LOB

SEC source: 0001209191-18-021512 · doc4.xml · derivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Voting Common Stock · 40,000 shares

Expires 2025-03-21

F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025.

F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025.

SEC source: 0001209191-18-018466 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,083

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades ranging from $27.25 to $27.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-018466 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades ranging from $27.35 to $27.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-017701 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,346

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades ranging from $27.55 to $27.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-017701 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,955

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades ranging from $27.02 to $27.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-016717 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,636

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades ranging from $26.25 to $26.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-016717 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,402

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades ranging from $26.15 to $26.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-014934 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,207

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades ranging from 26.05 to 26.25. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-014934 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,019

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades ranging from 26.45 to 26.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-013850 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,781

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades ranging from 26.35 to 26.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-013850 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,561

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades ranging from 26.08 to 26.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-012991 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.25 to $26.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-012991 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,169

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.00 to $27.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-012127 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,843

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.55 to $26.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-012127 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,589

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $26.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-010935 · doc4.xml · nonDerivative · entry 3

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,318

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

SEC source: 0001209191-18-010935 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,492

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $27.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-010935 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,020

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.75 to $26.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-010107 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,751

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.2875. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-010107 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,580

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.875 to $26.15. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-009291 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,432

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.225 to $25.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-008863 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,346

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.70 to $25.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-008863 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,211

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.73 to $26.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-008131 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,086

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $25.55 to $26.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-009285 · doc4.xml · nonDerivative · entry 1

PULLINS JERALD L · CIK 0001242160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,272

SEC source: 0001209191-18-008131 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,977

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $27.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-007630 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,679

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.85 to $27.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-007630 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.55 to $27.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-006575 · doc4.xml · nonDerivative · entry 3

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,108

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $26.80 to $27.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-006575 · doc4.xml · derivative · entry 4

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on January 30, 2016.

F5 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on January 30, 2016.

SEC source: 0001209191-18-006575 · doc4.xml · nonDerivative · entry 2

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,824

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-18-006575 · doc4.xml · nonDerivative · entry 1

Caines S. Brett · CIK 0001647119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

SEC source: 0001209191-18-006574 · doc4.xml · derivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on January 30, 2016.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on January 30, 2016.

SEC source: 0001209191-18-006574 · doc4.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of the Live Oak Bancshares, Inc. (the "Company") voting common stock.

SEC source: 0001209191-17-065913 · doc4.xml · nonDerivative · entry 1

PULLINS JERALD L · CIK 0001242160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,272

SEC source: 0001209191-17-065923 · doc4.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By William H. Cameron Revocable Trust

Disclosed balance after: 140,279

F1 · shares: On November 4, 2016, the Reporting Person contributed 32,250 shares to a Grantor Retained Annuity Trust (the "GRAT"). On December 4, 2017, the trustee of the GRAT distributed 5,912 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person.

F2 · balance_after: Includes 1,892 shares of the Issuer's common stock that were previously reported as directly owned by the Reporting Person.

SEC source: 0001209191-17-061254 · doc4.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maguerite D. Mahan Revocable Trust

Disclosed balance after: 2,898,770

SEC source: 0001209191-17-061254 · doc4.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 3,001,708

SEC source: 0001209191-17-060713 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,382

SEC source: 0001209191-17-048971 · doc4.xml · nonDerivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,892

SEC source: 0001209191-17-048303 · doc4.xml · derivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Voting Common Stock · 50,000 shares

Expires 2024-08-07

F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024.

F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024.

SEC source: 0001209191-17-048300 · doc4.xml · derivative · entry 2

Custer Scott · CIK 0001538146 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Voting Common Stock · 80,000 shares

Expires 2024-08-07

F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024.

F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024.

SEC source: 0001209191-17-038286 · doc4.xml · nonDerivative · entry 1

LANDIS H K · CIK 0001045064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,100

SEC source: 0001209191-17-036833 · doc4.xml · derivative · entry 3

Custer Scott · CIK 0001538146 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Following the Reporting Person's purchase of Non-Voting Common Stock, all shares of Non-Voting Common Stock purchased were converted into shares of Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock did not have a set exercise or expiration date.

F3 · derivative.expiration_date: Following the Reporting Person's purchase of Non-Voting Common Stock, all shares of Non-Voting Common Stock purchased were converted into shares of Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock did not have a set exercise or expiration date.

SEC source: 0001209191-17-036833 · doc4.xml · derivative · entry 2

Custer Scott · CIK 0001538146 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Voting Common Stock · 80,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Purchase of shares of Non-Voting Common Stock by the Reporting Person in a private purchase from another shareholder of the Issuer. Each share of Non-Voting Common Stock is convertible into Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock does not have an exercise or expiration date.

F2 · derivative.expiration_date: Purchase of shares of Non-Voting Common Stock by the Reporting Person in a private purchase from another shareholder of the Issuer. Each share of Non-Voting Common Stock is convertible into Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock does not have an exercise or expiration date.

SEC source: 0001209191-17-036833 · doc4.xml · nonDerivative · entry 1

Custer Scott · CIK 0001538146 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Non-Voting Common Stock converted into shares of Voting Common Stock at the election of the Reporting Person.

SEC source: 0001209191-17-035517 · doc4.xml · derivative · entry 2

LANDIS H K · CIK 0001045064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017.

F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017.

SEC source: 0001209191-17-035517 · doc4.xml · nonDerivative · entry 1

LANDIS H K · CIK 0001045064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

SEC source: 0001209191-17-035518 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017.

F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017.

SEC source: 0001209191-17-035518 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.