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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 109 $287.23 $31,308.07
Disclosure

SEC source: 0001209191-21-022050 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,471.388

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 14 $287.23 $4,021.22
Disclosure

SEC source: 0001209191-21-022049 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,646

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.896 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022047 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.896

Underlying: Common Stock · 1.896 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC
Hill KathrynDirector
GrantDividend Equivalent · Derivative 1.393 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022048 · doc4.xml · derivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.393

Underlying: Common Stock · 1.393 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.393 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022045 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.393

Underlying: Common Stock · 1.393 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 9.531 $289.39 $2,758.18
Disclosure

SEC source: 0001209191-21-022045 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360.338

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.393 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022046 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.393

Underlying: Common Stock · 1.393 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.99 $287.61 $284.73
Disclosure

SEC source: 0001209191-21-022046 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470.75

Underlying: Common Stock · 0.99 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 12.013 $289.39 $3,476.44
Disclosure

SEC source: 0001209191-21-022046 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006.369

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 16 $287.23 $4,595.68
Disclosure

SEC source: 0001209191-21-022044 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.393 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022043 · doc4.xml · derivative · entry 4

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.393

Underlying: Common Stock · 1.393 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 25.75 $287.61 $7,405.96
Disclosure

SEC source: 0001209191-21-022043 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,189.65

Underlying: Common Stock · 25.75 shares

Expires not disclosed

F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 11.931 $289.39 $3,452.71
Disclosure

SEC source: 0001209191-21-022043 · doc4.xml · nonDerivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,529.054

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 86 $287.23 $24,701.78
Disclosure

SEC source: 0001209191-21-022043 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,517.123

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,435 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · derivative · entry 8

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,435 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,908 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · derivative · entry 7

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,908 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 51 $295.40 $15,065.15
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 6

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,381

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 1,460 $294.31 $429,696.98
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 5

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,432

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $294.08 to $294.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 3,800 $292.84 $1,112,792.00
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 4

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,892

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 8,435 $80.81 $681,632.35
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 6,216 $294.27 $1,829,188.54
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,257

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:32 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 9,908 $79.55 $788,181.40
Disclosure

SEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:08 UTC GrantCommon Stock 611 $294.38 $179,866.18
Disclosure

SEC source: 0001209191-21-020755 · doc4.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:13 UTC SaleTransaction 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020934 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

F4 · kind: Sale of shares pursuant to a pre-arranged plan.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:13 UTC SaleCommon Stock 1,693 $291.21 $493,025.30
Disclosure

SEC source: 0001209191-21-020934 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,014

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $291.04 to $291.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:13 UTC SaleCommon Stock 3,700 $290.51 $1,074,868.50
Disclosure

SEC source: 0001209191-21-020934 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,707

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $290.00 to $290.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2021 Filed Mar 29, 2021 20:51 UTC Amendment SaleCommon Stock 14,000 $306.97 $4,297,580.00
Disclosure

SEC source: 0001209191-21-023455 · doc4a.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021.

Read SEC document
March 12, 2021 Filed Mar 31, 2021 20:00 UTC Amendment SaleCommon Stock 11,480 $306.97 $3,524,015.60
Disclosure

SEC source: 0001209191-21-023756 · doc4a.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,534

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021, and with the exchange fund subsequently reporting that the number of shares accepted was lower than initially reported.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,500 $291.50 $437,250.00
Disclosure

SEC source: 0001209191-21-019762 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,582.49

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:00 UTC SaleCommon Stock 100 $280.36 $28,035.50
Disclosure

SEC source: 0001209191-21-018505 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,407

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:00 UTC SaleCommon Stock 1,193 $279.50 $333,437.54
Disclosure

SEC source: 0001209191-21-018505 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,507

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $279.26 to $279.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:00 UTC SaleCommon Stock 4,100 $278.74 $1,142,834.00
Disclosure

SEC source: 0001209191-21-018505 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,700

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.23 to $279.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:00 UTC
Sullivan CarolineSVP-Corporate Controller
SaleCommon Stock 394 $282.87 $111,449.60
Disclosure

SEC source: 0001209191-21-016778 · doc4.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910.39

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.83 to $282.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:00 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 1,065 $280.85 $299,105.25
Disclosure

SEC source: 0001209191-21-016776 · doc4.xml · nonDerivative · entry 3

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

F3 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 2,000 $282.90 $565,800.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 9

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963.997

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Tax withholdingCommon Stock 1,814 $280.63 $509,062.82
Disclosure

SEC source: 0001209191-21-016781 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,082.488

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 2,877 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016781 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,896.488

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC Tax withholdingCommon Stock 12,272 $280.63 $3,443,891.36
Disclosure

SEC source: 0001209191-21-016780 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,800

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC GrantCommon Stock 23,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016780 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,072

F1 · shares: Receipt of shares acquired upon settlement of 2018 Performance Shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Fauber RobertDirector · President and CEO
Tax withholdingCommon Stock 3,215 $280.63 $902,225.45
Disclosure

SEC source: 0001209191-21-016774 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,598

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Fauber RobertDirector · President and CEO
GrantCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016774 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,813

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Sullivan CarolineSVP-Corporate Controller
Tax withholdingCommon Stock 83 $280.63 $23,292.29
Disclosure

SEC source: 0001209191-21-016778 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304.39

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 2,168 $280.61 $608,358.14
Disclosure

SEC source: 0001209191-21-016777 · doc4.xml · nonDerivative · entry 3

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,965.157

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $280.54 to $280.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Hughes MelanieSVP & Chief HR Officer
Tax withholdingCommon Stock 1,229 $280.63 $344,894.27
Disclosure

SEC source: 0001209191-21-016777 · doc4.xml · nonDerivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133.157

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Hughes MelanieSVP & Chief HR Officer
GrantCommon Stock 2,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016777 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

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March 01, 2021 Filed Mar 3, 2021 21:00 UTC
GOGGINS JOHN JEVP and General Counsel
Tax withholdingCommon Stock 1,972 $280.63 $553,402.36
Disclosure

SEC source: 0001209191-21-016775 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2021 Filed Mar 3, 2021 21:00 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 3,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016775 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,537

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

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March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Kaye MarkSVP & Chief Financial Officer
Tax withholdingCommon Stock 2,340 $280.63 $656,674.20
Disclosure

SEC source: 0001209191-21-016776 · doc4.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2021 Filed Mar 3, 2021 21:00 UTC
Kaye MarkSVP & Chief Financial Officer
GrantCommon Stock 3,624 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016776 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,394

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

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March 01, 2021 Filed Mar 3, 2021 21:00 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,972 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · derivative · entry 12

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,972 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.