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Lumen Technologies, Inc.

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Tapewire entity
3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 6, 2024 00:00 UTC
Johnson Kathleen EDirector · President & CEO
GrantCommon Stock 3,609,194 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000030 · wk-form4_1709683215.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,492,908

F1 · kind: Represents time-based restricted stock grant that will vest in three equal annual installments beginning on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:59 UTC
Haynes-Gaspar AshleyEVP and Chief Revenue Officer
Tax withholdingCommon Stock 26,875 $1.62 $43,537.50
Disclosure

SEC source: 0000018926-24-000028 · wk-form4_1709683129.xml · nonDerivative · entry 2

Haynes-Gaspar Ashley · CIK 0001979152 · EVP and Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286,392

F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:59 UTC
Haynes-Gaspar AshleyEVP and Chief Revenue Officer
GrantCommon Stock 595,200 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000028 · wk-form4_1709683129.xml · nonDerivative · entry 1

Haynes-Gaspar Ashley · CIK 0001979152 · EVP and Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,313,267

F1 · kind: Represents time-based restricted stock grant that will vest in three equal annual installments beginning on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:57 UTC
Genschaw AndreaSVP and Controller
Disposition to issuerCommon Stock 14,690 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000026 · wk-form4_1709683025.xml · nonDerivative · entry 3

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,410

F3 · kind: Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:57 UTC
Genschaw AndreaSVP and Controller
Tax withholdingCommon Stock 14,439 $1.62 $23,391.18
Disclosure

SEC source: 0000018926-24-000026 · wk-form4_1709683025.xml · nonDerivative · entry 2

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,100

F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:57 UTC
Genschaw AndreaSVP and Controller
GrantCommon Stock 177,294 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000026 · wk-form4_1709683025.xml · nonDerivative · entry 1

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,539

F1 · kind: Represents time-based restricted stock grant that will vest in three equal annual installments beginning on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:13 UTC PurchaseCommon Stock 30,000 $1.60 $47,997.00
Disclosure

SEC source: 0000018926-24-000024 · wk-form4_1709676790.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Laurie 2020 Gift Trust

Disclosed balance after: 30,000

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:52 UTC PurchaseCommon Stock 50,000 $1.47 $73,300.00
Disclosure

SEC source: 0000018926-24-000022 · wk-form4_1709070742.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,019

Read SEC document
February 22, 2024 Filed Feb 23, 2024 21:54 UTC GrantCommon Stock 34,317 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000020 · wk-form4_1708725263.xml · nonDerivative · entry 1

Linear Diankha · CIK 0002009976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,317

F1 · kind: This grant of restricted stock will vest on February 22, 2025.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:46 UTC
Fowler JamesDirector
PurchaseCommon Stock 31,000 $1.69 $52,390.00
Disclosure

SEC source: 0000018926-24-000012 · wk-form4_1707947135.xml · nonDerivative · entry 2

Fowler James · CIK 0001987925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,538

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:46 UTC
Fowler JamesDirector
PurchaseCommon Stock 2,500 $1.62 $4,037.50
Disclosure

SEC source: 0000018926-24-000012 · wk-form4_1707947135.xml · nonDerivative · entry 1

Fowler James · CIK 0001987925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,538

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:39 UTC
Fowler JamesDirector
PurchaseCommon Stock 30,000 $1.50 $45,000.00
Disclosure

SEC source: 0000018926-24-000010 · wk-form4_1707777582.xml · nonDerivative · entry 1

Fowler James · CIK 0001987925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,038

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:15 UTC
Haynes-Gaspar AshleyEVP and Chief Revenue Officer
Tax withholdingCommon Stock 18,184 $1.63 $29,639.92
Disclosure

SEC source: 0000018926-24-000002 · wk-form4_1705011313.xml · nonDerivative · entry 1

Haynes-Gaspar Ashley · CIK 0001979152 · EVP and Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,067

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:27 UTC
Johnson Kathleen EDirector · President & CEO
GiftCommon Stock 1,188,725 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000110 · wk-form4_1701293244.xml · nonDerivative · entry 2

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spousal Trust

Disclosed balance after: 1,188,725

F1 · shares: Represents the reporting person's transfer of 1,188,725 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:27 UTC
Johnson Kathleen EDirector · President & CEO
GiftCommon Stock 1,188,725 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000110 · wk-form4_1701293244.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,883,714

F1 · shares: Represents the reporting person's transfer of 1,188,725 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children.

Read SEC document
November 07, 2023 Filed Nov 7, 2023 22:20 UTC
Fowler JamesDirector
PurchaseCommon Stock 70,000 $1.40 $97,916.00
Disclosure

SEC source: 0000018926-23-000106 · wk-form4_1699395592.xml · nonDerivative · entry 1

Fowler James · CIK 0001987925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,038

Read SEC document
November 07, 2023 Filed Nov 9, 2023 22:11 UTC
Johnson Kathleen EDirector · President & CEO
Tax withholdingCommon Stock 76,153 $1.30 $98,998.90
Disclosure

SEC source: 0000018926-23-000108 · wk-form4_1699567899.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,072,439

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 22:07 UTC PurchaseCommon Stock 500,000 $1.10 $549,450.00
Disclosure

SEC source: 0000018926-23-000104 · wk-form4_1699049217.xml · nonDerivative · entry 2

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as trustee of AMR Trust

Disclosed balance after: 500,000

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $1.03 - $1.17. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:33 UTC
Johnson Kathleen EDirector · President & CEO
PurchaseCommon Stock 1,000,000 $0.97 $970,000.00
Disclosure

SEC source: 0000018926-23-000102 · wk-form4_1699043600.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,148,592

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $0.814 - $1.03. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:25 UTC
Fowler JamesDirector
GrantCommon Stock 83,038 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000089 · wf-form4_169161628164124.xml · nonDerivative · entry 1

Fowler James · CIK 0001987925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,038

F1 · kind: This grant of restricted stock will vest on August 7, 2024.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:06 UTC
Johnson Kathleen EDirector · President & CEO
GrantCommon Stock 2,189,781 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000071 · wf-form4_168478957466027.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,148,592

F1 · kind: Represents the grant of performance-based restricted stock under the Issuer's Second Amended and Restated 2018 Equity Incentive Plan, which was approved at the Issuer's 2023 annual meeting of stockholders on May 17, 2023. Vesting of the performance-based restricted stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:05 UTC GrantCommon Stock 1,152,517 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000070 · wf-form4_168478951063776.xml · nonDerivative · entry 1

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633,005

F1 · kind: Represents the grant of performance-based restricted stock under the Issuer's Second Amended and Restated 2018 Equity Incentive Plan, which was approved at the Issuer's 2023 annual meeting of stockholders on May 17, 2023. Vesting of the performance-based restricted stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:31 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000066 · wf-form4_168453188501446.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,035

F1 · kind: This grant of restricted stock units will vest on May 17, 2024, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:34 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000067 · wf-form4_168453204167557.xml · nonDerivative · entry 1

Allen Quincy L · CIK 0001347047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,655

F1 · kind: This grant of restricted stock units will vest on May 17, 2024, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:28 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000065 · wf-form4_168453171855066.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,056

F1 · kind: This grant of restricted stock will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:28 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000064 · wf-form4_168453167207770.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,452

F1 · kind: This grant of restricted stock will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:27 UTC
Jones HalDirector
GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000063 · wf-form4_168453161014587.xml · nonDerivative · entry 1

Jones Hal · CIK 0001450693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,594

F1 · kind: This grant of restricted stock will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:24 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000062 · wf-form4_168453148126839.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,019

F1 · kind: This grant of restricted stock units will vest on May 17, 2024, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:23 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000061 · wf-form4_168453138348952.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,634

F1 · kind: This grant of restricted stock will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:21 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000060 · wf-form4_168453124567337.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,607

F1 · kind: This grant of restricted stock units will vest on May 17, 2024, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:19 UTC GrantCommon Stock 85,605 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000059 · wf-form4_168453114231795.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,426

F1 · kind: This grant of restricted stock will vest on May 17, 2024.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 20:06 UTC Tax withholdingCommon Stock 21,618 $2.43 $52,531.74
Disclosure

SEC source: 0000018926-23-000040 · wf-form4_168089797645806.xml · nonDerivative · entry 1

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,488

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC Disposition to issuerCommon Stock 1,152,517 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000034 · wf-form4_168055949896779.xml · nonDerivative · entry 1

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,502,106

F1 · shares: Reflects the cancellation of a grant of performance-based restricted stock previously reported on a Form 4 filed by the Reporting Person on March 3, 2023. A new grant of these shares of performance-based restricted stock will be effective following the Issuer's 2023 annual meeting of stockholders (the "Meeting") if the stockholders approve the Issuer's Second Amended and Restated 2018 Equity Incentive Plan at the Meeting. Vesting of the performance-based stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:04 UTC
Johnson Kathleen EDirector · President & CEO
Disposition to issuerCommon Stock 2,189,781 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000033 · wf-form4_168055943137253.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,958,811

F1 · shares: Reflects the cancellation of a grant of performance-based restricted stock previously reported on a Form 4 filed by the Reporting Person on March 3, 2023. A new grant of these shares of performance-based restricted stock will be effective following the Issuer's 2023 annual meeting of stockholders (the "Meeting") if the stockholders approve the Issuer's Second Amended and Restated 2018 Equity Incentive Plan at the Meeting. Vesting of the performance-based stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:40 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
Disposition to issuerCommon Stock 59,796 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000029 · wf-form4_167789760831460.xml · nonDerivative · entry 2

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,619

F2 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:40 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
Tax withholdingCommon Stock 23,391 $3.23 $75,552.93
Disclosure

SEC source: 0000018926-23-000029 · wf-form4_167789760831460.xml · nonDerivative · entry 1

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,415

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:39 UTC
Genschaw AndreaSVP and Controller
Disposition to issuerCommon Stock 6,763 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000028 · wf-form4_167789757755439.xml · nonDerivative · entry 3

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,245

F3 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:39 UTC
Genschaw AndreaSVP and Controller
Tax withholdingCommon Stock 5,775 $3.23 $18,653.25
Disclosure

SEC source: 0000018926-23-000028 · wf-form4_167789757755439.xml · nonDerivative · entry 2

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,008

F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:39 UTC
Genschaw AndreaSVP and Controller
GrantCommon Stock 153,669 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000028 · wf-form4_167789757755439.xml · nonDerivative · entry 1

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,783

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:39 UTC Disposition to issuerCommon Stock 85,422 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000027 · wf-form4_167789754692182.xml · nonDerivative · entry 3

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,971

F3 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:39 UTC Tax withholdingCommon Stock 31,091 $3.23 $100,423.93
Disclosure

SEC source: 0000018926-23-000027 · wf-form4_167789754692182.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,393

F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:39 UTC GrantCommon Stock 576,258 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000027 · wf-form4_167789754692182.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374,484

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:38 UTC
Trezise ScottEVP, Human Resources
Disposition to issuerCommon Stock 42,711 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000026 · wf-form4_167789752099500.xml · nonDerivative · entry 3

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,792

F3 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:38 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 19,435 $3.23 $62,775.05
Disclosure

SEC source: 0000018926-23-000026 · wf-form4_167789752099500.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,503

F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:38 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 768,344 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000026 · wf-form4_167789752099500.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,938

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:02 UTC GrantCommon Stock 1,920,861 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000021 · wf-form4_167789176329935.xml · nonDerivative · entry 1

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654,623

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.

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March 01, 2023 Filed Mar 4, 2023 01:02 UTC
Johnson Kathleen EDirector · President & CEO
GrantCommon Stock 3,649,635 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000020 · wf-form4_167789172989279.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,148,592

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.

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March 01, 2023 Filed Mar 4, 2023 01:01 UTC
Chotai ShamEVP, Product and IT
GrantCommon Stock 640,287 $0.00 $0.00
Disclosure

SEC source: 0000018926-23-000019 · wf-form4_167789168804217.xml · nonDerivative · entry 1

Chotai Sham · CIK 0001376254 · EVP, Product and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,287

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.

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November 29, 2022 Filed Dec 2, 2022 01:37 UTC PurchaseCommon Stock 5,000 $5.34 $26,700.00
Disclosure

SEC source: 0000018926-22-000058 · wf-form4_166994500836963.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,029

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November 11, 2022 Filed Nov 14, 2022 21:59 UTC PurchaseCommon Stock 5,000 $6.31 $31,550.00
Disclosure

SEC source: 0000018926-22-000056 · wf-form4_166846314643858.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,029

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.