIK 0001820707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054.6284

F2 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:45 UTC
Lakkundi Veena MSenior Vice President
GrantCommon Stock 369.333 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003858 · form4.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258.4224

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:34 UTC
Ashish Khandpur KExecutive Vice President
Tax withholdingCommon Stock 91.383 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003856 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,144.6053

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:34 UTC
Ashish Khandpur KExecutive Vice President
GrantCommon Stock 4,237.475 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003856 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,235.9883

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:30 UTC
Hammes Eric D.Executive Vice President
Tax withholdingCommon Stock 587.067 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003854 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,622.1632

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:30 UTC
Hammes Eric D.Executive Vice President
GrantCommon Stock 2,399.144 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003854 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.2302

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:25 UTC
Fong Ivan KSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 66.966 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003850 · form4.xml · nonDerivative · entry 2

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,608.6123

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:25 UTC
Fong Ivan KSVP, Gen Counsel & Secretary
GrantCommon Stock 2,687.161 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003850 · form4.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,675.5783

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:22 UTC
Banovetz John PatrickSenior Vice President
Tax withholdingCommon Stock 586.565 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003848 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,269.4178

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:22 UTC
Banovetz John PatrickSenior Vice President
GrantCommon Stock 2,399.144 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003848 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,855.9828

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 16, 2021 19:23 UTC Amendment
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 134.387 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005780 · form4a.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,400.339

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 01, 2021 Filed Feb 16, 2021 19:13 UTC Amendment
Rutherford Denise RSenior Vice President
Tax withholdingCommon Stock 531 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005773 · form4a.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283.0966

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 01, 2021 Filed Feb 16, 2021 19:08 UTC Amendment
Roman Michael FDirector · Chairman and CEO
Tax withholdingCommon Stock 463.674 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005768 · form4a.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,734.2643

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 01, 2021 Filed Feb 16, 2021 19:04 UTC Amendment
Poul MojdehExecutive Vice President
Tax withholdingCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005765 · form4a.xml · nonDerivative · entry 1

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212.6189

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 01, 2021 Filed Feb 16, 2021 18:57 UTC Amendment
Ludgate Kristen MSenior Vice President
Tax withholdingCommon Stock 419 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005760 · form4a.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656.604

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 01, 2021 Filed Feb 16, 2021 18:43 UTC Amendment
Lavers Jeffrey RExecutive Vice President
Tax withholdingCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005758 · form4a.xml · nonDerivative · entry 1

Lavers Jeffrey R · CIK 0001820595 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,821.531

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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February 01, 2021 Filed Feb 16, 2021 18:38 UTC Amendment
Lakkundi Veena MSenior Vice President
Tax withholdingCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005756 · form4a.xml · nonDerivative · entry 1

Lakkundi Veena M · CIK 0001820707 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069.4224

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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February 01, 2021 Filed Feb 16, 2021 18:32 UTC Amendment
Ashish Khandpur KExecutive Vice President
Tax withholdingCommon Stock 164.96 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005754 · form4a.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,071.0283

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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February 01, 2021 Filed Feb 16, 2021 18:27 UTC Amendment
Hammes Eric D.Executive Vice President
Tax withholdingCommon Stock 612.042 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005749 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,597.1882

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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February 01, 2021 Filed Feb 16, 2021 18:24 UTC Amendment
Fong Ivan KSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 113.561 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005746 · form4a.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,562.0173

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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February 01, 2021 Filed Feb 16, 2021 18:19 UTC Amendment
Banovetz John PatrickSenior Vice President
Tax withholdingCommon Stock 612.042 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005740 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,243.9408

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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January 29, 2021 Filed Jan 29, 2021 16:42 UTC GrantCommon Stock 184.004 $183.42 $33,750.01
Disclosure

SEC source: 0001127602-21-002935 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,090.306

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 29, 2021 Filed Jan 29, 2021 16:39 UTC GrantCommon Stock 211.264 $183.42 $38,750.04
Disclosure

SEC source: 0001127602-21-002934 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 16,139.233

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 29, 2021 Filed Jan 29, 2021 16:34 UTC GrantCommon Stock 211.264 $183.42 $38,750.04
Disclosure

SEC source: 0001127602-21-002933 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 40,550.772

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 29, 2021 Filed Jan 29, 2021 16:29 UTC GrantCommon Stock 231.709 $183.42 $42,500.06
Disclosure

SEC source: 0001127602-21-002932 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 46,528.737

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 29, 2021 Filed Feb 1, 2021 18:30 UTC
Vale Michael G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,875 $0.00 Strike: $87.89 $0.00
Disclosure

SEC source: 0001127602-21-003205 · form4.xml · derivative · entry 3

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,875 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2021 Filed Feb 1, 2021 18:30 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 30,875 $175.53 $5,419,519.63
Disclosure

SEC source: 0001127602-21-003205 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,280.3799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.47 to $175.71, inclusive.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F3 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.