Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Group President | October 04, 2023 | October 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date October 04, 2023 · Filed October 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,845.331 |
Ending reported balance
After 2023-10-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-10-04 · Exercise / conversion · Acquired 570 · Balance 11,415.331 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Row 2 · 2023-10-04 · Tax withholding · Disposed 570 · Balance 10,845.331 F2: Shares withheld for FICA tax for retirement eligible executives. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,861 |
Reported balance
After 2023-10-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-10-04 · Exercise / conversion · Disposed 570 · Balance 12,861 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3: The restricted stock units vest 100% three years from the grant date of February 7, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: Shares withheld for FICA tax for retirement eligible executives.
F3: The restricted stock units vest 100% three years from the grant date of February 7, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2023 Filed Oct 5, 2023 22:11 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-025650 · form4.xml · derivative · entry 3 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,861 Underlying: Common Stock · 570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 22:11 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 570 | $88.02 | $50,171.40 |
DisclosureSEC source: 0001127602-23-025650 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,845.331 F2 · shares: Shares withheld for FICA tax for retirement eligible executives. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 22:11 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-025650 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,415.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 13:24 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 7,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019786 · form4.xml · derivative · entry 5 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F4 · derivative.exercise_date: On July 1, 2022 the reporting person was granted 7,783 restricted stock units, vesting in one year. F4 · derivative.expiration_date: On July 1, 2022 the reporting person was granted 7,783 restricted stock units, vesting in one year. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 13:24 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,615 | $100.09 | $361,825.35 |
DisclosureSEC source: 0001127602-23-019786 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,845.331 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 13:24 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 7,783 | $100.09 | $779,000.47 |
DisclosureSEC source: 0001127602-23-019786 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,460.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 22:01 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 13,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004027 · form4.xml · derivative · entry 5 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,431 Underlying: Common Stock · 13,431 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F6 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. F6 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:01 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004027 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475.23 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:01 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,785.689 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004027 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,329.23 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2023 Filed Feb 21, 2023 13:45 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006065 · form4a.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,489.23 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 13:06 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 7,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-018857 · form4.xml · derivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 Underlying: Common Stock · 7,783 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: On July 1, 2022 the reporting person was granted 7,783 restricted stock units, vesting in one year. F2 · derivative.expiration_date: On July 1, 2022 the reporting person was granted 7,783 restricted stock units, vesting in one year. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:36 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 53,284 | $0.00 Strike: $162.41 | $0.00 |
DisclosureSEC source: 0001127602-22-004042 · form4.xml · derivative · entry 5 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,284 Underlying: Common Stock · 53,284 shares Expires 2032-02-06 F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:36 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 387.746 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004042 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,365.7982 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:36 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 787.467 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004042 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,753.5442 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2022 Filed Feb 22, 2022 14:21 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005836 · form4a.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,364.5442 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:51 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,025 | $0.00 Strike: $101.49 | $0.00 |
DisclosureSEC source: 0001127602-21-023557 · form4.xml · derivative · entry 5 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,025 shares Expires 2023-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:51 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6,025 | $200.00 | $1,205,000.00 |
DisclosureSEC source: 0001127602-21-023557 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,948.1919 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:51 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 6,025 | $101.49 | $611,477.25 |
DisclosureSEC source: 0001127602-21-023557 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,973.1919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 00:51 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 41,086 | $0.00 Strike: $175.02 | $0.00 |
DisclosureSEC source: 0001127602-21-003860 · form4.xml · derivative · entry 5 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,086 Underlying: Common Stock · 41,086 shares Expires 2031-02-01 F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:51 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 376.749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003860 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,822.782 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:51 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 761.731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003860 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199.531 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 01, 2021 Filed Feb 16, 2021 18:43 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005758 · form4a.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,821.531 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 15:06 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,219 | $0.00 Strike: $87.89 | $0.00 |
DisclosureSEC source: 0001127602-20-030937 · form4.xml · derivative · entry 5 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,219 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 15:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6,219 | $172.09 | $1,070,228.95 |
DisclosureSEC source: 0001127602-20-030937 · form4.xml · nonDerivative · entry 2 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,424.2297 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 15:06 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 6,219 | $87.89 | $546,587.91 |
DisclosureSEC source: 0001127602-20-030937 · form4.xml · nonDerivative · entry 1 Lavers Jeffrey R · CIK 0001820595 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,643.2297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.