TapewireFind a company

person · Reporting owner

Sullivan Caroline

Disclosed activity across 2 companies

Tapewire entity
14668
SEC CIK
0001759006

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Booking Holdings Inc.BKNG · Entity 450SVP, CAO & ControllerMay 12, 2026May 13, 2026
MOODYS CORP /DE/MCO · Entity 386SVP, Corp ControllerMarch 03, 2025March 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Booking Holdings Inc.

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,674 Reported balance After 2026-05-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 12,674 · Balance 12,674

F1: Represents a grant of restricted stock units. Subject to continued service, the shares will vest in installments between the grant date and May 12, 2029, or earlier, upon the occurrence of certain events specified in the reporting person's restricted stock unit award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units. Subject to continued service, the shares will vest in installments between the grant date and May 12, 2029, or earlier, upon the occurrence of certain events specified in the reporting person's restricted stock unit award agreement.

MOODYS CORP /DE/

Report date March 03, 2025 · Filed March 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,508.24 Ending reported balance After 2025-03-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-03-03 · Grant · Acquired 120 · Balance 1,683.145

F1: Receipt of shares acquired upon settlement of 2022-2024 Performance Shares.

Row 2 · 2025-03-03 · Tax withholding · Disposed 174.905 · Balance 1,508.24

F2: Disposition of shares to satisfy tax withholding obligation.

Filing footnotes · ownership attribution and instrument terms

F1: Receipt of shares acquired upon settlement of 2022-2024 Performance Shares.

F2: Disposition of shares to satisfy tax withholding obligation.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 13, 2026 20:30 UTC Booking Holdings Inc. BKNG · Entity 450 GrantCommon Stock 12,674 $0.00 $0.00
Disclosure

SEC source: 0001759006-26-000007 · form4-05132026_040501.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,674

F1 · security: Represents a grant of restricted stock units. Subject to continued service, the shares will vest in installments between the grant date and May 12, 2029, or earlier, upon the occurrence of certain events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:22 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 174.905 $502.86 $87,952.73
Disclosure

SEC source: 0001059556-25-000063 · wk-form4_1741123349.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,508.24

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:22 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 120 $502.86 $60,343.20
Disclosure

SEC source: 0001059556-25-000063 · wk-form4_1741123349.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,683.145

F1 · shares: Receipt of shares acquired upon settlement of 2022-2024 Performance Shares.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:29 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 440 $0.00 Strike: $513.21 $0.00
Disclosure

SEC source: 0001059556-25-000029 · wk-form4_1740173347.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 440 shares

Expires 2035-02-20

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:29 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 140 $513.21 $71,849.40
Disclosure

SEC source: 0001059556-25-000029 · wk-form4_1740173347.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,563.145

F1 · shares: Exempt grant of restricted stock units.

F2 · balance_after: Total includes a de minimis Employee Stock Purchase Plan purchase of 8.038 shares.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 667 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · derivative · entry 6

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223

Underlying: Common Stock · 667 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,014 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · derivative · entry 5

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,014 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 667 $462.36 $308,394.12
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · nonDerivative · entry 4

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,415.107

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 667 $276.84 $184,652.28
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · nonDerivative · entry 3

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,014 $462.42 $468,893.88
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,415.107

Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,014 $280.42 $284,345.88
Disclosure

SEC source: 0001059556-24-000186 · wk-form4_1730232130.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 14.896 $472.96 $7,045.21
Disclosure

SEC source: 0001059556-24-000171 · wk-form4_1727985736.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,424.834

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:22 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 284.94 $380.58 $108,442.47
Disclosure

SEC source: 0001059556-24-000057 · wk-form4_1709673764.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439.73

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:22 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 376 $380.58 $143,098.08
Disclosure

SEC source: 0001059556-24-000057 · wk-form4_1709673764.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,724.67

F1 · shares: Receipt of shares acquired upon settlement of 2021-2023 Performance Shares.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:42 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 1,003 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000023 · wk-form4_1708638120.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003

Underlying: Common Stock · 1,003 shares

Expires 2034-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:42 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 322 $372.16 $119,835.52
Disclosure

SEC source: 0001059556-24-000023 · wk-form4_1708638120.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,348.67

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 375 $0.00 Strike: $318.79 $0.00
Disclosure

SEC source: 0001059556-23-000088 · wk-form4_1696365434.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,374

Underlying: Common Stock · 375 shares

Expires 2033-09-29

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 125 $318.79 $39,848.75
Disclosure

SEC source: 0001059556-23-000088 · wk-form4_1696365434.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016.466

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:07 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 297 $339.04 $100,694.88
Disclosure

SEC source: 0001059556-23-000058 · wk-form4_1692047224.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 891.466

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 483 $303.48 $146,581.56
Disclosure

SEC source: 0001209191-23-016679 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491.356

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $303.3801 to $303.625. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 361 $290.63 $104,917.43
Disclosure

SEC source: 0001209191-23-015399 · doc4.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974.356

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015399 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335.356

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 782 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012255 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782

Underlying: Common Stock · 782 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 251 $295.33 $74,127.83
Disclosure

SEC source: 0001209191-23-012255 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683.356

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 386 $259.79 $100,278.94
Disclosure

SEC source: 0001209191-22-055483 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420.036

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 326 $310.68 $101,281.03
Disclosure

SEC source: 0001209191-22-044548 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806.036

Read SEC document
March 02, 2022 Filed Mar 2, 2022 21:01 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 678 $323.88 $219,590.64
Disclosure

SEC source: 0001209191-22-014660 · doc4.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077.866

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:27 UTC Amendment MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 678 $323.88 $219,590.64
Disclosure

SEC source: 0001209191-22-014943 · doc4a.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077.866

F3 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:27 UTC Amendment MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014943 · doc4a.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755.866

F1 · shares: Receipt of shares acquired upon settlement of 2019 Performance Shares.

F2 · shares: The original Form 4, filed on March 2, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported an Acquisition (A) as a Disposition (D). No other changes have been made to the filing.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014660 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755.866

F1 · shares: Receipt of shares acquired upon settlement of 2019 Performance Shares.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 23:02 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 713 $0.00 Strike: $325.99 $0.00
Disclosure

SEC source: 0001209191-22-011867 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Underlying: Common Stock · 713 shares

Expires 2032-02-17

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 23:02 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 184 $325.99 $59,982.16
Disclosure

SEC source: 0001209191-22-011867 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177.866

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 394 $282.87 $111,449.60
Disclosure

SEC source: 0001209191-21-016778 · doc4.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910.39

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.83 to $282.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 83 $280.63 $23,292.29
Disclosure

SEC source: 0001209191-21-016778 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304.39

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 890 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013757 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock · 890 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 217 $276.84 $60,074.28
Disclosure

SEC source: 0001209191-21-013757 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387.39

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:18 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 122 $287.50 $35,075.00
Disclosure

SEC source: 0001209191-21-000271 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157.249

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:11 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 434 $277.55 $120,456.70
Disclosure

SEC source: 0001209191-20-058459 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279.249

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 64 $251.20 $16,076.80
Disclosure

SEC source: 0001209191-20-015089 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623.32

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:06 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 1,014 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011936 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Common Stock · 1,014 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:06 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 219 $280.42 $61,411.98
Disclosure

SEC source: 0001209191-20-011936 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687.32

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:46 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 122 $237.54 $28,979.88
Disclosure

SEC source: 0001209191-20-001097 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:32 UTC Amendment MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025058 · doc4a.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:21 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 1,508 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-19-014204 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires 2029-02-25

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:21 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 374 $173.58 $64,918.92
Disclosure

SEC source: 0001209191-19-014204 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:23 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 715 $139.80 $99,957.00
Disclosure

SEC source: 0001209191-19-000276 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

F1 · shares: Exempt grant of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.