Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Senior Vice President | August 02, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date August 02, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,507.7723 |
Reported balance
After 2021-08-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-02 · Sale · Disposed 849 · Balance 10,507.7723 |
| Common StockSEC Table I · non-derivative | Direct | 10,355.7723 |
Reported balance
After 2021-08-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-08-02 · Sale · Disposed 152 · Balance 10,355.7723 |
| Common StockSEC Table I · non-derivative | Direct | 10,354.7723 |
Reported balance
After 2021-08-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-08-02 · Sale · Disposed 1 · Balance 10,354.7723 |
| Common StockSEC Table I · non-derivative | Direct | 10,254.7723 |
Reported balance
After 2021-08-02 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-08-02 · Sale · Disposed 100 · Balance 10,254.7723 |
| Common StockSEC Table I · non-derivative | Direct | 9,713.7723 |
Reported balance
After 2021-08-02 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-08-02 · Sale · Disposed 541 · Balance 9,713.7723 |
| Common StockSEC Table I · non-derivative | Direct | 8,427.7723 |
Reported balance
After 2021-08-02 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-08-02 · Sale · Disposed 1,286 · Balance 8,427.7723 |
| Common StockSEC Table I · non-derivative | Direct | 8,227.7723 |
Reported balance
After 2021-08-02 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-08-02 · Sale · Disposed 200 · Balance 8,227.7723 |
| Common StockSEC Table I · non-derivative | Direct | 8,221.7723 |
Reported balance
After 2021-08-02 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2021-08-02 · Sale · Disposed 6 · Balance 8,221.7723 F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401k/paesop Trust | 2,590 |
Reported balance
Holding disclosure · report date 2021-08-02 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 2,590 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6 | $198.20 | $1,189.20 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 8 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,221.7723 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $198.19 | $39,638.60 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 7 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227.7723 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,286 | $198.19 | $254,872.34 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 6 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,427.7723 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 541 | $198.18 | $107,215.38 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 5 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,713.7723 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $198.17 | $19,817.00 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 4 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,254.7723 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1 | $198.16 | $198.16 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 3 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,354.7723 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 152 | $198.15 | $30,118.80 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 2 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,355.7723 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 13:59 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 849 | $198.14 | $168,220.86 |
DisclosureSEC source: 0001127602-21-022828 · form4.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507.7723 Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 14:54 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 50 | $177.15 | $8,857.36 |
DisclosureSEC source: 0001127602-21-006407 · form4.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 19:08 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 21 | $179.01 | $3,759.21 |
DisclosureSEC source: 0001127602-21-004629 · form4.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 50 F1 · security: 71 shares from spouse's restricted stock units vested on 2/5/21. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:19 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 5,213 | $0.00 Strike: $175.02 | $0.00 |
DisclosureSEC source: 0001127602-21-003872 · form4.xml · derivative · entry 6 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,213 Underlying: Common Stock · 5,213 shares Expires 2031-02-01 F6 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:19 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003872 · form4.xml · derivative · entry 5 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755 Underlying: Common Stock · 755 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021. F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 2, 2021. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:19 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 527.741 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003872 · form4.xml · nonDerivative · entry 2 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,286.3556 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:19 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,100.974 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003872 · form4.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814.0966 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 01, 2021 Filed Feb 16, 2021 19:13 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005773 · form4a.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,283.0966 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| December 08, 2020 Filed Jan 4, 2021 20:14 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000142 · form5.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,696.2474 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 20, 2020 Filed Mar 12, 2020 16:57 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010375 · form4.xml · nonDerivative · entry 3 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,884.7062 F2 · shares: Shares were gifted by the reporting person's spouse. Read SEC document |
| February 20, 2020 Filed Mar 12, 2020 16:57 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010375 · form4.xml · nonDerivative · entry 2 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 71 F2 · shares: Shares were gifted by the reporting person's spouse. Read SEC document |
| February 07, 2020 Filed Mar 12, 2020 16:57 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 15 | $160.08 | $2,401.20 |
DisclosureSEC source: 0001127602-20-010375 · form4.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 107 F1 · shares: Represents the number of shares withheld for taxes in connection with the vesting of the reporting person's spouses' RSU. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:36 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 12,605 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004072 · form4.xml · derivative · entry 5 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 Underlying: Common Stock · 12,605 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:36 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 598.152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004072 · form4.xml · nonDerivative · entry 2 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,017.5542 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:36 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,614.541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004072 · form4.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,615.7062 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 20:43 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006922 · form4a.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,848.7062 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| November 05, 2019 Filed Jan 3, 2020 20:08 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000518 · form5.xml · nonDerivative · entry 1 Rutherford Denise R · CIK 0001771999 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,993.3042 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.