Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mechanics BancorpHMST · Entity 4145 | SVP - Single Fam Op Director | March 08, 2017 | March 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mechanics Bancorp
Report date March 08, 2017 · Filed March 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,626.4 |
Reported balance
After 2017-03-08 transaction · row 1
1 source rowRow 1 · 2017-03-08 · Grant · Acquired 1,245 · Balance 7,626.4 F1: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 2,088 shares. Any portion of the award not vested terminated as of the date of this issuance. |
| Common StockSEC Table I · non-derivative | IndirectHomeStreet, Inc. 401(k) Savings Plan | 7,117.72 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,117.72 F2: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 2,088 shares. Any portion of the award not vested terminated as of the date of this issuance.
F2: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 10, 2017 22:52 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000061 · wf-form4_148918636250732.xml · nonDerivative · entry 1 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,626.4 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 2,088 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 7 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,898 Underlying: Common Stock · 471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,413 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,413 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · balance_after: The reporting person's remaining RSUs also include 464 RSUs granted on May 29, 2014, which vest on May 29, 2017, 471 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 910 RSUs granted on January 28 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · nonDerivative · entry 2 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 6 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,369 Underlying: Common Stock · 455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,365 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,365 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · nonDerivative · entry 1 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantPerformance Share Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 5 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,836 Underlying: Common Stock · 1,580 shares Expires not disclosed F6 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 1,053 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 1,053 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F7 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F7 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 1,053 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000040 · wf-form4_148581554031425.xml · derivative · entry 4 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824 Underlying: Common Stock · 1,053 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F5 · price: On January 26, 2017, the reporting person was granted 1,053 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,053 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,053 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 1,053 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 18:46 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 6,000 | $32.55 | $195,277.80 |
DisclosureSEC source: 0001518715-16-000359 · wf-form4_148217317516371.xml · nonDerivative · entry 1 GREENWALD SUSAN C · CIK 0001529621 · SVP - Single Fam Op Director 10b5-1 filing: Not disclosed Ownership: Indirect · HomeStreet, Inc. 401(k) Savings Plan Disclosed balance after: 7,117.72 F1 · ownership.nature: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.