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Lumen Technologies, Inc.

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3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2017 Filed Feb 24, 2017 00:44 UTC
GOFF STACEY WEVP, CAO & GC
GrantCommon Stock 50,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014053 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,828

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:22 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 25,878 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013899 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,908

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:42 UTC
EWING R STEWART JREx. VP & CFO
GrantCommon Stock 62,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014051 · doc4.xml · nonDerivative · entry 1

EWING R STEWART JR · CIK 0001202822 · Ex. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,526

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:18 UTC
COLE DAVID DEVP, Controller & Ops Support
GrantCommon Stock 45,386 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014042 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,503

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:21 UTC
Varma GirishPresident - IT & Managed Svcs
GrantCommon Stock 27,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013897 · doc4.xml · nonDerivative · entry 1

Varma Girish · CIK 0001623769 · President - IT & Managed Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,656

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:20 UTC
Moreau Maxine LPresident, Consumer Markets
GrantCommon Stock 39,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013894 · doc4.xml · nonDerivative · entry 1

Moreau Maxine L · CIK 0001550795 · President, Consumer Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,415

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

F2 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:14 UTC
Hussain AamirEVP, Chief Technology Officer
GrantCommon Stock 63,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013892 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,775

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:13 UTC
Douglas DeanPresident, Enterprise Markets
GrantCommon Stock 91,568 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013890 · doc4.xml · nonDerivative · entry 1

Douglas Dean · CIK 0001296005 · President, Enterprise Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,140

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:12 UTC
POST GLEN F IIIDirector · CEO & President
GrantCommon Stock 338,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013888 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,703

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved.

F2 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:25 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 4,032 $24.28 $97,896.96
Disclosure

SEC source: 0001209191-17-013497 · doc4.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,030

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:25 UTC
Trezise ScottEVP, Human Resources
Disposition to issuerCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013497 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,062

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:25 UTC
Varma GirishPresident - IT & Managed Svcs
Tax withholdingCommon Stock 4,255 $24.28 $103,311.40
Disclosure

SEC source: 0001209191-17-013499 · doc4.xml · nonDerivative · entry 2

Varma Girish · CIK 0001623769 · President - IT & Managed Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,584

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:25 UTC
Varma GirishPresident - IT & Managed Svcs
Disposition to issuerCommon Stock 4,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013499 · doc4.xml · nonDerivative · entry 1

Varma Girish · CIK 0001623769 · President - IT & Managed Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,839

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:24 UTC
POST GLEN F IIIDirector · CEO & President
Tax withholdingCommon Stock 61,093 $24.28 $1,483,338.04
Disclosure

SEC source: 0001209191-17-013495 · doc4.xml · nonDerivative · entry 2

POST GLEN F III · CIK 0001202860 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,299

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F3 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:24 UTC
POST GLEN F IIIDirector · CEO & President
Disposition to issuerCommon Stock 47,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013495 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,392

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:23 UTC
Moreau Maxine LPresident, Consumer Markets
Tax withholdingCommon Stock 2,618 $24.28 $63,565.04
Disclosure

SEC source: 0001209191-17-013494 · doc4.xml · nonDerivative · entry 2

Moreau Maxine L · CIK 0001550795 · President, Consumer Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,603

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F3 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:23 UTC
Moreau Maxine LPresident, Consumer Markets
Disposition to issuerCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013494 · doc4.xml · nonDerivative · entry 1

Moreau Maxine L · CIK 0001550795 · President, Consumer Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,221

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:22 UTC
GOFF STACEY WEVP, CAO & GC
Tax withholdingCommon Stock 7,847 $24.28 $190,525.16
Disclosure

SEC source: 0001209191-17-013492 · doc4.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,665

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:22 UTC
GOFF STACEY WEVP, CAO & GC
Disposition to issuerCommon Stock 7,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013492 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,512

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:21 UTC
EWING R STEWART JREx. VP & CFO
Tax withholdingCommon Stock 9,657 $24.28 $234,471.96
Disclosure

SEC source: 0001209191-17-013490 · doc4.xml · nonDerivative · entry 2

EWING R STEWART JR · CIK 0001202822 · Ex. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,419

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:21 UTC
EWING R STEWART JREx. VP & CFO
Disposition to issuerCommon Stock 9,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013490 · doc4.xml · nonDerivative · entry 1

EWING R STEWART JR · CIK 0001202822 · Ex. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,076

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:21 UTC
COLE DAVID DEVP, Controller & Ops Support
Tax withholdingCommon Stock 7,129 $24.28 $173,092.12
Disclosure

SEC source: 0001209191-17-013489 · doc4.xml · nonDerivative · entry 2

COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,117

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F3 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:21 UTC
COLE DAVID DEVP, Controller & Ops Support
Disposition to issuerCommon Stock 7,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013489 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,246

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:00 UTC GrantPhantom Stock · Derivative 122 $24.06 $2,935.32
Disclosure

SEC source: 0001209191-16-155195 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 12:16 UTC
Hussain AamirEVP, Chief Technology Officer
PurchaseCommon Stock 14,580 $24.00 $349,920.00
Disclosure

SEC source: 0001209191-16-149533 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,075

Read SEC document
November 09, 2016 Filed Nov 14, 2016 12:14 UTC OtherCommon Stock 4,099 $24.28 $99,523.72
Disclosure

SEC source: 0001209191-16-149529 · doc4.xml · nonDerivative · entry 2

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,859

F1 · kind: These shares were transferred to a charitable foundation in exchange for their cash value. The foundation is controlled by the insider but qualifies as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 12:14 UTC OtherCommon Stock 15,339 $24.16 $370,590.24
Disclosure

SEC source: 0001209191-16-149529 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,958

F1 · kind: These shares were transferred to a charitable foundation in exchange for their cash value. The foundation is controlled by the insider but qualifies as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 22:28 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 6,822 $23.32 $159,089.04
Disclosure

SEC source: 0001209191-16-149116 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,495

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 22:28 UTC PurchaseCommon Stock 8,250 $23.41 $193,166.33
Disclosure

SEC source: 0001209191-16-149115 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,109

Read SEC document
November 07, 2016 Filed Nov 9, 2016 22:29 UTC PurchaseCommon Stock 42,800 $23.35 $999,534.08
Disclosure

SEC source: 0001209191-16-149117 · doc4.xml · nonDerivative · entry 1

OWENS WILLIAM ARTHUR · CIK 0001184212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,275

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.2393 to $23.42. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 20:47 UTC SaleCommon Stock 5,000 $33.00 $165,000.00
Disclosure

SEC source: 0001209191-16-147479 · doc4.xml · nonDerivative · entry 2

PERRY HARVEY P · CIK 0001202859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,607

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: Includes 1,172 shares acquired through the Issuer's DRIP since the Reporting Person's last Section 16 filing.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 20:47 UTC SaleCommon Stock 5,000 $32.00 $160,000.00
Disclosure

SEC source: 0001209191-16-147479 · doc4.xml · nonDerivative · entry 1

PERRY HARVEY P · CIK 0001202859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,607

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 20:47 UTC
COLE DAVID DEVP, Controller & Ops Support
SaleCommon Stock 30,000 $33.00 $990,000.00
Disclosure

SEC source: 0001209191-16-147478 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,440

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 21:36 UTC GrantPhantom Stock · Derivative 106 $27.10 $2,872.60
Disclosure

SEC source: 0001209191-16-142052 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.