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Banovetz John Patrick

Disclosed activity across 1 company

Tapewire entity
28881
SEC CIK
0001711228

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275Executive Vice PresidentJuly 23, 2026July 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date July 23, 2026 · Filed July 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,936.816 Reported balance After 2026-07-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-23 · Exercise / conversion · Acquired 7,880 · Balance 57,936.816

Common StockSEC Table I · non-derivativeDirect50,056.816 Reported balance After 2026-07-23 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-23 · Sale · Disposed 7,880 · Balance 50,056.816

F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $154.69 · Expires 2027-02-06Direct0 Reported balance After 2026-07-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-23 · Exercise / conversion · Disposed 7,880 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2026 Filed Jul 24, 2026 12:27 UTC 3M CO MMM · Entity 1275 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,880 $0.00 Strike: $154.69 $0.00
Disclosure

SEC source: 0000066740-26-000255 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,880 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2026 Filed Jul 24, 2026 12:27 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 7,880 $170.44 $1,343,067.20
Disclosure

SEC source: 0000066740-26-000255 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,056.816

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
July 23, 2026 Filed Jul 24, 2026 12:27 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 7,880 $154.69 $1,218,957.20
Disclosure

SEC source: 0000066740-26-000255 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,936.816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:05 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 13,420 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000180 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date.

F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:05 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 6,120 $142.50 $872,100.00
Disclosure

SEC source: 0000066740-26-000180 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,805.4219

F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:05 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 13,420 $142.50 $1,912,350.00
Disclosure

SEC source: 0000066740-26-000180 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,925.4219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2026 Filed Feb 9, 2026 21:14 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 4,818 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000050 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F4 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

F4 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

Read SEC document
February 06, 2026 Filed Feb 9, 2026 21:14 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 1,362 $172.65 $235,149.30
Disclosure

SEC source: 0000066740-26-000050 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,971.1246

F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2026 Filed Feb 9, 2026 21:14 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 4,818 $172.65 $831,827.70
Disclosure

SEC source: 0000066740-26-000050 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,333.1246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 20:55 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 12,851 $0.00 Strike: $172.65 $0.00
Disclosure

SEC source: 0000066740-26-000084 · form4.xml · derivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,851

Underlying: Common Stock · 12,851 shares

Expires 2036-02-05

F3 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 20:55 UTC 3M CO MMM · Entity 1275 GrantRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000084 · form4.xml · derivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,969

Underlying: Common Stock · 2,969 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:04 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000023 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,515.1246

F2 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

F3 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F4 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:04 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 12,513.696 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000023 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,374.1246

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2023. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

Read SEC document
February 02, 2026 Filed Feb 18, 2026 21:09 UTC Amendment 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 5,629 $0.00 $0.00
Disclosure

SEC source: 0000066740-26-000124 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,745.1246

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:32 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 142 Not disclosed Not disclosed
Disclosure

SEC source: 0000066740-25-000081 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,301

Underlying: Common Stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date.

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:32 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 142 $156.00 $22,152.00
Disclosure

SEC source: 0000066740-25-000081 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,671.3377

F2 · shares: Shares withheld for FICA tax for retirement eligible executives.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:32 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 142 Not disclosed Not disclosed
Disclosure

SEC source: 0000066740-25-000081 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,813.3377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,759 $0.00 Strike: $130.14 $0.00
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · derivative · entry 7

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,759 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $148.41 $14,841.01
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · nonDerivative · entry 6

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,372.3605

F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 379 $148.41 $56,247.39
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · nonDerivative · entry 5

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,472.3605

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 300 $148.39 $44,517.03
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · nonDerivative · entry 4

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,851.3605

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 900 $148.38 $133,542.00
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · nonDerivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,151.3605

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 6,080 $148.37 $902,089.60
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,051.3605

Read SEC document
May 23, 2025 Filed May 27, 2025 12:20 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 7,759 $130.14 $1,009,756.26
Disclosure

SEC source: 0001127602-25-015583 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,131.3605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 22:47 UTC 3M CO MMM · Entity 1275 GrantRestricted Stock Units · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004697 · form4.xml · derivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,443

Underlying: Common Stock · 3,443 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date.

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 22:47 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,515 $0.00 Strike: $148.87 $0.00
Disclosure

SEC source: 0001127602-25-004697 · form4.xml · derivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,515

Underlying: Common Stock · 15,515 shares

Expires 2035-02-11

F1 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 18:44 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003120 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,180.1297

F2 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F4 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 18:44 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 4,672.528 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003120 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,285.1297

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2022. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

Read SEC document
February 03, 2025 Filed Feb 18, 2025 16:28 UTC Amendment 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 177.083 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005151 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,108.0467

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 22:14 UTC 3M CO MMM · Entity 1275 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,798 $0.00 Strike: $146.05 $0.00
Disclosure

SEC source: 0001127602-25-002139 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,798 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 22:14 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 4,798 $151.37 $726,249.27
Disclosure

SEC source: 0001127602-25-002139 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,548.6893

F1 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 22:14 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 4,798 $146.05 $700,747.90
Disclosure

SEC source: 0001127602-25-002139 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,346.6893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 20:11 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-025691 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,695

Underlying: Common Stock · 430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units vest on February 6, 2027.

F3 · derivative.expiration_date: The restricted stock units vest on February 6, 2027.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 20:11 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 430 $136.35 $58,630.50
Disclosure

SEC source: 0001127602-24-025691 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,408.313

F2 · shares: Shares withheld for FICA tax for retirement eligible executives.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 20:11 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-025691 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,838.313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

Read SEC document
May 03, 2024 Filed May 6, 2024 22:30 UTC 3M CO MMM · Entity 1275 GrantRestricted Stock Units · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014328 · form4.xml · derivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 13,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest on February 6, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on February 6, 2027.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 19:19 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003506 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,282.0994

F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 19:19 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 3,052.14 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003506 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,400.0994

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2021. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

F3 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 05, 2024 Filed Feb 15, 2024 18:56 UTC Amendment 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 125.383 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005158 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,274.7164

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 22:07 UTC 3M CO MMM · Entity 1275 Exercise / conversionRestricted Stock Units · Derivative 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-025648 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,240

Underlying: Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

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October 04, 2023 Filed Oct 5, 2023 22:07 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 145 $88.02 $12,762.90
Disclosure

SEC source: 0001127602-23-025648 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,972.2345

F2 · shares: Shares withheld for FICA tax for retirement eligible executives.

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October 04, 2023 Filed Oct 5, 2023 22:07 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-025648 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,117.2345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

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May 01, 2023 Filed May 2, 2023 13:08 UTC 3M CO MMM · Entity 1275 GrantRestricted Stock Units · Derivative 11,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-014001 · form4.xml · derivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,810

Underlying: Common Stock · 11,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date.

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February 07, 2023 Filed Feb 8, 2023 21:51 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 23,063 $0.00 Strike: $116.90 $0.00
Disclosure

SEC source: 0001127602-23-004017 · form4.xml · derivative · entry 4

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,063

Underlying: Common Stock · 23,063 shares

Expires 2033-02-07

F8 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

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February 07, 2023 Filed Feb 8, 2023 21:51 UTC 3M CO MMM · Entity 1275 GrantRestricted Stock Units · Derivative 4,385 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004017 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Underlying: Common Stock · 4,385 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F7 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

F7 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023.

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February 06, 2023 Filed Feb 8, 2023 21:51 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 154.746 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004017 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,037.1839

F5 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.

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February 06, 2023 Filed Feb 8, 2023 21:51 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 4,802.307 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004017 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,191.9299

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

F4 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

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February 06, 2023 Filed Feb 21, 2023 13:26 UTC Amendment 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 208.831 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006059 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,983.0989

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

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August 10, 2022 Filed Aug 11, 2022 12:39 UTC 3M CO MMM · Entity 1275 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,145 $0.00 Strike: $101.49 $0.00
Disclosure

SEC source: 0001127602-22-020781 · form4.xml · derivative · entry 6

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,145 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 12:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 1 $150.34 $150.34
Disclosure

SEC source: 0001127602-22-020781 · form4.xml · nonDerivative · entry 5

Banovetz John Patrick · CIK 0001711228 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,084.2687

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.