LOCL

SEC source: 0000950170-25-050727 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,266

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-050729 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,339

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-049570 · ownership.xml · derivative · entry 5

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 10,299,277

Underlying: Common Stock · 10,299,277 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 31, 2025, U.S. Bounti, LLC, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer 10,299,277 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 6)

F6 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date.

F5 · derivative.exercise_date: On March 31, 2025, U.S. Bounti, LLC, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer 10,299,277 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 6)

F6 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date.

F5 · derivative.expiration_date: On March 31, 2025, U.S. Bounti, LLC, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer 10,299,277 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 6)

F6 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares owned by U.S. Bounti, LLC.

SEC source: 0000950170-25-049570 · ownership.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 1,700,723

F1 · ownership.nature: Shares owned by U.S. Bounti, LLC.

SEC source: 0000950170-25-049552 · ownership.xml · derivative · entry 2

SCHWAB CHARLES R JR. · CIK 0001125972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,137

Underlying: Common Stock · 429,137 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 31, 2025, the Reporting Person, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which the Reporting Person purchased from the Issuer 429,137 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 2)

F2 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date.

F1 · derivative.exercise_date: On March 31, 2025, the Reporting Person, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which the Reporting Person purchased from the Issuer 429,137 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 2)

F2 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date.

F1 · derivative.expiration_date: On March 31, 2025, the Reporting Person, certain other purchasers and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Securities Purchase Agreement") under which the Reporting Person purchased from the Issuer 429,137 shares of Series A Non-Voting Convertible Preferred Stock ("Preferred Stock") at a price of $2 per share. (Con't in Footnote 2)

F2 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement, the Issuer will submit to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). Prior to such approval of the Conversion Proposal, the number of shares of Common Stock issuable upon conversion of the Preferred Stock, when aggregated with the number of shares of Common Stock issued at the closing of the Securities Purchase Agreement, will not exceed 19.99% of the Issuer's issued and outstanding Common Stock. Following such approval of the Conversion Proposal, each share of Preferred Stock will automatically convert into one share of Common Stock. The Preferred Stock is redeemable at the option of the holder at the purchase price if not automatically converted within one year from the date of issuance. The Preferred Stock has no expiration date.

SEC source: 0000950170-25-049552 · ownership.xml · nonDerivative · entry 1

SCHWAB CHARLES R JR. · CIK 0001125972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,863

SEC source: 0000950170-25-032479 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,771

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-013806 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,596

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-013808 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,029

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-013802 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,567

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-001284 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,139

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-001282 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,581

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-24-139703 · ownership.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's 401(K)

Disclosed balance after: 59,637.432

SEC source: 0000950170-24-138801 · ownership.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's 401(K)

Disclosed balance after: 59,137.432

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.77 to $1.84. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-138800 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,823

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.765 to $1.8411. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-138799 · ownership.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,155

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.69 to $1.833. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-138799 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,805

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.9211 to $2.0694. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-138539 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,205

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.19 to $2.20. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-25-008815 · ownership.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,880

SEC source: 0000950170-24-136817 · ownership.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's 401(K)

Disclosed balance after: 56,287.432

SEC source: 0000950170-24-136819 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,573

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.9379 to $2.12. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-136820 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,905

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.7318 to $2.1984 The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-136404 · ownership.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's 401(K)

Disclosed balance after: 53,037.432

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.22 to $1.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-136405 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,805

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.229 to $1.3575. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-135998 · ownership.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,405

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.2077 to $1.2799. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-135997 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,823

SEC source: 0000950170-24-135998 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,330

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.3325 to $1.3842. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-077949 · ownership.xml · nonDerivative · entry 2

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,168

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.60 to $2.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-077950 · ownership.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,230

F2 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-24-077950 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,013

F1 · shares: The RSUs will vest in three equal installments on June 24, 2024, June 24, 2025 and June 24, 2026, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0000950170-24-077949 · ownership.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,573

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.85 to $2.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-073738 · ownership.xml · nonDerivative · entry 1

Brewster Pamela · CIK 0001872353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,425

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

SEC source: 0000950170-24-073716 · ownership.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,268

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

SEC source: 0000950170-24-073720 · ownership.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,286

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

SEC source: 0000950170-24-073712 · ownership.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,117

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

SEC source: 0000950170-24-073741 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,955

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

SEC source: 0000950170-24-053077 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,013

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-24-049164 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,573

F1 · shares: Represents 120,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on February 1, 2025, February 1, 2026 and February 1, 2027, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0000950170-24-049168 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,379

F1 · shares: Represents 91,363 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on February 1, 2025, February 1, 2026 and February 1, 2027, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0000950170-24-049166 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,442

F1 · shares: Represents 25,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on February 1, 2025, February 1, 2026 and February 1, 2027, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0000950170-24-045177 · ownership.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,388

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.27 to $2.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-041229 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,016

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-24-041232 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,442

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-24-032359 · ownership.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,048

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-24-004419 · doc4.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,874

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on March 1, 2024.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

SEC source: 0001209191-24-002690 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,920

SEC source: 0001209191-24-000760 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,573

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0001209191-24-000753 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,732

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0001209191-23-056511 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,257

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0001209191-23-056509 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,306

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.