Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FNB CORP/PA/FNB · Entity 3759 | Director | December 31, 2016 | September 21, 2017 |
| Live Oak Bancshares, Inc.LOB · Entity 2023 | President, Live Oak Bank | August 07, 2017 | August 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FNB CORP/PA/
Report date December 31, 2016 · Filed September 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 417,923 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 417,923 |
Live Oak Bancshares, Inc.
Report date August 07, 2017 · Filed August 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-08-07 | Direct | 80,000 |
Reported balance
After 2017-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-07 · Grant · Acquired 80,000 · Balance 80,000 F1: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024. |
| Voting Common StockSEC Table I · non-derivative | Direct | 80,000 |
Reported balance
Holding disclosure · report date 2017-08-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 80,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
YADKIN FINANCIAL Corp
Report date March 08, 2017 · Filed April 17, 2017 · Amendment
Section 16 reporting ended · disclosed 2017-04-17. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 207,637 |
Reported balance
After 2017-03-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-03-08 · Exercise / conversion · Acquired 77,039 · Balance 207,637 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2017 Filed Aug 9, 2017 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantPerformance Restricted Stock Units · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048300 · doc4.xml · derivative · entry 2 Custer Scott · CIK 0001538146 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Voting Common Stock · 80,000 shares Expires 2024-08-07 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from July 1, 2017 through June 30, 2018. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to August 7, 2024. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:59 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | ConversionNon-Voting Common Stock · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036833 · doc4.xml · derivative · entry 3 Custer Scott · CIK 0001538146 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Following the Reporting Person's purchase of Non-Voting Common Stock, all shares of Non-Voting Common Stock purchased were converted into shares of Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock did not have a set exercise or expiration date. F3 · derivative.expiration_date: Following the Reporting Person's purchase of Non-Voting Common Stock, all shares of Non-Voting Common Stock purchased were converted into shares of Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock did not have a set exercise or expiration date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:59 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseNon-Voting Common Stock · Derivative | 80,000 | $25.00 Strike: $0.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-17-036833 · doc4.xml · derivative · entry 2 Custer Scott · CIK 0001538146 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Voting Common Stock · 80,000 shares Expires not disclosed F2 · derivative.exercise_date: Purchase of shares of Non-Voting Common Stock by the Reporting Person in a private purchase from another shareholder of the Issuer. Each share of Non-Voting Common Stock is convertible into Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock does not have an exercise or expiration date. F2 · derivative.expiration_date: Purchase of shares of Non-Voting Common Stock by the Reporting Person in a private purchase from another shareholder of the Issuer. Each share of Non-Voting Common Stock is convertible into Voting Common Stock on a one-for-one basis. The Non-Voting Common Stock does not have an exercise or expiration date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:59 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | ConversionVoting Common Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-036833 · doc4.xml · nonDerivative · entry 1 Custer Scott · CIK 0001538146 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Non-Voting Common Stock converted into shares of Voting Common Stock at the election of the Reporting Person. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 15:13 UTC | FNB CORP/PA/ FNB · Entity 3759 | GrantCommon Stock | 500 | $15.97 | $7,985.00 |
DisclosureSEC source: 0001209191-17-020392 · doc4.xml · nonDerivative · entry 1 Custer Scott · CIK 0001538146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,923 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 15:10 UTC | FNB CORP/PA/ FNB · Entity 3759 | Tax withholdingCommon Stock | 31,072 | $15.97 | $496,219.84 |
DisclosureSEC source: 0001209191-17-020391 · doc4.xml · nonDerivative · entry 1 Custer Scott · CIK 0001538146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,423 Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 20:34 UTC | YADKIN FINANCIAL Corp YDKN · Entity 176926 | Exercise / conversionCommon Stock | 77,039 | $15.92 | $1,226,460.88 |
DisclosureSEC source: 0001366367-17-000020 · wf-form4_148902328094678.xml · nonDerivative · entry 1 Custer Scott · CIK 0001538146 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Apr 17, 2017 16:36 UTC Amendment | YADKIN FINANCIAL Corp YDKN · Entity 176926 | Exercise / conversionCommon Stock | 77,039 | $34.38 | $2,648,600.82 |
DisclosureSEC source: 0001366367-17-000044 · wf-form4a_149246136995670.xml · nonDerivative · entry 1 Custer Scott · CIK 0001538146 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 13:14 UTC | YADKIN FINANCIAL Corp YDKN · Entity 176926 | Tax withholdingCommon Stock | 9,690 | $34.68 | $336,049.20 |
DisclosureSEC source: 0001366367-16-000184 · wf-form4_148251686220986.xml · nonDerivative · entry 1 Custer Scott · CIK 0001538146 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,598 F1 · shares: Shares of Restricted Stock surrendered for withholding tax obligation. F2 · price: Price per share based on the closing stock price on 12/21/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.