Ludgate Kristen M

SEC source: 0000007789-26-000227 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,121

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-26-000166 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,085

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-26-000110 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,047

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-26-000030 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,003

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2026 grant. They are payable solely in shares of common stock, unless the Insider elected to defer shares until separation.

SEC source: 0000007789-25-000218 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,418

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-25-000143 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,373

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0000007789-25-000068 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,328

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0001127602-25-009939 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,278

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

SEC source: 0001127602-25-002724 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,227

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2025 grant. They are payable solely in shares of common stock.

SEC source: 0000950170-24-136743 · ownership.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,169

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.35-$34.485, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-24-029302 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255

F1 · kind: Restricted Stock Units will vest on February 1, 2025 and are payable solely in shares of common stock upon vesting.

SEC source: 0000950170-24-135446 · ownership.xml · derivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,639

Underlying: Common Stock · 46,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/9/2024, the reporting person was granted 46,639 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/9/2024, the reporting person was granted 46,639 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/9/2024, the reporting person was granted 46,639 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/9/2024, the reporting person was granted 46,639 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0000950170-24-135131 · ownership.xml · derivative · entry 5

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,140

Underlying: Common Stock · 16,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F5 · shares: As previously reported, on 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 416 vested dividend equivalent rights.

F5 · price: As previously reported, on 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 416 vested dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 416 vested dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 416 vested dividend equivalent rights.

SEC source: 0000950170-24-135131 · ownership.xml · derivative · entry 4

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,731

Underlying: Common Stock · 16,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,125 vested dividend equivalent rights.

F4 · price: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,125 vested dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,125 vested dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,125 vested dividend equivalent rights.

SEC source: 0000950170-24-135131 · ownership.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,171 vested dividend equivalent rights.

F3 · price: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,171 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,171 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,171 vested dividend equivalent rights.

SEC source: 0000950170-24-135131 · ownership.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,525

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0000950170-24-135131 · ownership.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-130284 · ownership.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2021 the reporting person was granted 19,829 PARSUs. On 11/20/2024, 10,311 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,056 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2021 the reporting person was granted 19,829 PARSUs. On 11/20/2024, 10,311 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,056 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2021 the reporting person was granted 19,829 PARSUs. On 11/20/2024, 10,311 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,056 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2021 the reporting person was granted 19,829 PARSUs. On 11/20/2024, 10,311 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,056 vested dividend equivalent units.

SEC source: 0000950170-24-130284 · ownership.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,256

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0000950170-24-130284 · ownership.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-083977 · ownership.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vested annually over 3 years on the anniversary of 7/12/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 8,112 vested dividend equivalent rights.

F3 · price: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vested annually over 3 years on the anniversary of 7/12/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 8,112 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vested annually over 3 years on the anniversary of 7/12/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 8,112 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vested annually over 3 years on the anniversary of 7/12/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 8,112 vested dividend equivalent rights.

SEC source: 0000950170-24-083977 · ownership.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,073

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0000950170-24-083977 · ownership.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001096906-24-000359 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,169

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.07-$29.30, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-059484 · doc4.xml · derivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,709

Underlying: Common Stock · 49,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/19/2023, the reporting person was granted 49,709 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001209191-23-058071 · doc4.xml · derivative · entry 4

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,442

Underlying: Common Stock · 12,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 781 vested dividend equivalent rights.

F4 · price: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 781 vested dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 781 vested dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 781 vested dividend equivalent rights.

SEC source: 0001209191-23-058071 · doc4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,461

Underlying: Common Stock · 16,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 586 vested dividend equivalent rights.

F3 · price: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 586 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 586 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 586 vested dividend equivalent rights.

SEC source: 0001209191-23-058071 · doc4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,184

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0001209191-23-058071 · doc4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-042269 · doc4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,882

Underlying: Common Stock · 85,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,198 vested dividend equivalent rights.

F3 · price: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,198 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,198 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 7/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,198 vested dividend equivalent rights.

SEC source: 0001209191-23-042269 · doc4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,582

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0001209191-23-042269 · doc4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-060810 · doc4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,864

Underlying: Common Stock · 106,864 shares

Expires 2032-12-08

F5 · shares: On 12/8/2022, the reporting person was granted 106,864 performance contingent stock options, 1/3 of which vest annually over 3 years on the anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F5 · price: On 12/8/2022, the reporting person was granted 106,864 performance contingent stock options, 1/3 of which vest annually over 3 years on the anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F5 · derivative.exercise_date: On 12/8/2022, the reporting person was granted 106,864 performance contingent stock options, 1/3 of which vest annually over 3 years on the anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001209191-22-060810 · doc4.xml · derivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,191

Underlying: Common Stock · 30,191 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/8/2022, the reporting person was granted 30,191 PARSUs, which will only be earned after certification of financial results as of October 31, 2025, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Depending on the level of achievement of such goals, the actual number of PARSUs earned can range from 0% to 300% of the target number of PARSUs shown in column 5. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/8/2022, the reporting person was granted 30,191 PARSUs, which will only be earned after certification of financial results as of October 31, 2025, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Depending on the level of achievement of such goals, the actual number of PARSUs earned can range from 0% to 300% of the target number of PARSUs shown in column 5. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/8/2022, the reporting person was granted 30,191 PARSUs, which will only be earned after certification of financial results as of October 31, 2025, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Depending on the level of achievement of such goals, the actual number of PARSUs earned can range from 0% to 300% of the target number of PARSUs shown in column 5. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/8/2022, the reporting person was granted 30,191 PARSUs, which will only be earned after certification of financial results as of October 31, 2025, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Depending on the level of achievement of such goals, the actual number of PARSUs earned can range from 0% to 300% of the target number of PARSUs shown in column 5. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001209191-22-060810 · doc4.xml · derivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,191

Underlying: Common Stock · 47,191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/8/2022, the reporting person was granted 47,191 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001209191-22-060541 · doc4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,884

Underlying: Common Stock · 11,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 355 vested dividend equivalent rights.

F3 · price: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 355 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 355 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/7/2021, the reporting person was granted 34,326 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 355 vested dividend equivalent rights.

SEC source: 0001209191-22-060541 · doc4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,224

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0001209191-22-060541 · doc4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-042144 · doc4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,763

Underlying: Common Stock · 82,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 07/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vests annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,286 vested dividend equivalent rights.

F3 · price: As previously reported, on 07/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vests annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,286 vested dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 07/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vests annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,286 vested dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 07/12/2021, the reporting person was granted 239,644 RSUs, 1/3 of which vests annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,286 vested dividend equivalent rights.

SEC source: 0001209191-22-042144 · doc4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,015

F1 · shares: Shares withheld by HP to satisfy tax withholding upon vesting.

SEC source: 0001209191-22-042144 · doc4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007611 · primarydocument.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,162

Underlying: Common Stock · 91,162 shares

Expires not disclosed

F4 · price: The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions.

F4 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions.

F4 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001562180-21-007611 · primarydocument.xml · derivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,829

Underlying: Common Stock · 19,829 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2021, the reporting person was granted 19,829 performance adjusted restricted stock units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2021, the reporting person was granted 19,829 performance adjusted restricted stock units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2021, the reporting person was granted 19,829 performance adjusted restricted stock units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2021, the reporting person was granted 19,829 performance adjusted restricted stock units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-21-007611 · primarydocument.xml · derivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,326

Underlying: Common Stock · 34,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · price: On 12/7/2021, the reporting person was granted 34,326 Restricted Stock Units RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/7/2021, the reporting person was granted 34,326 Restricted Stock Units RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/7/2021, the reporting person was granted 34,326 Restricted Stock Units RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001562180-21-004928 · primarydocument.xml · derivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,644

Underlying: Common Stock · 239,644 shares

Expires not disclosed

F1 · derivative.exercise_price: On 7/12/2021, the reporting person was granted 239,644 restricted stock units ("RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F1 · price: On 7/12/2021, the reporting person was granted 239,644 restricted stock units ("RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F1 · derivative.exercise_date: On 7/12/2021, the reporting person was granted 239,644 restricted stock units ("RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F1 · derivative.expiration_date: On 7/12/2021, the reporting person was granted 239,644 restricted stock units ("RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

SEC source: 0001127602-21-014207 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835.5856

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2021.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

SEC source: 0001127602-21-008976 · form4.xml · derivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,969

Underlying: Common Stock · 3,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two equal installments on March 1, 2023 and March 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in two equal installments on March 1, 2023 and March 1, 2025.

SEC source: 0001127602-21-003862 · form4.xml · derivative · entry 4

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 16,478 shares

Expires 2031-02-01

F6 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

SEC source: 0001127602-21-003862 · form4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

Underlying: Common Stock · 2,385 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021.

SEC source: 0001127602-21-003862 · form4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657.788

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.