Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2017 Filed Jun 1, 2017 00:51 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000139 · wf-form4_149627830324306.xml · derivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,964 Underlying: Common Stock · 2,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 8,340 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F3 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 8,340 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · balance_after: The reporting person's remaining RSUs also include 2,821 RSUs granted on January 29, 2015, which vest on January 29, 2018; 6,818 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; 9,045 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020; and 11,280 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:51 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000139 · wf-form4_149627830324306.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:50 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000138 · wf-form4_149627821717899.xml · derivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,606 Underlying: Common Stock · 816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 2,448 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F3 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 2,448 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · balance_after: The reporting person's remaining RSUs also include 828 RSUs granted on January 29, 2015, which vest on January 29, 2018; 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019; 2,130 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020; and 5,640 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:50 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000138 · wf-form4_149627821717899.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:20 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 916 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000137 · wf-form4_149627640022103.xml · derivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,715 Underlying: Common Stock · 916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 2,748 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F3 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 2,748 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · balance_after: The reporting person's remaining RSUs also include 929 RSUs granted on January 29, 2015, which vest on January 29, 2018; 1,890 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; 2,256 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020; and 5,640 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:20 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 916 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000137 · wf-form4_149627640022103.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:18 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000136 · wf-form4_149627630452076.xml · derivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F3 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · balance_after: The reporting person's remaining RSUs also include 377 RSUs granted on January 29, 2015, which vest on January 29, 2018; 662 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 744 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:18 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000136 · wf-form4_149627630452076.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| May 15, 2017 Filed Jun 1, 2017 01:16 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000143 · wf-form4_149627979486591.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 31,388.4 F1 · shares: On May 15, 2017, the reporting person gifted 110 shares from the Bennion Revocable Living Trust dated 12/19/2002. This gift is being voluntarily reported on this Form 4. F2 · balance_after: Since the reporting person's last report on Form 4 dated March 13, 2017, he has transferred 673 shares directly owned by him to the Bennion Revocable Living Trust dated 12/19/2002. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/2002. Read SEC document |
| May 02, 2017 Filed May 2, 2017 19:37 UTC |
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
|
PurchaseCommon Stock | 1,000 | $25.53 | $25,525.00 |
DisclosureSEC source: 0001518715-17-000110 · wf-form4_149375381974053.xml · nonDerivative · entry 1 STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,551 Read SEC document |
| May 02, 2017 Filed May 2, 2017 19:36 UTC |
Ruh Mark RInterim CFO, SVP Corp. Dev.
|
PurchaseCommon Stock | 1,000 | $25.59 | $25,590.00 |
DisclosureSEC source: 0001518715-17-000109 · wf-form4_149375376813152.xml · nonDerivative · entry 1 Ruh Mark R · CIK 0001334538 · Interim CFO, SVP Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:32 UTC |
KIRK GEORGEDirector
|
GrantCommon Stock | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000100 · wf-form4_149149996447322.xml · nonDerivative · entry 1 KIRK GEORGE · CIK 0001529653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,987.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:31 UTC |
SMITH DOUGLAS IRVINEDirector
|
GrantCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000099 · wf-form4_149149988105667.xml · nonDerivative · entry 1 SMITH DOUGLAS IRVINE · CIK 0001529678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,442 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 56,300 shares held jointly with Ann Smith, Mr. Smith's spouse. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:29 UTC |
CHRISMAN TIMOTHYDirector
|
GrantCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000097 · wf-form4_149149978306801.xml · nonDerivative · entry 1 CHRISMAN TIMOTHY · CIK 0001226241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,638 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:30 UTC |
INDIEK VICTOR HDirector
|
GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000098 · wf-form4_149149983050063.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,675.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:29 UTC |
EDERER DAVID ADirector
|
GrantCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000096 · wf-form4_149149973228535.xml · nonDerivative · entry 1 EDERER DAVID A · CIK 0001232242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,186.6 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:28 UTC |
Voss DonDirector
|
GrantCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000095 · wf-form4_149149967874984.xml · nonDerivative · entry 1 Voss Don · CIK 0001538556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,165 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:27 UTC |
BOGGS SCOTT MDirector
|
GrantCommon Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000094 · wf-form4_149149962511734.xml · nonDerivative · entry 1 BOGGS SCOTT M · CIK 0001288278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793.4 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: 6,400 shares held jointly with Patricia Boggs, Mr. Boggs' spouse. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:26 UTC |
KING THOMAS EDirector
|
GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000093 · wf-form4_149149957532230.xml · nonDerivative · entry 1 KING THOMAS E · CIK 0001529652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:53 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
SaleCommon Stock | 336 | $26.40 | $8,870.40 |
DisclosureSEC source: 0001518715-17-000077 · wf-form4_148944202345788.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:52 UTC |
MASON MARK KDirector · CEO, President
|
SaleCommon Stock | 4,100 | $26.46 | $108,489.69 |
DisclosureSEC source: 0001518715-17-000076 · wf-form4_148944196441266.xml · nonDerivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,202 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:52 UTC |
MASON MARK KDirector · CEO, President
|
SaleCommon Stock | 3,361 | $26.41 | $88,780.14 |
DisclosureSEC source: 0001518715-17-000076 · wf-form4_148944196441266.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,302 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:52 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
SaleCommon Stock | 332 | $26.42 | $8,770.58 |
DisclosureSEC source: 0001518715-17-000075 · wf-form4_148944191240135.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,427.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:51 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
SaleCommon Stock | 659 | $26.41 | $17,402.54 |
DisclosureSEC source: 0001518715-17-000074 · wf-form4_148944186431723.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:50 UTC |
EVANS GODFREY BEVP - General Counsel
|
SaleCommon Stock | 725 | $26.39 | $19,136.23 |
DisclosureSEC source: 0001518715-17-000073 · wf-form4_148944181232138.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,836 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:58 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
GrantCommon Stock | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000068 · wf-form4_148918672579631.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,670 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:56 UTC |
EVANS GODFREY BEVP - General Counsel
|
GrantRestricted Stock Units · Derivative | 5,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000065 · wf-form4_148918657015299.xml · derivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,631 Underlying: Common Stock · 5,640 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. F3 · price: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.underlying_shares: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · balance_after: The reporting person's remaining RSUs includes 916 RSUs granted on May 29, 2014, which vest on May 29, 2017, 929 RSUs granted on January 29, 2015, which vest on January 29, 2018, 1,890 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively, and 2,256 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:56 UTC |
EVANS GODFREY BEVP - General Counsel
|
GrantCommon Stock | 2,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000065 · wf-form4_148918657015299.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,561 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 on June 2, 2014, with a maximum award amount of 4,122 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:58 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
GrantCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000067 · wf-form4_148918667782176.xml · nonDerivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555.2 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,301 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:57 UTC |
MASON MARK KDirector · CEO, President
|
GrantRestricted Stock Units · Derivative | 11,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000066 · wf-form4_148918662206288.xml · derivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,744 Underlying: Common Stock · 11,280 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. F3 · price: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.underlying_shares: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · balance_after: The reporting person's remaining RSUs includes 2,780 RSUs granted on May 29, 2014, which vest on May 29, 2017, 2,821 RSUs granted on January 29, 2015, which vest on January 29, 2018, 6,818 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively, and 9,045 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:57 UTC |
MASON MARK KDirector · CEO, President
|
GrantCommon Stock | 7,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000066 · wf-form4_148918662206288.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,663 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 12,510 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:55 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
GrantCommon Stock | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000064 · wf-form4_148918651434961.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,692 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:54 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 5,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000063 · wf-form4_148918646052161.xml · derivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,422 Underlying: Common Stock · 5,640 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. F3 · price: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F3 · derivative.underlying_shares: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · balance_after: The reporting person's remaining RSUs includes 816 RSUs granted on May 29, 2014, which vest on May 29, 2017, 828 RSUs granted on January 29, 2015, which vest on January 29, 2018, 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively and 2,130 RSUs granted on January 26, 2017, which vest incrementally in equal amounts o January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:54 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
GrantCommon Stock | 2,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000063 · wf-form4_148918646052161.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,675 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 3,672 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:53 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
GrantCommon Stock | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000062 · wf-form4_148918641202850.xml · nonDerivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 4,005 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:52 UTC |
GREENWALD SUSAN CSVP - Single Fam Op Director
|
GrantCommon Stock | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000061 · wf-form4_148918636250732.xml · nonDerivative · entry 1 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,626.4 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 2,088 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:52 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
GrantCommon Stock | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000060 · wf-form4_148918630947066.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,759.4 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,670 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 17:24 UTC |
Endresen WilliamEVP, Comm'l RE (Interim)
|
Exercise / conversionRestricted Stock Units · Derivative | 1,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000056 · wf-form4_148840704892499.xml · derivative · entry 3 Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,003 Underlying: Common Stock · 1,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F5 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 3,066 restricted stock units (RSUs), which were scheduled to vest incrementally in equal amounts on February 27, 2016, February 27, 2017, and February 27, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 3,066 restricted stock units (RSUs), which were scheduled to vest incrementally in equal amounts on February 27, 2016, February 27, 2017, and February 27, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F6 · balance_after: The reporting person's remaining RSUs include 1,022 RSUs granted on February 27, 2015, which vest on February 27, 2018, 1,752 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively, and 2,229 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 17:24 UTC |
Endresen WilliamEVP, Comm'l RE (Interim)
|
Exercise / conversionCommon Stock | 1,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000056 · wf-form4_148840704892499.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on February 27, 2015. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 01:28 UTC |
MASON MARK KDirector · CEO, President
|
SaleCommon Stock | 2,800 | $25.94 | $72,618.28 |
DisclosureSEC source: 0001518715-17-000052 · wf-form4_148643088402123.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,202 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017 and January 29, 2017. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 01:34 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
SaleCommon Stock | 214 | $26.20 | $5,606.80 |
DisclosureSEC source: 0001518715-17-000055 · wf-form4_148643127851497.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,825.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017 and January 29, 2017. F2 · balance_after: The total number of HomeStreet, Inc. common stock beneficially owned by reporting person includes an additional 98 shares that were incorrectly reported in the previous Form 4 filed by the reporting person on January 30, 2017 as being sold on January 28, 2017. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 01:31 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
SaleCommon Stock | 605 | $26.20 | $15,851.00 |
DisclosureSEC source: 0001518715-17-000054 · wf-form4_148643107143941.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,485 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017 and January 29, 2017. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 01:29 UTC |
EVANS GODFREY BEVP - General Counsel
|
SaleCommon Stock | 620 | $26.12 | $16,194.40 |
DisclosureSEC source: 0001518715-17-000053 · wf-form4_148643097408653.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,103 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017 and January 29, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:56 UTC |
EDERER DAVID ADirector
|
PurchaseCommon Stock | 539 | $26.00 | $14,014.00 |
DisclosureSEC source: 0001518715-17-000051 · wf-form4_148614456229287.xml · nonDerivative · entry 1 EDERER DAVID A · CIK 0001232242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000.6 Read SEC document |
| February 01, 2017 Filed Mar 17, 2017 22:54 UTC |
CHRISMAN TIMOTHYDirector
|
PurchaseCommon Stock | 2,500 | $26.36 | $65,895.00 |
DisclosureSEC source: 0001518715-17-000084 · wf-form4_148979126058501.xml · nonDerivative · entry 1 CHRISMAN TIMOTHY · CIK 0001226241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,452 F1 · balance_after: Includes 12,500 shares that were previously reported as indirectly owned by the reporting person through Chrisman & Company, Inc. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:38 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · derivative · entry 6 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,991 Underlying: Common Stock · 929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,787 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,787 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · balance_after: The reporting person's remaining RSUs also include 916 RSUs granted on May 29, 2014, which vest on May 29, 2017, 929 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 1,890 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:38 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000046 · wf-form4_148581590584536.xml · nonDerivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:41 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 828 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · derivative · entry 6 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,782 Underlying: Common Stock · 828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,484 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,484 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · balance_after: The reporting person's remaining RSUs also include 816 RSUs granted on May 29, 2014, which vest on May 29, 2017, 828 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:41 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 828 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000048 · wf-form4_148581604965696.xml · nonDerivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:39 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 8 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 Underlying: Common Stock · 339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F11 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F11 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F12 · balance_after: The reporting person's remaining RSUs includes 376 RSUs granted on May 29, 2014, which vest on May 29, 2017, 339 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 596 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.