Tapewire

NYSE · USD

MCO

MOODYS CORP /DE/

Export transactions ↓
Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 6,650 $176.34 $1,172,674.30
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,203

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $175.98 to $176.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 20,305 $175.35 $3,560,441.14
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,853

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $174.94 to $175.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 14,275 $174.70 $2,493,871.05
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,158

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.93 to $174.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,316 $173.30 $401,355.85
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,433

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.93 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 44,146 $26.78 $1,182,229.88
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:07 UTC GrantCommon Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015516 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Tax withholdingCommon Stock 32,102 $175.32 $5,628,122.64
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,603

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
GrantCommon Stock 54,772 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,705

F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
Kaye MarkSVP & Chief Financial Officer
Tax withholdingCommon Stock 126 $175.32 $22,090.32
Disclosure

SEC source: 0001209191-19-016394 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,178

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
Hughes MelanieSVP & Chief HR Officer
Tax withholdingCommon Stock 182 $175.32 $31,908.24
Disclosure

SEC source: 0001209191-19-016389 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:04 UTC
GOGGINS JOHN JEVP and General Counsel
Tax withholdingCommon Stock 4,310 $175.32 $755,629.20
Disclosure

SEC source: 0001209191-19-016386 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,759

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:04 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 9,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016386 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,069

F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC
Fauber RobertPresident-MIS
Tax withholdingCommon Stock 7,539 $175.32 $1,321,737.48
Disclosure

SEC source: 0001209191-19-016378 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,866

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC
Fauber RobertPresident-MIS
GrantCommon Stock 10,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016378 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,405

F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:01 UTC
Cantor RichardChief Risk Officer
Tax withholdingCommon Stock 3,608 $175.32 $632,554.56
Disclosure

SEC source: 0001209191-19-016376 · doc4.xml · nonDerivative · entry 1

Cantor Richard · CIK 0001453619 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,963

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:01 UTC
Almeida MarkPresident, Moody's Analytics
Tax withholdingCommon Stock 6,577 $175.32 $1,153,079.64
Disclosure

SEC source: 0001209191-19-016373 · doc4.xml · nonDerivative · entry 2

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,310

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:01 UTC
Almeida MarkPresident, Moody's Analytics
GrantCommon Stock 11,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016373 · doc4.xml · nonDerivative · entry 1

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,887

F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:09 UTC GrantCommon Stock 1,500 $174.26 $261,387.15
Disclosure

SEC source: 0001209191-19-015530 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660.831

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $174.06 to $174.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:01 UTC GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013438 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,330

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:11 UTC
Hill KathrynDirector
GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013470 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,064

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:18 UTC
Zalm GerritDirector
GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013506 · doc4.xml · nonDerivative · entry 1

Zalm Gerrit · CIK 0001738291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:17 UTC GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013500 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,398

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:16 UTC GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013495 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:15 UTC GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013489 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,219

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:14 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013483 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,796

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:02 UTC GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013440 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,386

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:21 UTC
Sullivan CarolineSVP-Corporate Controller
GrantEmployee Stock Option (right to buy) · Derivative 1,508 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014204 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires 2029-02-25

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:21 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 374 $173.58 $64,918.92
Disclosure

SEC source: 0001209191-19-014204 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:21 UTC
MCDANIEL RAYMOND WDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 36,427 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014202 · doc4.xml · derivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,427

Underlying: Common Stock · 36,427 shares

Expires 2029-02-25

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:21 UTC
MCDANIEL RAYMOND WDirector · President and CEO
GrantCommon Stock 9,045 $173.58 $1,570,031.10
Disclosure

SEC source: 0001209191-19-014202 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,933

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:19 UTC
Kaye MarkSVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 6,961 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014200 · doc4.xml · derivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,961

Underlying: Common Stock · 6,961 shares

Expires 2029-02-25

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:19 UTC
Kaye MarkSVP & Chief Financial Officer
GrantCommon Stock 1,728 $173.58 $299,946.24
Disclosure

SEC source: 0001209191-19-014200 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,304

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:18 UTC
Hughes MelanieSVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 3,805 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014198 · doc4.xml · derivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,805

Underlying: Common Stock · 3,805 shares

Expires 2029-02-25

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:18 UTC
Hughes MelanieSVP & Chief HR Officer
GrantCommon Stock 945 $173.58 $164,033.10
Disclosure

SEC source: 0001209191-19-014198 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:17 UTC
GOGGINS JOHN JEVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 5,624 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014195 · doc4.xml · derivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624

Underlying: Common Stock · 5,624 shares

Expires 2029-02-25

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:17 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 1,396 $173.58 $242,317.68
Disclosure

SEC source: 0001209191-19-014195 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,015

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:16 UTC
Fauber RobertPresident-MIS
GrantEmployee Stock Option (right to buy) · Derivative 7,889 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014194 · doc4.xml · derivative · entry 2

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,889

Underlying: Common Stock · 7,889 shares

Expires 2029-02-25

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:16 UTC
Fauber RobertPresident-MIS
GrantCommon Stock 1,959 $173.58 $340,043.22
Disclosure

SEC source: 0001209191-19-014194 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,080

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:16 UTC
Cantor RichardChief Risk Officer
GrantCommon Stock 5,099 $173.58 $885,084.42
Disclosure

SEC source: 0001209191-19-014193 · doc4.xml · nonDerivative · entry 1

Cantor Richard · CIK 0001453619 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,571

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:15 UTC
Almeida MarkPresident, Moody's Analytics
GrantEmployee Stock Option (right to buy) · Derivative 7,796 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014192 · doc4.xml · derivative · entry 3

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,796

Underlying: Common Stock · 7,796 shares

Expires 2029-02-25

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:15 UTC
Almeida MarkPresident, Moody's Analytics
GrantCommon Stock 1,936 $173.58 $336,050.88
Disclosure

SEC source: 0001209191-19-014192 · doc4.xml · nonDerivative · entry 1

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,507

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:23 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 715 $139.80 $99,957.00
Disclosure

SEC source: 0001209191-19-000276 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:46 UTC GrantDividend Equivalent · Derivative 3.208 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062521 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11.32

Underlying: Common Stock · 3.208 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:46 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 35.048 $148.43 $5,202.17
Disclosure

SEC source: 0001209191-18-062521 · doc4.xml · derivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,057.389

Underlying: Common Stock · 35.048 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:46 UTC GrantCommon Stock 122 $149.45 $18,232.90
Disclosure

SEC source: 0001209191-18-062521 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,293

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:49 UTC GrantDividend Equivalent · Derivative 4.456 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062524 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15.722

Underlying: Common Stock · 4.456 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:49 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 5.455 $148.43 $809.69
Disclosure

SEC source: 0001209191-18-062524 · doc4.xml · derivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845.782

Underlying: Common Stock · 5.455 shares

Expires not disclosed

F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:49 UTC GrantCommon Stock 153 $149.45 $22,865.85
Disclosure

SEC source: 0001209191-18-062524 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,356

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:47 UTC GrantCommon Stock 23 $149.45 $3,437.35
Disclosure

SEC source: 0001209191-18-062522 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,349

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:51 UTC GrantDividend Equivalent · Derivative 3.208 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062526 · doc4.xml · derivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11.32

Underlying: Common Stock · 3.208 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.