Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2021 Filed May 12, 2021 18:53 UTC |
Hoffsis Glen F.Director
|
GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032193 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022. Read SEC document |
| May 11, 2021 Filed May 12, 2021 23:00 UTC |
Petty Miltom EmmettDirector
|
GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032195 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022. Read SEC document |
| May 11, 2021 Filed May 12, 2021 22:57 UTC |
LUCHT DAVID GDirector
|
GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032194 · doc4.xml · derivative · entry 2 LUCHT DAVID G · CIK 0001231645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest on May 1, 2022. F2 · derivative.expiration_date: The RSUs vest on May 1, 2022. Read SEC document |
| May 11, 2021 Filed May 12, 2021 22:51 UTC |
Glossman Diane BethDirector
|
GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032191 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022. Read SEC document |
| May 11, 2021 Filed May 12, 2021 22:49 UTC |
Cameron William HendersonDirector
|
GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032190 · doc4.xml · derivative · entry 3 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vest on May 1, 2022. F3 · derivative.expiration_date: The restricted stock units vest on May 1, 2022. Read SEC document |
| May 01, 2021 Filed May 4, 2021 16:31 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029895 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 4,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021. Read SEC document |
| May 01, 2021 Filed May 4, 2021 16:31 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 4,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029895 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:32 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029899 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 4,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:32 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionVoting Common Stock | 4,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029899 · doc4.xml · nonDerivative · entry 1 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:29 UTC |
Glossman Diane BethDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029886 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 4,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:29 UTC |
Glossman Diane BethDirector
|
Exercise / conversionVoting Common Stock | 4,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029886 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:28 UTC |
Cameron William HendersonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029885 · doc4.xml · derivative · entry 4 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 4,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:28 UTC |
Cameron William HendersonDirector
|
Exercise / conversionVoting Common Stock | 4,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029885 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:47 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001209191-21-028815 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Voting Common Stock · 3,000 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:47 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 3,000 | $4.40 | $13,200.00 |
DisclosureSEC source: 0001209191-21-028815 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 17:32 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026118 · doc4.xml · derivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 10,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Ten thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 17:32 UTC |
Caines S. BrettChief Financial Officer
|
Tax withholdingVoting Common Stock | 4,470 | $69.35 | $309,994.50 |
DisclosureSEC source: 0001209191-21-026118 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,406 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 17:32 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionVoting Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026118 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:34 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026122 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 8,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:34 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 3,577 | $69.35 | $248,064.95 |
DisclosureSEC source: 0001209191-21-026122 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,869 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:34 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026122 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:34 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026121 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 10,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Ten thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:34 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 4,470 | $69.35 | $309,994.50 |
DisclosureSEC source: 0001209191-21-026121 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,375.978 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:34 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026121 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,845.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:33 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026120 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 8,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:33 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 3,577 | $69.35 | $248,064.95 |
DisclosureSEC source: 0001209191-21-026120 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,180 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:33 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026120 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026119 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 44,701 | $69.35 | $3,100,014.35 |
DisclosureSEC source: 0001209191-21-026119 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,054 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026119 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 17:25 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022897 · doc4.xml · derivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Voting Common Stock · 10,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Ten thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Ten thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 17:25 UTC |
Caines S. BrettChief Financial Officer
|
Tax withholdingVoting Common Stock | 4,471 | $65.17 | $291,375.07 |
DisclosureSEC source: 0001209191-21-022897 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,876 Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 17:25 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionVoting Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022897 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:29 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022902 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Voting Common Stock · 8,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Eight thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:29 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 3,577 | $65.17 | $233,113.09 |
DisclosureSEC source: 0001209191-21-022902 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,446 Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:29 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022902 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:28 UTC |
Smits SteveChief Credit Officer
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Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022901 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Voting Common Stock · 10,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Ten thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Ten thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:28 UTC |
Smits SteveChief Credit Officer
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Tax withholdingVoting Common Stock | 4,471 | $65.17 | $291,375.07 |
DisclosureSEC source: 0001209191-21-022901 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,845.978 Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:28 UTC |
Smits SteveChief Credit Officer
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Exercise / conversionVoting Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022901 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,316.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:27 UTC |
Seward Gregory WGeneral Counsel
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Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022900 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Voting Common Stock · 8,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Eight thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:27 UTC |
Seward Gregory WGeneral Counsel
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Tax withholdingVoting Common Stock | 3,577 | $65.17 | $233,113.09 |
DisclosureSEC source: 0001209191-21-022900 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,757 Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:27 UTC |
Seward Gregory WGeneral Counsel
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Exercise / conversionVoting Common Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022900 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:26 UTC |
Garriott HuntleyPresident, Live Oak Bank
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Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022898 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. One hundred thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:26 UTC |
Garriott HuntleyPresident, Live Oak Bank
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Tax withholdingVoting Common Stock | 44,701 | $65.17 | $2,913,164.17 |
DisclosureSEC source: 0001209191-21-022898 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,755 Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:26 UTC |
Garriott HuntleyPresident, Live Oak Bank
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Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022898 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:33 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
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Exercise / conversionPerformance Restricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022612 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 18,750 shares Expires 2028-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 18,750 of the PRSUs vested on March 19, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. On March 19, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:33 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
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Tax withholdingVoting Common Stock | 8,382 | $64.51 | $540,722.82 |
DisclosureSEC source: 0001209191-21-022612 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,998 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:33 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
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Exercise / conversionVoting Common Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022612 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 22:34 UTC |
LUCHT DAVID GDirector
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GrantRestricted Stock Units · Derivative | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013913 · doc4.xml · derivative · entry 2 LUCHT DAVID G · CIK 0001231645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246 Underlying: Voting Common Stock · 246 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in full on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in full on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 17:26 UTC |
Caines S. BrettChief Financial Officer
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013905 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Voting Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.