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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 926 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · derivative · entry 11

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 926 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,297 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · derivative · entry 10

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,297 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 1,972 $282.27 $556,638.41
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.06 to $282.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 1,972 $173.58 $342,299.76
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 926 $281.82 $260,968.10
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.75 to $282.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 926 $167.50 $155,105.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,889.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 1,297 $281.68 $365,332.48
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.66 to $281.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 1,297 $113.34 $147,001.98
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,260.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Tax withholdingCommon Stock 1,752 $280.63 $491,663.76
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 2,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715.997

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:03 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 874 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001209191-21-015198 · doc4.xml · derivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 874 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:03 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 874 $281.00 $245,594.00
Disclosure

SEC source: 0001209191-21-015198 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019.488

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:03 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 874 $113.34 $99,059.16
Disclosure

SEC source: 0001209191-21-015198 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,893.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:20 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,144 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-21-014310 · doc4.xml · derivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,144 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:20 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,144 $278.84 $318,992.96
Disclosure

SEC source: 0001209191-21-014310 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019.488

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.83 to $278.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:20 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,144 $167.50 $191,620.00
Disclosure

SEC source: 0001209191-21-014310 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,163.488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:08 UTC SaleCommon Stock 3,423 $276.13 $945,192.99
Disclosure

SEC source: 0001209191-21-013755 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,014

F2 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:19 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013186 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:20 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013192 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792.123

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:17 UTC
Hill KathrynDirector
GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013175 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,356

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:18 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013180 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,362.388

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:16 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013171 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,994.356

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:15 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013161 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350.807

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:14 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013159 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,822

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:11 UTC GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013156 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,431.123

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:10 UTC
West Michael LPresident, Moody's Investors
GrantEmployee Stock Option (right to buy) · Derivative 4,006 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013760 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,006

Underlying: Common Stock · 4,006 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:10 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 975 $276.84 $269,919.00
Disclosure

SEC source: 0001209191-21-013760 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:09 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantEmployee Stock Option (right to buy) · Derivative 4,006 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013758 · doc4.xml · derivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,006

Underlying: Common Stock · 4,006 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:09 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 975 $276.84 $269,919.00
Disclosure

SEC source: 0001209191-21-013758 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019.488

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC
Sullivan CarolineSVP-Corporate Controller
GrantEmployee Stock Option (right to buy) · Derivative 890 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013757 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock · 890 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 217 $276.84 $60,074.28
Disclosure

SEC source: 0001209191-21-013757 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387.39

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:08 UTC GrantCommon Stock 885 $276.84 $245,003.40
Disclosure

SEC source: 0001209191-21-013755 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,437

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:07 UTC
Kaye MarkSVP & Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,715 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013752 · doc4.xml · derivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,715

Underlying: Common Stock · 7,715 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:07 UTC
Kaye MarkSVP & Chief Financial Officer
GrantCommon Stock 1,878 $276.84 $519,905.52
Disclosure

SEC source: 0001209191-21-013752 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:06 UTC
Hughes MelanieSVP & Chief HR Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,522 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013749 · doc4.xml · derivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

Underlying: Common Stock · 2,522 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:06 UTC
Hughes MelanieSVP & Chief HR Officer
GrantCommon Stock 614 $276.84 $169,979.76
Disclosure

SEC source: 0001209191-21-013749 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954.157

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 3,596 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013748 · doc4.xml · derivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,596

Underlying: Common Stock · 3,596 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 876 $276.84 $242,511.84
Disclosure

SEC source: 0001209191-21-013748 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,394

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:04 UTC
Fauber RobertDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 18,991 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013744 · doc4.xml · derivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,991

Underlying: Common Stock · 18,991 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:04 UTC
Fauber RobertDirector · President and CEO
GrantCommon Stock 4,624 $276.84 $1,280,108.16
Disclosure

SEC source: 0001209191-21-013744 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,284

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:03 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 778 $0.00 Strike: $156.14 $0.00
Disclosure

SEC source: 0001209191-21-011238 · doc4.xml · derivative · entry 3

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 778 shares

Expires 2028-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:03 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 778 $280.08 $217,902.24
Disclosure

SEC source: 0001209191-21-011238 · doc4.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:03 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionCommon Stock 778 $156.14 $121,476.92
Disclosure

SEC source: 0001209191-21-011238 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:18 UTC
Sullivan CarolineSVP-Corporate Controller
Tax withholdingCommon Stock 122 $287.50 $35,075.00
Disclosure

SEC source: 0001209191-21-000271 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157.249

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Tax withholdingCommon Stock 2,694 $287.50 $774,525.00
Disclosure

SEC source: 0001209191-21-000960 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,552

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,223 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · derivative · entry 7

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,223 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 1,288 $280.98 $361,904.82
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 6

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $280.63 to $281.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 3,634 $280.25 $1,018,435.77
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 5

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,806

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $279.62 to $280.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 3,200 $278.99 $892,771.20
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 4

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,440

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.55 to $279.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 3,743 $277.79 $1,039,753.00
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,640

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $277.37 to $278.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.