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NYSE · USD

MCO

MOODYS CORP /DE/

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Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 2, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 2,000 $316.55 $633,100.00
Disclosure

SEC source: 0001209191-23-033635 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 19, 2023 Filed May 22, 2023 20:00 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 975 $317.91 $309,962.25
Disclosure

SEC source: 0001209191-23-031405 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,322

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 02, 2023 Filed May 3, 2023 20:00 UTC GrantCommon Stock 228 $307.62 $70,137.36
Disclosure

SEC source: 0001209191-23-026910 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,522.07

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:00 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 94.479 $304.30 $28,749.96
Disclosure

SEC source: 0001209191-23-022632 · doc4.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300.8894

Underlying: Common Stock · 94.479 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantDividend Equivalent · Derivative 1.619 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020219 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.619

Underlying: Common Stock · 1.619 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 16.375 $295.41 $4,837.34
Disclosure

SEC source: 0001209191-23-020219 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,149.099

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 8 $299.39 $2,395.12
Disclosure

SEC source: 0001209191-23-020219 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,132.724

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 8.816 $295.41 $2,604.33
Disclosure

SEC source: 0001209191-23-020218 · doc4.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847.661

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 12.134 $295.41 $3,584.50
Disclosure

SEC source: 0001209191-23-020217 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,870.928

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 7.2 $295.41 $2,126.95
Disclosure

SEC source: 0001209191-23-020216 · doc4.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,203.2

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 21 $299.39 $6,287.19
Disclosure

SEC source: 0001209191-23-020216 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,196

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantDividend Equivalent · Derivative 1.619 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020214 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.619

Underlying: Common Stock · 1.619 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.226 $294.25 $360.75
Disclosure

SEC source: 0001209191-23-020214 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479.195

Underlying: Common Stock · 1.226 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 16.477 $295.41 $4,867.47
Disclosure

SEC source: 0001209191-23-020214 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,294.07

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 18 $299.39 $5,389.02
Disclosure

SEC source: 0001209191-23-020215 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,484

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC
Minaya JoseDirector
GrantCommon Stock · Derivative 5.145 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020212 · doc4.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5.145

Underlying: Common Stock · 5.145 shares

Expires not disclosed

F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.528 $294.25 $155.36
Disclosure

SEC source: 0001209191-23-020212 · doc4.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206.526

Underlying: Common Stock · 0.528 shares

Expires not disclosed

F1 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantDividend Equivalent · Derivative 1.619 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020211 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.619

Underlying: Common Stock · 1.619 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC GrantCommon Stock 13.406 $295.41 $3,960.27
Disclosure

SEC source: 0001209191-23-020211 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,628.144

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC
Hill KathrynDirector
GrantCommon Stock 8.923 $295.41 $2,635.94
Disclosure

SEC source: 0001209191-23-020210 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,594.755

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:00 UTC
Sullivan CarolineSVP-Corporate Controller
SaleCommon Stock 483 $303.48 $146,581.56
Disclosure

SEC source: 0001209191-23-016679 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491.356

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $303.3801 to $303.625. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:00 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 8,400 $302.62 $2,541,987.00
Disclosure

SEC source: 0001209191-23-016677 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,587

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $302.52 to $302.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:00 UTC SaleCommon Stock 10,000 $295.00 $2,950,000.00
Disclosure

SEC source: 0001209191-23-016223 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,858.794

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,218 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-23-016678 · doc4.xml · derivative · entry 4

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,218 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,218 $297.20 $361,983.88
Disclosure

SEC source: 0001209191-23-016678 · doc4.xml · nonDerivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,834.49

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.1594 to $297.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,218 $173.58 $211,420.44
Disclosure

SEC source: 0001209191-23-016678 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,052.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,600 $297.03 $475,241.60
Disclosure

SEC source: 0001209191-23-016678 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,834.49

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.02 to $297.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:02 UTC SaleCommon Stock 5,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust 2

Disclosed balance after: 0

F3 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:02 UTC SaleCommon Stock 5,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust 1

Disclosed balance after: 0

F3 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:02 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 2,000 $285.15 $570,300.00
Disclosure

SEC source: 0001209191-23-015393 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,838

F3 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 02, 2023 Filed Mar 24, 2023 20:00 UTC Amendment SaleCommon Stock 5,562 $297.09 $1,652,414.58
Disclosure

SEC source: 0001209191-23-021051 · doc4a.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust 2

Disclosed balance after: 0

F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

Read SEC document
March 02, 2023 Filed Mar 24, 2023 20:00 UTC Amendment SaleCommon Stock 5,562 $297.09 $1,652,414.58
Disclosure

SEC source: 0001209191-23-021051 · doc4a.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust 1

Disclosed balance after: 0

F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC
Sullivan CarolineSVP-Corporate Controller
Tax withholdingCommon Stock 361 $290.63 $104,917.43
Disclosure

SEC source: 0001209191-23-015399 · doc4.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974.356

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015399 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335.356

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC Tax withholdingCommon Stock 14,119 $290.63 $4,103,404.97
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,858.794

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC GrantCommon Stock 25,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,977.794

F1 · shares: Receipt of shares acquired upon settlement of 2020 Performance Shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC
Fauber RobertDirector · President and CEO
Tax withholdingCommon Stock 5,075 $290.63 $1,474,947.25
Disclosure

SEC source: 0001209191-23-015393 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,838

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC
Fauber RobertDirector · President and CEO
GrantCommon Stock 6,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015393 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,913

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
West Michael LPresident, Moody's Investors
Tax withholdingCommon Stock 1,263 $290.63 $367,065.69
Disclosure

SEC source: 0001209191-23-015384 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015384 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,154.997

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
Tulenko Stephen TPresident, Moody's Analytics
Tax withholdingCommon Stock 1,790 $290.63 $520,227.70
Disclosure

SEC source: 0001209191-23-015390 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434.49

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 2,609 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015390 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224.49

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
Kaye MarkEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,426 $290.63 $995,698.38
Disclosure

SEC source: 0001209191-23-015386 · doc4.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,297

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
Kaye MarkEVP & Chief Financial Officer
GrantCommon Stock 5,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015386 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,723

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC
GOGGINS JOHN JEVP and General Counsel
Tax withholdingCommon Stock 1,483 $290.63 $431,004.29
Disclosure

SEC source: 0001209191-23-015382 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,987

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2023 Filed Mar 3, 2023 21:01 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015382 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,470

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

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February 21, 2023 Filed Feb 23, 2023 22:01 UTC
Sullivan CarolineSVP-Corporate Controller
GrantEmployee Stock Option (right to buy) · Derivative 782 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012255 · doc4.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782

Underlying: Common Stock · 782 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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February 21, 2023 Filed Feb 23, 2023 22:01 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 251 $295.33 $74,127.83
Disclosure

SEC source: 0001209191-23-012255 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683.356

F1 · shares: Exempt grant of restricted stock units.

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February 21, 2023 Filed Feb 23, 2023 22:01 UTC
GOGGINS JOHN JEVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 2,560 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012254 · doc4.xml · derivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560

Underlying: Common Stock · 2,560 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

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February 21, 2023 Filed Feb 23, 2023 22:01 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 821 $295.33 $242,465.93
Disclosure

SEC source: 0001209191-23-012254 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,895

F1 · shares: Exempt grant of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.