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person · Reporting owner

HENKEL HERBERT L

Disclosed activity across 4 companies

Tapewire entity
127736
SEC CIK
0001204528

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275DirectorApril 29, 2022May 02, 2022
ALLSTATE CORPALL · Entity 2989DirectorApril 01, 2017April 04, 2017
BARD C R INC /NJ/BCR · Entity 170698DirectorDecember 29, 2017January 03, 2018
HERC HOLDINGS INCHRI · Entity 3949DirectorMay 14, 2020May 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date April 29, 2022 · Filed May 02, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Corporation44,226.151 Reported balance After 2022-04-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-04-29 · Grant · Acquired 229.374 · Balance 44,226.151

F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

ALLSTATE CORP

Report date April 01, 2017 · Filed April 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,351.453 Reported balance After 2017-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-04-01 · Grant · Acquired 383.483 · Balance 7,351.453

F1: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017.

BARD C R INC /NJ/

Report date December 29, 2017 · Filed January 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-29 transaction · row 1
1 source row

Row 1 · 2017-12-29 · Disposition to issuer · Disposed 11,786.7412 · Balance 0

F1: This Form 4 is being filed in connection with the December 29, 2017 closing of the merger (the "Merger") of Lambda Corp. ("Lambda") with and into C. R. Bard, Inc. ("Bard") pursuant to the Agreement and Plan of Merger, dated as of April 23, 2017, among Bard, Becton, Dickinson and Company ("BD") and Lambda. Upon the closing of the Merger, each outstanding share of Bard common stock was converted into the right to receive $222.93 in cash (without interest) and 0.5077 of a share of BD common stock (the "Merger Consideration").

Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-12-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-12-29 · Disposition to issuer · Disposed 17,724.54 · Balance 0

F2: Units are credited under the Company's Deferred Compensation Contract, Deferral of Directors' Fees.

F3: Conversion is 1 for 1.

F4: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement.

F5: Includes 62.59 units for dividend credits.

Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-12-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-12-29 · Disposition to issuer · Disposed 12,666 · Balance 0

F6: Units granted under the Company's Stock Equivalent Plan for Outside Directors.

F3: Conversion is 1 for 1.

F7: These units, which are 100% vested, were assumed by BD at the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed in connection with the December 29, 2017 closing of the merger (the "Merger") of Lambda Corp. ("Lambda") with and into C. R. Bard, Inc. ("Bard") pursuant to the Agreement and Plan of Merger, dated as of April 23, 2017, among Bard, Becton, Dickinson and Company ("BD") and Lambda. Upon the closing of the Merger, each outstanding share of Bard common stock was converted into the right to receive $222.93 in cash (without interest) and 0.5077 of a share of BD common stock (the "Merger Consideration").

F2: Units are credited under the Company's Deferred Compensation Contract, Deferral of Directors' Fees.

F3: Conversion is 1 for 1.

F4: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement.

F5: Includes 62.59 units for dividend credits.

F6: Units granted under the Company's Stock Equivalent Plan for Outside Directors.

F7: These units, which are 100% vested, were assumed by BD at the effective time of the Merger.

HERC HOLDINGS INC

Report date May 14, 2020 · Filed May 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,786 Ending reported balance After 2020-05-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-05-14 · Grant · Acquired 5,967 · Balance 25,967

Row 2 · 2020-05-14 · Grant · Acquired 4,819 · Balance 30,786

F1: Award of 4,819 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Award of 4,819 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2022 Filed May 2, 2022 12:39 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 229.374 $147.14 $33,750.09
Disclosure

SEC source: 0001127602-22-012778 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 44,226.151

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 17:59 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 198.343 $170.16 $33,750.04
Disclosure

SEC source: 0001127602-22-002380 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 43,536.541

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 19:38 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 187.636 $179.87 $33,750.09
Disclosure

SEC source: 0001127602-21-027813 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,978.989

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 14:22 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 181.677 $198.17 $36,002.93
Disclosure

SEC source: 0001127602-21-022681 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,450.879

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 11, 2021 Filed May 12, 2021 16:12 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 892.298 $207.33 $185,000.14
Disclosure

SEC source: 0001127602-21-016337 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 41,962.94

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
April 30, 2021 Filed Apr 30, 2021 17:19 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 194.675 $199.05 $38,750.06
Disclosure

SEC source: 0001127602-21-014731 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 41,070.642

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
January 29, 2021 Filed Jan 29, 2021 16:34 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 211.264 $183.42 $38,750.04
Disclosure

SEC source: 0001127602-21-002933 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 40,550.772

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 16:23 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 244.511 $158.48 $38,750.10
Disclosure

SEC source: 0001127602-20-027770 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 40,001.571

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 15:27 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 254.734 $152.12 $38,750.14
Disclosure

SEC source: 0001127602-20-022381 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 39,408.403

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 14, 2020 Filed May 18, 2020 16:22 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantCommon Stock 4,819 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016914 · form4.xml · nonDerivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,786

F1 · shares: Award of 4,819 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date.

Read SEC document
May 14, 2020 Filed May 18, 2020 16:22 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantCommon Stock 5,967 $21.67 $129,304.89
Disclosure

SEC source: 0001127602-20-016914 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,967

Read SEC document
May 12, 2020 Filed May 13, 2020 13:55 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 1,166.541 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016354 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 38,779.528

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:22 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 255.069 $151.92 $38,750.08
Disclosure

SEC source: 0001127602-20-015231 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 37,612.987

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:17 UTC HERC HOLDINGS INC HRI · Entity 3949 PurchaseCommon Stock 1,657 $23.12 $38,309.84
Disclosure

SEC source: 0001127602-20-010783 · form4.xml · nonDerivative · entry 4

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F3 · price: The shares were purchased in multiple transactions at prices ranging from $22.84 to $23.12, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:17 UTC HERC HOLDINGS INC HRI · Entity 3949 PurchaseCommon Stock 4,147 $22.83 $94,676.01
Disclosure

SEC source: 0001127602-20-010783 · form4.xml · nonDerivative · entry 3

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,343

F2 · price: The shares were purchased in multiple transactions at prices ranging from $21.84 to $22.83, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:17 UTC HERC HOLDINGS INC HRI · Entity 3949 PurchaseCommon Stock 4,100 $21.83 $89,503.00
Disclosure

SEC source: 0001127602-20-010783 · form4.xml · nonDerivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,196

F1 · price: The shares were purchased in multiple transactions at prices ranging from $20.84 to $21.83, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:17 UTC HERC HOLDINGS INC HRI · Entity 3949 PurchaseCommon Stock 96 $20.83 $1,999.68
Disclosure

SEC source: 0001127602-20-010783 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,096

Read SEC document
January 31, 2020 Filed Feb 3, 2020 18:11 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 238.447 $162.51 $38,750.02
Disclosure

SEC source: 0001127602-20-003013 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,988.602

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:31 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 489 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033211 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,132

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:10 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 229.209 $169.06 $38,750.07
Disclosure

SEC source: 0001127602-19-031232 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,439.159

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 17:25 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026986 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,643

Underlying: Common Stock · 619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

Read SEC document
July 30, 2019 Filed Jul 31, 2019 21:01 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 219.224 $176.76 $38,750.03
Disclosure

SEC source: 0001127602-19-025544 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 35,902.326

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
May 16, 2019 Filed May 20, 2019 17:45 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 2,578 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019184 · form4.xml · derivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,024

Underlying: Common Stock · 2,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2020 annual meeting of stockholders (or, if earlier following a change of control).

F4 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2020 annual meeting of stockholders (or, if earlier following a change of control).

F5 · balance_after: The phantom stock reported in this column includes previously reported phantom stock with different conditions for distribution.

Read SEC document
May 16, 2019 Filed May 20, 2019 17:45 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 3,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019184 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,446

Underlying: Common Stock · 3,728 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F3 · balance_after: The phantom stock reported in this column includes previously reported phantom stock with different conditions for distribution.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:32 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018571 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 35,381.436

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
April 30, 2019 Filed May 2, 2019 15:32 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 203.723 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016852 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 34,404.913

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:40 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 533 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007213 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,718

Underlying: Common Stock · 533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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November 27, 2018 Filed Nov 28, 2018 16:16 UTC HERC HOLDINGS INC HRI · Entity 3949 PurchaseCommon Stock 10,000 $34.68 $346,800.00
Disclosure

SEC source: 0001127602-18-034607 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.39 to $35.00, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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November 15, 2018 Filed Nov 16, 2018 16:24 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 585 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033419 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,185

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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November 13, 2018 Filed Nov 14, 2018 16:02 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032968 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 33,735

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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August 15, 2018 Filed Aug 17, 2018 16:22 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025686 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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August 14, 2018 Filed Aug 15, 2018 14:51 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025404 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 33,353

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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May 17, 2018 Filed May 18, 2018 16:17 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 1,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018126 · form4.xml · derivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,166

Underlying: Common Stock · 1,704 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier following a change of control).

F3 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier following a change of control).

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May 17, 2018 Filed May 18, 2018 16:17 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 2,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018126 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,462

Underlying: Common Stock · 2,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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May 08, 2018 Filed May 10, 2018 19:50 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016958 · form4.xml · nonDerivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 32,774

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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May 08, 2018 Filed May 10, 2018 19:50 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016958 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,846

F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

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February 15, 2018 Filed Feb 16, 2018 16:30 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006663 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,874

Underlying: Common Stock · 360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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February 06, 2018 Filed Feb 6, 2018 21:08 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004306 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,841

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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December 29, 2017 Filed Jan 3, 2018 18:35 UTC BARD C R INC /NJ/ BCR · Entity 170698 Disposition to issuerShare Equivalent Units · Derivative 12,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-000472 · doc4.xml · derivative · entry 3

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,666 shares

Expires not disclosed

F6 · security: Units granted under the Company's Stock Equivalent Plan for Outside Directors.

F3 · derivative.exercise_price: Conversion is 1 for 1.

F7 · price: These units, which are 100% vested, were assumed by BD at the effective time of the Merger.

F7 · derivative.exercise_date: These units, which are 100% vested, were assumed by BD at the effective time of the Merger.

F7 · derivative.expiration_date: These units, which are 100% vested, were assumed by BD at the effective time of the Merger.

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December 29, 2017 Filed Jan 3, 2018 18:35 UTC BARD C R INC /NJ/ BCR · Entity 170698 Disposition to issuerPhantom Stock Units · Derivative 17,724.54 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-000472 · doc4.xml · derivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,724.54 shares

Expires not disclosed

F2 · security: Units are credited under the Company's Deferred Compensation Contract, Deferral of Directors' Fees.

F3 · derivative.exercise_price: Conversion is 1 for 1.

F4 · price: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement.

F4 · derivative.exercise_date: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement.

F4 · derivative.expiration_date: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement.

F5 · derivative.underlying_shares: Includes 62.59 units for dividend credits.

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December 29, 2017 Filed Jan 3, 2018 18:35 UTC BARD C R INC /NJ/ BCR · Entity 170698 Disposition to issuerCommon Stock 11,786.7412 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000472 · doc4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 is being filed in connection with the December 29, 2017 closing of the merger (the "Merger") of Lambda Corp. ("Lambda") with and into C. R. Bard, Inc. ("Bard") pursuant to the Agreement and Plan of Merger, dated as of April 23, 2017, among Bard, Becton, Dickinson and Company ("BD") and Lambda. Upon the closing of the Merger, each outstanding share of Bard common stock was converted into the right to receive $222.93 in cash (without interest) and 0.5077 of a share of BD common stock (the "Merger Consideration").

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December 04, 2017 Filed Dec 5, 2017 15:05 UTC BARD C R INC /NJ/ BCR · Entity 170698 GrantShare Equivalent Units · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018189 · doc4.xml · derivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,666

Underlying: Common Stock · 245 shares

Expires not disclosed

F3 · security: Units granted under the Company's Stock Equivalent Plan for Outside Directors.

F4 · derivative.exercise_price: Conversion is 1 for 1.

F5 · derivative.exercise_date: Share Equivalent Units are settled in cash upon termination as a director.

F5 · derivative.expiration_date: Share Equivalent Units are settled in cash upon termination as a director.

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December 04, 2017 Filed Dec 5, 2017 15:05 UTC BARD C R INC /NJ/ BCR · Entity 170698 GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018189 · doc4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,786.7412

F1 · kind: Stock award granted in accordance with the 2005 Directors' Stock Award Plan, as amended and restated, that fully vests in three years from the date of grant, subject to earlier acceleration.

F2 · balance_after: Includes 31.6015 shares acquired under the Company's Dividend Reinvestment Plan from November 5, 2016 to August 4, 2017.

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November 15, 2017 Filed Nov 16, 2017 16:14 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 398 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032393 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,514

Underlying: Common Stock · 398 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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November 14, 2017 Filed Nov 16, 2017 15:09 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032289 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,541

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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August 15, 2017 Filed Aug 16, 2017 21:37 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025813 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,208

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August 15, 2017 Filed Aug 17, 2017 16:14 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 552 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-025922 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,116

Underlying: Common Stock · 552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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May 18, 2017 Filed May 22, 2017 16:13 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 2,857 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019001 · form4.xml · derivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,564

Underlying: Common Stock · 2,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders (or, if earlier, following a change of control).

F3 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders (or, if earlier, following a change of control).

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May 18, 2017 Filed May 22, 2017 16:13 UTC HERC HOLDINGS INC HRI · Entity 3949 GrantPhantom Stock · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019001 · form4.xml · derivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,707

Underlying: Common Stock · 4,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control).

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May 09, 2017 Filed May 10, 2017 21:14 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017577 · form4.xml · nonDerivative · entry 2

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,873

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.