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person · Reporting owner

West Michael L

Disclosed activity across 1 company

Tapewire entity
62638
SEC CIK
0001791243

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOODYS CORP /DE/MCO · Entity 386President, Moody's InvestorsMarch 04, 2026March 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOODYS CORP /DE/

Report date March 04, 2026 · Filed March 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,758.98 Reported balance After 2026-03-04 transaction · row 1
1 source row

Row 1 · 2026-03-04 · Sale · Disposed 4,250 · Balance 8,758.98

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 5, 2026 21:05 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 4,250 $473.72 $2,013,300.65
Disclosure

SEC source: 0001791243-26-000009 · wk-form4_1772744752.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,758.98

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:44 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 4,050.119 $467.49 $1,893,390.13
Disclosure

SEC source: 0001791243-26-000007 · wk-form4_1772574265.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,008.98

F2 · shares: Withholding of shares to satisfy tax obligation.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:44 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001791243-26-000007 · wk-form4_1772574265.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,059.099

F1 · shares: Receipt of shares acquired upon settlement of 2023-2025 Performance Shares.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,188 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · derivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 1,188 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,139 $0.00 Strike: $325.99 $0.00
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · derivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,139 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,188 $473.94 $563,042.15
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,787.099

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,188 $295.33 $350,852.04
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,975.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 2,139 $474.19 $1,014,298.19
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,787.099

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $474.1801 - $474.405. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 2,139 $325.99 $697,292.61
Disclosure

SEC source: 0001791243-26-000005 · wk-form4_1772226516.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,926.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:20 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 5,256 $0.00 Strike: $443.70 $0.00
Disclosure

SEC source: 0001791243-26-000003 · wk-form4_1771982436.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,256

Underlying: Common Stock · 5,256 shares

Expires 2036-02-23

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:20 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0001791243-26-000003 · wk-form4_1771982436.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,787.099

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,188 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · derivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,377

Underlying: Common Stock · 1,188 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,002 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · derivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,002 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,188 $511.94 $608,184.72
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209.099

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,188 $295.33 $350,852.04
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,397.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,002 $512.35 $513,374.70
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209.099

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $512.340-$512.370. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,002 $276.84 $277,393.68
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,211.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,375.407 $509.35 $700,563.56
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209.099

Read SEC document
July 29, 2025 Filed Jul 30, 2025 20:09 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 139 $512.20 $71,195.80
Disclosure

SEC source: 0001059556-25-000178 · wk-form4_1753906151.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,584.506

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $512.190-$512.210. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:32 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 969.898 $502.86 $487,722.91
Disclosure

SEC source: 0001059556-25-000067 · wk-form4_1741123927.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,723.506

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:32 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 722 $502.86 $363,064.92
Disclosure

SEC source: 0001059556-25-000067 · wk-form4_1741123927.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,693.404

F1 · shares: Receipt of shares acquired upon settlement of 2022-2024 Performance Shares.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:35 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 4,275 $0.00 Strike: $513.21 $0.00
Disclosure

SEC source: 0001059556-25-000033 · wk-form4_1740173703.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,275

Underlying: Common Stock · 4,275 shares

Expires 2035-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 21:35 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,364 $513.21 $700,018.44
Disclosure

SEC source: 0001059556-25-000033 · wk-form4_1740173703.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,971.404

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,188 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · derivative · entry 11

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 1,188 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,139 $0.00 Strike: $325.99 $0.00
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · derivative · entry 10

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,139

Underlying: Common Stock · 2,139 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,004 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · derivative · entry 9

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 3,004 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,965 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · derivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,965 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 9,178 $475.65 $4,365,515.70
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,607.404

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $475.63-$476.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,118 $475.10 $531,161.80
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,785.404

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,188 $295.33 $350,852.04
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,903.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 2,139 $325.99 $697,292.61
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,715.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 3,004 $276.84 $831,627.36
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,576.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 3,965 $280.42 $1,111,865.30
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,572.404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:59 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 600 $474.44 $284,664.00
Disclosure

SEC source: 0001059556-24-000190 · wk-form4_1731445181.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,607.404

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:35 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,100 $449.98 $494,978.00
Disclosure

SEC source: 0001059556-24-000130 · wk-form4_1722371694.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,207.404

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:19 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 1,066.593 $380.58 $405,923.96
Disclosure

SEC source: 0001059556-24-000055 · wk-form4_1709673507.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,307.404

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:19 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,182 $380.58 $449,845.56
Disclosure

SEC source: 0001059556-24-000055 · wk-form4_1709673507.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,373.997

F1 · shares: Receipt of shares acquired upon settlement of 2021-2023 Performance Shares.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:44 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 13,640 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000026 · wk-form4_1708638263.xml · derivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,640

Underlying: Common Stock · 13,640 shares

Expires 2034-02-20

F3 · derivative.exercise_date: MIS Growth Accelerator Award; 50% to vest after 2 years and 50% to vest after 4 years.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:44 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 5,853 $0.00 Strike: $372.16 $0.00
Disclosure

SEC source: 0001059556-24-000026 · wk-form4_1708638263.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 5,853 shares

Expires 2034-02-20

F2 · derivative.exercise_date: Annual equity grant. One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:44 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,881 $372.16 $700,032.96
Disclosure

SEC source: 0001059556-24-000026 · wk-form4_1708638263.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,191.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 85 $342.50 $29,112.50
Disclosure

SEC source: 0001059556-23-000113 · wk-form4_1699911605.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,310.997

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,972 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · derivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,972 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 782 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · derivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 782 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 145 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · derivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,972 $338.37 $667,265.64
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $338.24-$338.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,972 $173.58 $342,299.76
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,367.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 782 $338.41 $264,636.62
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395.997

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November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 782 $167.50 $130,985.00
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,177.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:40 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 145 $167.50 $24,287.50
Disclosure

SEC source: 0001059556-23-000108 · wk-form4_1699566011.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:20 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 2,641 $352.79 $931,718.39
Disclosure

SEC source: 0001059556-23-000054 · wk-form4_1690921208.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,250.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $352.66 to $352.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.