Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass Digital Acquisition Corp.CDAQU · Entity 88726 | Director | October 14, 2021 | October 15, 2021 |
| Lumen Technologies, Inc.CTL · Entity 3749 | Director | November 07, 2016 | November 09, 2016 |
| USBC, Inc.USBC · Entity 6370 | Director | August 12, 2026 | August 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass Digital Acquisition Corp.
Report date October 14, 2021 · Filed October 15, 2021
This filing explicitly reported no securities owned.
Lumen Technologies, Inc.
Report date November 07, 2016 · Filed November 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,275 |
Reported balance
After 2016-11-07 transaction · row 1
1 source rowRow 1 · 2016-11-07 · Purchase · Acquired 42,800 · Balance 95,275 F1: This transaction was executed in multiple trades at prices ranging from $23.2393 to $23.42. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $23.2393 to $23.42. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.
USBC, Inc.
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.36 · Expires 2036-08-12 | Direct | 120,000 |
Reported balance
After 2026-08-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-12 · Grant · Acquired 120,000 · Balance 120,000 F1: On August 12, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 120,000 shares of the Issuer's common stock pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. The option vest as to 10,000 shares on September 30, 2026 and in eleven quarterly installments of 10,000 shares thereafter through June 30, 2029. |
| Common StockSEC Table I · non-derivative | Direct | 48,692 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 48,692 |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $68.00 · Expires 2027-01-05 | Direct | 500 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 500 F2: Reflects the Issuer's 1-for-40 reverse stock split, which became effective on February 19, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 12, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 120,000 shares of the Issuer's common stock pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. The option vest as to 10,000 shares on September 30, 2026 and in eleven quarterly installments of 10,000 shares thereafter through June 30, 2029.
F2: Reflects the Issuer's 1-for-40 reverse stock split, which became effective on February 19, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2026 Filed Aug 14, 2026 22:26 UTC | USBC, Inc. USBC · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 120,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001161697-26-000206 · form4.xml · derivative · entry 2 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2036-08-12 F1 · derivative.exercise_date: On August 12, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 120,000 shares of the Issuer's common stock pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. The option vest as to 10,000 shares on September 30, 2026 and in eleven quarterly installments of 10,000 shares thereafter through June 30, 2029. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:16 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 25,000 | $0.44 | $11,000.00 |
DisclosureSEC source: 0001161697-25-000165 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,692 Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:23 UTC | USBC, Inc. KNW · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001161697-24-000074 · form4.xml · derivative · entry 5 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-02-08 F1 · derivative.exercise_date: Option shares vest immediately. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:23 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 100,000 | $0.49 | $49,000.00 |
DisclosureSEC source: 0001161697-24-000074 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 947,703 Read SEC document |
| October 12, 2023 Filed Oct 18, 2023 12:07 UTC | USBC, Inc. KNW · Entity 6370 | GrantCommon Stock | 35,000 | $0.25 | $8,750.00 |
DisclosureSEC source: 0001161697-23-000552 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 847,703 Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:25 UTC | USBC, Inc. KNWN · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 79,528 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001161697-23-000541 · form4.xml · derivative · entry 5 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,528 Underlying: Common Stock · 79,528 shares Expires 2028-10-10 F4 · derivative.exercise_date: Option shares vest immediately. Read SEC document |
| May 16, 2023 Filed May 22, 2023 20:00 UTC | USBC, Inc. KNWN · Entity 6370 | Exercise / conversionWarrant to Purchase Common Stock · Derivative | 157,983 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001161697-23-000317 · form4.xml · derivative · entry 2 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Price subject to adjustment. F4 · shares: Remaining 42,017 warrant shares were forfeited. Read SEC document |
| May 16, 2023 Filed May 22, 2023 20:00 UTC | USBC, Inc. KNWN · Entity 6370 | Exercise / conversionCommon Stock | 157,983 | $0.25 | $39,495.75 |
DisclosureSEC source: 0001161697-23-000317 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 812,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 01:40 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 200 | $0.82 | $164.02 |
DisclosureSEC source: 0001161697-23-000168 · form4.xml · nonDerivative · entry 3 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,720 Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 01:40 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 23,500 | $0.82 | $19,272.35 |
DisclosureSEC source: 0001161697-23-000168 · form4.xml · nonDerivative · entry 2 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,520 Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 01:40 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 600 | $0.82 | $492.12 |
DisclosureSEC source: 0001161697-23-000168 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,020 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:30 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 15,835 | $1.39 | $21,996.40 |
DisclosureSEC source: 0001161697-22-000077 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,420 Read SEC document |
| January 25, 2022 Filed Jan 28, 2022 22:49 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 2,085 | $1.35 | $2,813.92 |
DisclosureSEC source: 0001161697-22-000075 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,585 Read SEC document |
| January 25, 2022 Filed Feb 4, 2022 23:35 UTC Amendment | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 2,085 | $1.35 | $2,813.92 |
DisclosureSEC source: 0001161697-22-000079 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,585 Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:11 UTC | USBC, Inc. KNWN · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001161697-22-000043 · form4.xml · derivative · entry 5 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-01-05 F3 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. F3 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| January 05, 2022 Filed Jan 10, 2022 21:11 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-22-000043 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,500 F3 · shares: The stock grant and warrant shall not be considered earned until after the completion of the 2021 calendar year and are subject to final terms on the date earned on January 5, 2022. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:01 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseWarrant to Purchase Common Stock · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000156 · form4.xml · derivative · entry 4 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2026-03-15 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:01 UTC | USBC, Inc. KNWN · Entity 6370 | PurchaseCommon Stock | 62,500 | $2.00 | $125,000.00 |
DisclosureSEC source: 0001161697-21-000156 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,500 Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:05 UTC | USBC, Inc. KNWN · Entity 6370 | GrantWarrant to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0001161697-20-000569 · form4.xml · derivative · entry 3 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-12-15 F2 · derivative.exercise_price: Price subject to adjustment. F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. F1 · derivative.exercise_date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| December 15, 2020 Filed Dec 18, 2020 23:05 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 30,000 | $1.53 | $45,900.00 |
DisclosureSEC source: 0001161697-20-000569 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,000 F1 · date: The stock grant and warrant shall not be considered earned until after the completion of the 2020 calendar year and are subject to final terms on the date earned in 2021. Read SEC document |
| January 01, 2020 Filed Jan 23, 2020 22:54 UTC | USBC, Inc. KNWN · Entity 6370 | GrantCommon Stock | 40,000 | $1.90 | $76,000.00 |
DisclosureSEC source: 0001161697-20-000053 · form4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:29 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 42,800 | $23.35 | $999,534.08 |
DisclosureSEC source: 0001209191-16-149117 · doc4.xml · nonDerivative · entry 1 OWENS WILLIAM ARTHUR · CIK 0001184212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,275 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.2393 to $23.42. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.