Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Group President | October 04, 2023 | October 05, 2023 |
| AVIENT CORPAVNT · Entity 4061 | Director · Chairman, President & CEO | February 20, 2026 | February 24, 2026 |
| Constellation Energy CorpCEG · Entity 2918 | Director | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date October 04, 2023 · Filed October 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,526.7698 |
Ending reported balance
After 2023-10-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-10-04 · Exercise / conversion · Acquired 441 · Balance 21,967.7698 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Row 2 · 2023-10-04 · Tax withholding · Disposed 441 · Balance 21,526.7698 F2: Shares withheld for FICA tax for retirement eligible executives. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,990 |
Reported balance
After 2023-10-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-10-04 · Exercise / conversion · Disposed 441 · Balance 12,990 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3: The restricted stock units vest 100% three years from the grant date of February 7, 2023. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 752 |
Reported balance
Holding disclosure · report date 2023-10-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 752 |
| Common StockSEC Table I · non-derivative | IndirectSpouse 401k/paesop | 952 |
Reported balance
Holding disclosure · report date 2023-10-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 952 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: Shares withheld for FICA tax for retirement eligible executives.
F3: The restricted stock units vest 100% three years from the grant date of February 7, 2023.
AVIENT CORP
Report date February 20, 2026 · Filed February 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 63,480 |
Reported balance
After 2026-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-20 · Grant · Acquired 63,480 · Balance 63,480 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2: The restricted stock units vest in substantially equal installments on each of February 20, 2027, February 20, 2028 and February 20, 2029, unless earlier vested or terminated pursuant to the terms of the grant agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.
F2: The restricted stock units vest in substantially equal installments on each of February 20, 2027, February 20, 2028 and February 20, 2029, unless earlier vested or terminated pursuant to the terms of the grant agreement.
Constellation Energy Corp
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Deferred Stock Units)SEC Table I · non-derivative | Direct | 6,257 |
Reported balance
After 2026-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 556 · Balance 6,257 F1: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 30, 2026 16:22 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 556 | $305.71 | $169,974.76 |
DisclosureSEC source: 0000905148-26-001962 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,257 F1 · balance_after: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 16:30 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 63,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000064 · form4.xml · derivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,480 Underlying: Common Stock · 63,480 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · derivative.exercise_date: The restricted stock units vest in substantially equal installments on each of February 20, 2027, February 20, 2028 and February 20, 2029, unless earlier vested or terminated pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: The restricted stock units vest in substantially equal installments on each of February 20, 2027, February 20, 2028 and February 20, 2029, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 20:47 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 18,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000059 · form4.xml · derivative · entry 3 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,807 Underlying: Common Stock · 18,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F4 · derivative.exercise_date: The restricted stock units vest in substantially equal installments on each of February 19, 2026, February 19, 2027 and February 19, 2028, unless earlier vested or terminated pursuant to the terms of the grant agreement. F4 · derivative.expiration_date: The restricted stock units vest in substantially equal installments on each of February 19, 2026, February 19, 2027 and February 19, 2028, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 20:47 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 8,286 | $42.51 | $352,237.86 |
DisclosureSEC source: 0001122976-26-000059 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,384 F3 · kind: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 19, 2026. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 20:47 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 18,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122976-26-000059 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| December 02, 2025 Filed Dec 3, 2025 14:47 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 16,475 | $30.61 | $504,299.75 |
DisclosureSEC source: 0001122976-25-000091 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,683 F3 · kind: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 14:47 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-25-000091 · form4.xml · derivative · entry 3 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,500 Underlying: Common Stock · 35,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F4 · derivative.exercise_date: The restricted stock units vest ratably on each of the first four anniversaries of the December 1, 2023 date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. F4 · derivative.expiration_date: The restricted stock units vest ratably on each of the first four anniversaries of the December 1, 2023 date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 14:47 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 35,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122976-25-000091 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| April 29, 2025 Filed May 1, 2025 16:10 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 993 | $226.45 | $224,864.85 |
DisclosureSEC source: 0000905148-25-001394 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,672 F1 · balance_after: Balance includes approximately 9 shares acquired on March 18, 2025 through automatic dividend reinvestment. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 21:39 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-008324 · form4.xml · derivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,210 Underlying: Common Stock · 4,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · derivative.exercise_date: The restricted stock units vest in substantially equal installments on each of February 19, 2026, February 19, 2027 and February 19, 2028, unless earlier vested or terminated pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: The restricted stock units vest in substantially equal installments on each of February 19, 2026, February 19, 2027 and February 19, 2028, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 14:56 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 50,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-006163 · form4.xml · derivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,410 Underlying: Common Stock · 50,410 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · derivative.exercise_date: The restricted stock units vest ratably on each of the first three anniversaries of the February 19, 2025 date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: The restricted stock units vest ratably on each of the first three anniversaries of the February 19, 2025 date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 17:23 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 168 | $253.63 | $42,609.84 |
DisclosureSEC source: 0000905148-25-000016 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,670 F1 · balance_after: Balance includes approximately 6 shares acquired on December 6, 2024 through automatic dividend reinvestment. Read SEC document |
| December 03, 2024 Filed Mar 18, 2025 20:28 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 13,113 | $51.57 | $676,237.41 |
DisclosureSEC source: 0001127602-25-009777 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,011 F3 · kind: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units. Read SEC document |
| December 01, 2024 Filed Mar 18, 2025 20:28 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009777 · form4.xml · derivative · entry 3 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,750 Underlying: Common Stock · 35,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F4 · derivative.exercise_date: The restricted stock units vest ratably on each of the first four anniversaries of the December 1, 2023 date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. F4 · derivative.expiration_date: The restricted stock units vest ratably on each of the first four anniversaries of the December 1, 2023 date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| December 01, 2024 Filed Mar 18, 2025 20:28 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 35,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-009777 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 17:06 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 246 | $173.11 | $42,585.06 |
DisclosureSEC source: 0000905148-24-002621 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,496 F1 · balance_after: Balance includes approximately 9 shares acquired on September 6, 2024 through automatic dividend reinvestment. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 16:28 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 198 | $214.63 | $42,496.74 |
DisclosureSEC source: 0000905148-24-001820 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,242 F1 · balance_after: Balance includes approximately 7 shares acquired on June 10, 2024 through automatic dividend reinvestment. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 18:15 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 247 | $172.41 | $42,585.27 |
DisclosureSEC source: 0000905148-24-001061 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,037 F1 · balance_after: Balance includes approximately 8 shares acquired on March 19, 2024 through automatic dividend reinvestment. Balance has also been adjusted to reflect approximately 33 additional shares that were inadvertently excluded from the Form 4 filed by the reporting person on January 3, 2024. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 18:46 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 41,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006804 · form4.xml · derivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,200 Underlying: Common Stock · 41,200 shares Expires 2027-02-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 18:46 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 133,300 | $0.00 Strike: $39.27 | $0.00 |
DisclosureSEC source: 0001127602-24-006804 · form4.xml · derivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,300 Underlying: Common Stock · 133,300 shares Expires 2034-02-22 F1 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $39.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 16:49 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 349 | $121.69 | $42,469.81 |
DisclosureSEC source: 0000905148-24-000048 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,749 F1 · balance_after: Balance includes approximately 8 shares acquired on December 9, 2023 through automatic dividend reinvestment. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:00 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 141,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028693 · form4.xml · derivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,000 Underlying: Common Stock · 141,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · derivative.exercise_date: The restricted stock units vest ratably on each of the first four anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: The restricted stock units vest ratably on each of the first four anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the grant agreement. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 22:09 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-025649 · form4.xml · derivative · entry 5 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,990 Underlying: Common Stock · 441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 22:09 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 441 | $88.02 | $38,816.82 |
DisclosureSEC source: 0001127602-23-025649 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,526.7698 F2 · shares: Shares withheld for FICA tax for retirement eligible executives. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 22:09 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-025649 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,967.7698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 17:25 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 391 | $108.64 | $42,478.24 |
DisclosureSEC source: 0000905148-23-001086 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,392 F1 · balance_after: Balance includes approximately 8 shares acquired on September 8, 2023 through automatic dividend reinvestment. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:44 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 456 | $93.29 | $42,540.24 |
DisclosureSEC source: 0001140361-23-033152 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,993 F1 · balance_after: Balance includes approximately 8 shares acquired on June 10, 2023 through automatic dividend reinvestment. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:13 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 8,556 | $99.27 | $849,354.12 |
DisclosureSEC source: 0001127602-23-016241 · form4.xml · nonDerivative · entry 3 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,942.85 F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:13 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 800 | $99.26 | $79,408.08 |
DisclosureSEC source: 0001127602-23-016241 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,498.85 Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:13 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 76 | $99.26 | $7,543.76 |
DisclosureSEC source: 0001127602-23-016241 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,298.85 Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:45 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 500 | $77.55 | $38,775.00 |
DisclosureSEC source: 0001140361-23-016289 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,530 F1 · balance_after: Balance includes approximately 7 shares acquired on March 10, 2023 through automatic dividend reinvestment. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:00 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 13,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004024 · form4.xml · derivative · entry 5 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,431 Underlying: Common Stock · 13,431 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:00 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004024 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,160.5302 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:00 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,002.485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004024 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,850.5302 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 06, 2023 Filed Feb 23, 2023 17:13 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006705 · form4a.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,130.5302 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:27 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 432 | $89.72 | $38,759.04 |
DisclosureSEC source: 0001140361-23-000487 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023 F1 · balance_after: Balance includes approximately 2 shares acquired on December 9, 2022 through automatic dividend reinvestment. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:28 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023783 · form4.xml · derivative · entry 6 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,993 Underlying: Common Stock · 305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F4 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 F4 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:28 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023783 · form4.xml · derivative · entry 5 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875 Underlying: Common Stock · 98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021. F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:28 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 305 | $115.17 | $35,126.85 |
DisclosureSEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 4 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,627.5028 F2 · shares: Shares withheld for FICA tax for retirement eligible executives. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:28 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 98 | $115.17 | $11,286.66 |
DisclosureSEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 3 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,932.5028 F2 · shares: Shares withheld for FICA tax for retirement eligible executives. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:28 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,030.5028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:28 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023783 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,725.5028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 17:58 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 443 | $87.51 | $38,766.93 |
DisclosureSEC source: 0001140361-22-036142 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589 F1 · balance_after: Balance includes approximately 2 shares acquired on September 9, 2022 through automatic dividend reinvestment. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 17:25 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 648 | $59.79 | $38,743.92 |
DisclosureSEC source: 0001140361-22-025078 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 F1 · balance_after: Balance includes approximately 1 share acquired on June 10, 2022 through automatic dividend reinvestment. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:02 UTC | Constellation Energy Corp CEG · Entity 2918 | GrantCommon Stock (Deferred Stock Units) | 495 | $51.32 | $25,403.40 |
DisclosureSEC source: 0001140361-22-013009 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495 Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:33 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 9,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004040 · form4.xml · derivative · entry 5 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,298 Underlying: Common Stock · 9,298 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:33 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,759.898 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004040 · form4.xml · nonDerivative · entry 2 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,067.4287 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:33 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,190.672 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004040 · form4.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,827.3267 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 07, 2022 Filed Feb 22, 2022 14:17 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005834 · form4a.xml · nonDerivative · entry 1 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,066.3267 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 14:02 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,505 | $0.00 Strike: $101.49 | $0.00 |
DisclosureSEC source: 0001127602-21-023419 · form4.xml · derivative · entry 7 Ashish Khandpur K · CIK 0001614139 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,505 shares Expires 2023-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.