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MCO

MOODYS CORP /DE/

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Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Disposition to issuerCommon Stock 3,035 $251.20 $762,392.00
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 9

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,236

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:02 UTC
GOGGINS JOHN JEVP and General Counsel
Tax withholdingCommon Stock 4,638 $251.20 $1,165,065.60
Disclosure

SEC source: 0001209191-20-015065 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,718

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:01 UTC
Fauber RobertChief Operating Officer
SaleCommon Stock 1,500 $245.91 $368,865.00
Disclosure

SEC source: 0001209191-20-015061 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,308

F3 · shares: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:01 UTC
Fauber RobertChief Operating Officer
Tax withholdingCommon Stock 6,379 $251.20 $1,602,404.80
Disclosure

SEC source: 0001209191-20-015061 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,808

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:11 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 6,877 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015102 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,486.997

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:10 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 8,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015099 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,956.488

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
GrantCommon Stock 63,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015083 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,326

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
GrantCommon Stock 5,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 8

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,271

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:02 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 8,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015065 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,356

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:01 UTC
Fauber RobertChief Operating Officer
GrantCommon Stock 11,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015061 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,187

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 951 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · derivative · entry 12

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 951 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 894 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · derivative · entry 11

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 894 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,089 $0.00 Strike: $138.68 $0.00
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · derivative · entry 10

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,089 shares

Expires 2027-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 788 $235.39 $185,487.32
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 7

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionCommon Stock 951 $173.58 $165,074.58
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 6

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 725 $235.39 $170,657.75
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 5

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionCommon Stock 894 $167.50 $149,745.00
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 4

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 795 $235.39 $187,135.05
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 3

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionCommon Stock 1,089 $138.68 $151,022.52
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:03 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 1,875 $235.39 $441,356.25
Disclosure

SEC source: 0001209191-20-015069 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,218 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · derivative · entry 11

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,218 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,289 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · derivative · entry 10

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,289 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,673 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · derivative · entry 9

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,673 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,218 $260.52 $317,313.36
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 8

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544.488

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,218 $173.58 $211,420.44
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 7

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,762.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 2,289 $260.52 $596,330.28
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 6

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544.488

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 2,289 $167.50 $383,407.50
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 5

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,641 $261.90 $429,781.18
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 4

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544.488

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $261.90 to $261.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,641 $113.34 $185,990.94
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,185.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 32 $264.00 $8,448.00
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544.488

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:02 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 32 $113.34 $3,626.88
Disclosure

SEC source: 0001209191-20-013386 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 22:05 UTC GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011621 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,089.118

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:16 UTC
Zalm GerritDirector
GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011517 · doc4.xml · nonDerivative · entry 1

Zalm Gerrit · CIK 0001738291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:11 UTC GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011514 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:10 UTC GrantCommon Stock 892 $280.42 $250,134.64
Disclosure

SEC source: 0001209191-20-011511 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,221.719

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
GrantCommon Stock 11,197 $280.42 $3,139,862.74
Disclosure

SEC source: 0001209191-20-011510 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,584

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:06 UTC
Hill KathrynDirector
GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011509 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,706

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:05 UTC GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011506 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,314.002

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:04 UTC GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011502 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:03 UTC GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011500 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,104

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:03 UTC GrantCommon Stock 642 $280.42 $180,029.64
Disclosure

SEC source: 0001209191-20-011498 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,394.118

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:08 UTC
West Michael LPresident, Moody's Investors
GrantEmployee Stock Option (right to buy) · Derivative 3,965 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011940 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

Underlying: Common Stock · 3,965 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:08 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 856 $280.42 $240,039.52
Disclosure

SEC source: 0001209191-20-011940 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:07 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantEmployee Stock Option (right to buy) · Derivative 3,965 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011938 · doc4.xml · derivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

Underlying: Common Stock · 3,965 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:07 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 856 $280.42 $240,039.52
Disclosure

SEC source: 0001209191-20-011938 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544.488

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:05 UTC
Kaye MarkSVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 6,939 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011934 · doc4.xml · derivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:05 UTC
Kaye MarkSVP & Chief Financial Officer
GrantCommon Stock 1,498 $280.42 $420,069.16
Disclosure

SEC source: 0001209191-20-011934 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:06 UTC
Sullivan CarolineSVP-Corporate Controller
GrantEmployee Stock Option (right to buy) · Derivative 1,014 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011936 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Common Stock · 1,014 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:06 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 219 $280.42 $61,411.98
Disclosure

SEC source: 0001209191-20-011936 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687.32

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:05 UTC
Hughes MelanieSVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,709 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011932 · doc4.xml · derivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709

Underlying: Common Stock · 2,709 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.