MITK

SEC source: 0000807863-18-000072 · wf-form4_154171258036833.xml · derivative · entry 2

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

Underlying: Common Stock · 30,313 shares

Expires 2028-11-06

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000072 · wf-form4_154171258036833.xml · nonDerivative · entry 1

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,658

F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-18-000071 · wf-form4_154171255151008.xml · derivative · entry 3

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

Underlying: Common Stock · 30,313 shares

Expires 2028-11-06

F4 · derivative.exercise_date: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000071 · wf-form4_154171255151008.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,326

F3 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest on September 15, 2019.

SEC source: 0000807863-18-000071 · wf-form4_154171255151008.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,326

F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-18-000070 · wf-form4_154171252374183.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,626

Underlying: Common Stock · 60,626 shares

Expires 2028-11-06

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000070 · wf-form4_154171252374183.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,995

F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-18-000069 · wf-form4_154171249615942.xml · derivative · entry 5

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,179

Underlying: Common Stock · 800,000 shares

Expires 2028-11-06

F5 · derivative.exercise_date: Represents a performance non-qualified stock option granted on November 6, 2018. Shares subject to the award vest upon the closing market price of the Mitek's common stock achieving certain predetermined levels and Mr. Carnecchia's serving as Mitek's Chief Executive Officer for at least three years. In the event of a change of control of Mitek, all of the unvested shares subject to the award will vest if the per share price payable to Mitek's stockholders in connection with the change of control of Mitek is an amount reaching those certain predetermined levels required for the shares subject to the award to otherwise vest.

SEC source: 0000807863-18-000069 · wf-form4_154171249615942.xml · derivative · entry 4

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,179

Underlying: Common Stock · 81,240 shares

Expires 2028-11-06

F4 · derivative.exercise_date: Represents a conditional non-qualified stock option granted on November 6, 2018. Shares subject to the award vest over five years from the date of grant, with 25% of the shares subject to the award vesting on the second anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000069 · wf-form4_154171249615942.xml · derivative · entry 3

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,939

Underlying: Common Stock · 90,939 shares

Expires 2028-11-06

F3 · derivative.exercise_date: Represents a non-qualified stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000069 · wf-form4_154171249615942.xml · nonDerivative · entry 2

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,738

F2 · shares: Represents conditional restricted stock units granted on November 2, 2018. Shares subject to the award vest over five years from the date of grant, with 25% of the shares subject to the award vesting on the second anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-18-000069 · wf-form4_154171249615942.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,369

F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-18-000051 · wf-form4_153617910662343.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,135

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.1241 - $7.2241, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000049 · wf-form4_153557666525826.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director · PEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,724

F1 · shares: Represents restricted stock units granted on August 27, 2018. Shares subject to the award vest upon the earlier of: (i) the first anniversary of Mr. Hansen's commencement of employment, (ii) upon the commencement of employment of a new CEO at Mitek Systems, Inc., or (iii) termination of Mr. Hansen's employment following a change in control. Vested shares will be delivered to Mr. Hansen upon the earlier of (i) the second anniversary of the commencement of his employment with the company or (ii) upon a change in control.

SEC source: 0000807863-18-000045 · wf-form4_153506153093199.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,366

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4000 - $8.6000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000045 · wf-form4_153506153093199.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,583

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.5000 - $8.7250, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 279 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-18-000037 · wf-form4_152995895831636.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,658

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

SEC source: 0000807863-18-000035 · wf-form4_152875103564266.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,984

SEC source: 0000807863-18-000032 · wf-form4_152779879264386.xml · derivative · entry 6

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-18-000032 · wf-form4_152779879264386.xml · nonDerivative · entry 4

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,135

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.7000 - $8.8000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000032 · wf-form4_152779879264386.xml · nonDerivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-18-000032 · wf-form4_152779879264386.xml · derivative · entry 5

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-18-000032 · wf-form4_152779879264386.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,135

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.6500 - $8.6750, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000032 · wf-form4_152779879264386.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-18-000028 · wf-form4_152651088589208.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,087

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.3500 - $8.5750, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000028 · wf-form4_152651088589208.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,340

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.3500 - $8.5500, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000024 · wf-form4_152529327128891.xml · nonDerivative · entry 1

SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,119

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,250 restricted stock units.

SEC source: 0000807863-18-000022 · wf-form4_152520969555036.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,536

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 20,000 restricted stock units.

SEC source: 0000807863-18-000010 · wf-form4_151865445635885.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,961

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 31,250 restricted stock units.

SEC source: 0000807863-18-000002 · wf-form4_151510755819686.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,087

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.850 - $9.050, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000002 · wf-form4_151510755819686.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,726

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.800 - $9.150, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000082 · wf-form4_151320143786825.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,087

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 10, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.250 - $8.625, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000082 · wf-form4_151320143786825.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,887

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 10, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.400 - $8.650, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000076 · wf-form4_151182214481144.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,087

F1 · shares: Represents the disposition of shares that were automatically sold to pay additional withholding taxes upon the vesting of 87,500 restricted stock units on November 17, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 - $9.51, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000077 · wf-form4_151182216076792.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,937

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 - $9.55, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000067 · wf-form4_151096168490140.xml · nonDerivative · entry 2

SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,530

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 20,000 restricted stock units.

SEC source: 0000807863-17-000066 · wf-form4_151096166709637.xml · nonDerivative · entry 2

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,937

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

SEC source: 0000807863-17-000065 · wf-form4_151096165114606.xml · nonDerivative · entry 2

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,868

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

SEC source: 0000807863-17-000064 · wf-form4_151096163361332.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,988

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,750 restricted stock units.

SEC source: 0000807863-17-000063 · wf-form4_151096161768363.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,416

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 32,500 restricted stock units.

SEC source: 0000807863-17-000062 · wf-form4_151096159972124.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,326

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 87,500 restricted stock units.

SEC source: 0000807863-17-000073 · wf-form4_151096178923226.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,787

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-17-000072 · wf-form4_151096177049101.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,135

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-17-000071 · wf-form4_151096175459125.xml · nonDerivative · entry 1

HART ALEX W · CIK 0001205419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,961

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-17-000070 · wf-form4_151096173719832.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,135

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-17-000069 · wf-form4_151096171993628.xml · nonDerivative · entry 1

DENMAN KENNETH D · CIK 0001254779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,920

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-17-000068 · wf-form4_151096170227206.xml · nonDerivative · entry 1

AULET WILLIAM K · CIK 0001247899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,135

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-17-000067 · wf-form4_151096168490140.xml · derivative · entry 3

SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,907

Underlying: Common Stock · 21,907 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000067 · wf-form4_151096168490140.xml · nonDerivative · entry 1

SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,271

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000066 · wf-form4_151096166709637.xml · derivative · entry 3

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,721

Underlying: Common Stock · 65,721 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.