Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2019 Filed Apr 1, 2019 23:54 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000075 · wf-form4_155416284322732.xml · derivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591 Underlying: Common Stock · 1,503 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 278 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 810 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 23:53 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
GrantRestricted Stock Units · Derivative | 2,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000074 · wf-form4_155416278307549.xml · derivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,393 Underlying: Common Stock · 2,940 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 821 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,632 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 23:45 UTC |
EVANS GODFREY BEVP - General Counsel
|
GrantRestricted Stock Units · Derivative | 2,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000067 · wf-form4_155416232272861.xml · derivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,640 Underlying: Common Stock · 2,568 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,440 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 23:43 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
GrantRestricted Stock Units · Derivative | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000065 · wf-form4_155416218842510.xml · derivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 1,749 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 529 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 972 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:14 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000058 · wf-form4_155233525454132.xml · derivative · entry 4 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,561 Underlying: Common Stock · 3,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 11,280 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 5,786 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:14 UTC |
MASON MARK KDirector · CEO, President
|
Tax withholdingCommon Stock | 1,480 | $26.70 | $39,516.00 |
DisclosureSEC source: 0001518715-19-000058 · wf-form4_155233525454132.xml · nonDerivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,364 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:14 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 3,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000058 · wf-form4_155233525454132.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:15 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000060 · wf-form4_155233530808874.xml · derivative · entry 3 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,930 Underlying: Common Stock · 1,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 710 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,340 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:15 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Tax withholdingCommon Stock | 493 | $26.70 | $13,163.10 |
DisclosureSEC source: 0001518715-19-000060 · wf-form4_155233530808874.xml · nonDerivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,972 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:15 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000060 · wf-form4_155233530808874.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:14 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000059 · wf-form4_155233528200145.xml · derivative · entry 3 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,072 Underlying: Common Stock · 1,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,440 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:14 UTC |
EVANS GODFREY BEVP - General Counsel
|
Tax withholdingCommon Stock | 634 | $26.70 | $16,927.80 |
DisclosureSEC source: 0001518715-19-000059 · wf-form4_155233528200145.xml · nonDerivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,432 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:14 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000059 · wf-form4_155233528200145.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 01:46 UTC |
Harper TroyEVP & CIO
|
Exercise / conversionRestricted Stock Units · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · derivative · entry 6 Harper Troy · CIK 0001722279 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Underlying: Common Stock · 425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F8 · balance_after: The reporting person's remaining RSUs includes 310 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 850 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 01:46 UTC |
Harper TroyEVP & CIO
|
Exercise / conversionCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · nonDerivative · entry 3 Harper Troy · CIK 0001722279 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:38 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000040 · wf-form4_154897428727869.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,009 Underlying: Common Stock · 744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, and 1,488 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:38 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
Tax withholdingCommon Stock | 221 | $24.58 | $5,432.18 |
DisclosureSEC source: 0001518715-19-000040 · wf-form4_154897428727869.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:38 UTC |
Schultz EdwardEVP, Dir. of Comm'l Banking
|
Exercise / conversionCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000040 · wf-form4_154897428727869.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:06 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000031 · wf-form4_154897235058629.xml · derivative · entry 4 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479 Underlying: Common Stock · 868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 743 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,736 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:06 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Tax withholdingCommon Stock | 212 | $24.58 | $5,210.96 |
DisclosureSEC source: 0001518715-19-000031 · wf-form4_154897235058629.xml · nonDerivative · entry 2 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:06 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000031 · wf-form4_154897235058629.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:41 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000042 · wf-form4_154897446966468.xml · derivative · entry 3 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,453 Underlying: Common Stock · 816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 821 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,632 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:41 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionCommon Stock | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000042 · wf-form4_154897446966468.xml · nonDerivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:35 UTC |
Ruh Mark REVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000038 · wf-form4_154897411034041.xml · derivative · entry 3 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,841 Underlying: Common Stock · 781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, and 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:35 UTC |
Ruh Mark REVP & CFO
|
Tax withholdingCommon Stock | 232 | $24.58 | $5,702.56 |
DisclosureSEC source: 0001518715-19-000038 · wf-form4_154897411034041.xml · nonDerivative · entry 2 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,617 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:35 UTC |
Ruh Mark REVP & CFO
|
Exercise / conversionCommon Stock | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000038 · wf-form4_154897411034041.xml · nonDerivative · entry 1 Ruh Mark R · CIK 0001334538 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:33 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000037 · wf-form4_154897400322457.xml · derivative · entry 4 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,321 Underlying: Common Stock · 2,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 8,679 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 7,520 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, and 5,786 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:33 UTC |
MASON MARK KDirector · CEO, President
|
Tax withholdingCommon Stock | 1,139 | $24.58 | $27,996.62 |
DisclosureSEC source: 0001518715-19-000037 · wf-form4_154897400322457.xml · nonDerivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,084 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:33 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000037 · wf-form4_154897400322457.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:40 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionRestricted Stock Units · Derivative | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000041 · wf-form4_154897438346198.xml · derivative · entry 4 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539 Underlying: Common Stock · 498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 996 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:40 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Tax withholdingCommon Stock | 148 | $24.58 | $3,637.84 |
DisclosureSEC source: 0001518715-19-000041 · wf-form4_154897438346198.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,499.4 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:40 UTC |
TAYLOR PAMELA JEVP - Human Resources Dir
|
Exercise / conversionCommon Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000041 · wf-form4_154897438346198.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,647.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000039 · wf-form4_154897419540993.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 278 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 810 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 121 | $24.58 | $2,974.18 |
DisclosureSEC source: 0001518715-19-000039 · wf-form4_154897419540993.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852.8 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:36 UTC |
VINCENT MARY LEVP - Chief Risk Officer
|
Exercise / conversionCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000039 · wf-form4_154897419540993.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,973.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:17 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionRestricted Stock Units · Derivative | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000036 · wf-form4_154897300404462.xml · derivative · entry 3 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501 Underlying: Common Stock · 486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,458 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,458 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 529 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 972 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:17 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000036 · wf-form4_154897300404462.xml · nonDerivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:11 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000034 · wf-form4_154897268850812.xml · derivative · entry 3 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,952 Underlying: Common Stock · 720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, and 1,440 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:11 UTC |
EVANS GODFREY BEVP - General Counsel
|
Tax withholdingCommon Stock | 272 | $24.58 | $6,685.76 |
DisclosureSEC source: 0001518715-19-000034 · wf-form4_154897268850812.xml · nonDerivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,186 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:11 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000034 · wf-form4_154897268850812.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:13 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000035 · wf-form4_154897277744075.xml · derivative · entry 3 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,810 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 710 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, and 1,340 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:13 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Tax withholdingCommon Stock | 199 | $24.58 | $4,891.42 |
DisclosureSEC source: 0001518715-19-000035 · wf-form4_154897277744075.xml · nonDerivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:13 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000035 · wf-form4_154897277744075.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:10 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionRestricted Stock Units · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000033 · wf-form4_154897259638029.xml · derivative · entry 3 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020 Underlying: Common Stock · 386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 772 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:10 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Tax withholdingCommon Stock | 91 | $24.58 | $2,236.78 |
DisclosureSEC source: 0001518715-19-000033 · wf-form4_154897259638029.xml · nonDerivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,746 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:10 UTC |
DAVID ROSE MARIESr. EVP-SF Lending Dir.
|
Exercise / conversionCommon Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000033 · wf-form4_154897259638029.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:08 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
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Exercise / conversionRestricted Stock Units · Derivative | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000032 · wf-form4_154897248540671.xml · derivative · entry 5 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652 Underlying: Common Stock · 211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 230 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 422 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:08 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
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Tax withholdingCommon Stock | 63 | $24.58 | $1,548.54 |
DisclosureSEC source: 0001518715-19-000032 · wf-form4_154897248540671.xml · nonDerivative · entry 3 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 23,161 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:08 UTC |
BENNION RICHARD W HEVP - Res. Lending Director
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Exercise / conversionCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000032 · wf-form4_154897248540671.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 23,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:46 UTC |
Harper TroyEVP & CIO
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Exercise / conversionRestricted Stock Units · Derivative | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · derivative · entry 5 Harper Troy · CIK 0001722279 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,179 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,179 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.