Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2021 Filed Feb 4, 2022 22:37 UTC |
Underwood Neil LawrenceDirector · President
|
GiftVoting Common Stock | 15,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007279 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,367,491 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:04 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 3,133 | $91.64 | $287,113.76 |
DisclosureSEC source: 0001209191-21-067874 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,404,162 F1 · price: This transaction was executed in multiple trades at prices ranging from $91.25 to $91.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:03 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067872 · doc4.xml · derivative · entry 4 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Voting Common Stock · 9,000 shares Expires 2025-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on July 22, 2016, as follows: 10% of the shares subject to the option vested on each of July 22, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vest on each of July 22, 2021 and 2022. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:03 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,200 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001209191-21-067872 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 10,200 shares Expires 2024-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vested on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of September 19, 2020 and 2021. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:03 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 9,000 | $17.00 | $153,000.00 |
DisclosureSEC source: 0001209191-21-067872 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:03 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 10,200 | $10.63 | $108,466.80 |
DisclosureSEC source: 0001209191-21-067872 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:02 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001209191-21-067869 · doc4.xml · derivative · entry 4 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Voting Common Stock · 5,000 shares Expires 2025-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019,and 2020; and 25% of the shares subject to the option vest on each of November 19, 2021 and 2022. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:02 UTC |
Seward Gregory WGeneral Counsel
|
SaleVoting Common Stock | 5,000 | $91.50 | $457,503.00 |
DisclosureSEC source: 0001209191-21-067869 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,180 F1 · price: This transaction was executed in multiple trades at prices ranging from $91.32 to $91.96. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:02 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 5,000 | $14.55 | $72,750.00 |
DisclosureSEC source: 0001209191-21-067869 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 23:44 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 4,004 | $93.27 | $373,437.06 |
DisclosureSEC source: 0001209191-21-067336 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,407,295 F2 · price: This transaction was executed in multiple trades at prices ranging from $93.11 to $93.525. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 23:44 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 10,996 | $92.65 | $1,018,727.72 |
DisclosureSEC source: 0001209191-21-067336 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,411,299 F1 · price: This transaction was executed in multiple trades at prices ranging from $92.11 to $93.09. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 22:47 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
SaleVoting Common Stock | 26 | $91.40 | $2,376.27 |
DisclosureSEC source: 0001209191-21-067170 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,032 Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 22:47 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
SaleVoting Common Stock | 5,686 | $90.66 | $515,478.55 |
DisclosureSEC source: 0001209191-21-067170 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,058 F1 · price: This transaction was executed in multiple trades at prices ranging from $90.29 to $91.16. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 24, 2021 Filed Feb 4, 2022 22:35 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GiftVoting Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007278 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,232 Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:11 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 6,929 | $98.07 | $679,495.16 |
DisclosureSEC source: 0001209191-21-066785 · doc4.xml · nonDerivative · entry 3 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,422,295 F3 · price: This transaction was executed in multiple trades at prices ranging from $98.00 to $98.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:11 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 11,319 | $97.54 | $1,104,091.48 |
DisclosureSEC source: 0001209191-21-066785 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,429,224 F2 · price: This transaction was executed in multiple trades at prices ranging from $97.00 to $97.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:11 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 61,605 | $96.40 | $5,938,561.83 |
DisclosureSEC source: 0001209191-21-066785 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,440,543 F1 · price: This transaction was executed in multiple trades at prices ranging from $96.00 to $96.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:07 UTC |
Bradford Tonya WilliamsDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065157 · doc4.xml · derivative · entry 2 Bradford Tonya Williams · CIK 0001824584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on November 16, 2021. F2 · derivative.expiration_date: The restricted stock units vested on November 16, 2021. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:07 UTC |
Bradford Tonya WilliamsDirector
|
Exercise / conversionVoting Common Stock | 1,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065157 · doc4.xml · nonDerivative · entry 1 Bradford Tonya Williams · CIK 0001824584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 2,199 | $94.27 | $207,289.61 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 8 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,966.978 F5 · price: This transaction was executed in multiple trades at prices ranging from $94.105 to $94.53. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 17,801 | $93.71 | $1,668,121.03 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 7 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,165.978 F4 · price: This transaction was executed in multiple trades at prices ranging from $93.11 to $94.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,498 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · derivative · entry 11 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,502 Underlying: Voting Common Stock · 22,498 shares Expires 2025-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on July 22, 2016, as follows: 10% of the shares subject to the option vested on each of July 22, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vest on each of July 22, 2021 and 2022. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,999 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · derivative · entry 10 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001 Underlying: Voting Common Stock · 14,999 shares Expires 2025-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on February 20, 2016, as follows: 10% of the shares subject to the option vested on each of February 20, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vest on each of February 20, 2021 and 2022. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,500 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · derivative · entry 9 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 21,500 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 7,805 | $93.89 | $732,811.45 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 6 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,966.978 F3 · shares: Reflects the exercise of a Company employee stock option for a total of 22,498 shares by means of a stock swap. See Note 1 for additional information. F3 · price: Reflects the exercise of a Company employee stock option for a total of 22,498 shares by means of a stock swap. See Note 1 for additional information. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 22,498 | $17.00 | $382,466.00 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 5 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,771.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects the exercise of a Company employee stock option for a total of 22,498 shares by means of a stock swap. See Note 1 for additional information. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 2,595 | $93.89 | $243,644.55 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 4 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,273.978 F2 · shares: Reflects the exercise of a Company employee stock option for a total of 14,999 shares by means of a stock swap. See Note 1 for additional information. F2 · price: Reflects the exercise of a Company employee stock option for a total of 14,999 shares by means of a stock swap. See Note 1 for additional information. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 14,999 | $10.63 | $159,439.37 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,868.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Reflects the exercise of a Company employee stock option for a total of 14,999 shares by means of a stock swap. See Note 1 for additional information. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 1,006 | $93.89 | $94,453.34 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,869.978 F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 21,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $93.89 in column 4 is the closing price of the Company's voting common stock as of November 10, 2021. F1 · price: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 21,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $93.89 in column 4 is the closing price of the Company's voting common stock as of November 10, 2021. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:50 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 21,500 | $4.40 | $94,600.00 |
DisclosureSEC source: 0001209191-21-064297 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,875.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 21,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $93.89 in column 4 is the closing price of the Company's voting common stock as of November 10, 2021. Read SEC document |
| November 10, 2021 Filed Nov 17, 2021 22:11 UTC |
LUCHT DAVID GDirector
|
GiftVoting Common Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065162 · doc4.xml · nonDerivative · entry 2 LUCHT DAVID G · CIK 0001231645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Read SEC document |
| November 05, 2021 Filed Nov 17, 2021 22:11 UTC |
LUCHT DAVID GDirector
|
GiftVoting Common Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065162 · doc4.xml · nonDerivative · entry 1 LUCHT DAVID G · CIK 0001231645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:25 UTC |
Seward Gregory WGeneral Counsel
|
SaleVoting Common Stock | 5,000 | $98.63 | $493,125.00 |
DisclosureSEC source: 0001209191-21-063418 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,180 F1 · price: This transaction was executed in multiple trades at prices ranging from $98.54 to $98.635. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:25 UTC |
Seward Gregory WGeneral Counsel
|
SaleVoting Common Stock | 1,000 | $98.56 | $98,561.00 |
DisclosureSEC source: 0001209191-21-063418 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,180 Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:21 UTC |
Glossman Diane BethDirector
|
SaleVoting Common Stock | 7,500 | $97.90 | $734,227.50 |
DisclosureSEC source: 0001209191-21-063416 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,252 F1 · price: This transaction was executed in multiple trades at prices ranging from $97.782815 to $98.060502. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:20 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
SaleVoting Common Stock | 13,368 | $85.69 | $1,145,503.92 |
DisclosureSEC source: 0001209191-21-062750 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 Read SEC document |
| October 20, 2021 Filed Oct 26, 2021 21:21 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 39,890.8621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061668 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,990.8621 Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:22 UTC |
Losch William C IIIChief Financial Officer
|
PurchaseVoting Common Stock | 3,500 | $57.08 | $199,768.45 |
DisclosureSEC source: 0001209191-21-055447 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: This transaction was executed in multiple trades at prices ranging from $56.98 to $57.31. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 08, 2021 Filed Jan 27, 2022 22:26 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005251 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 160,144 F1 · shares: On September 9, 2019, the Reporting Person contributed 28,000 shares to a Grantor Retained Annuity Trust (the "GRAT"). On September 8, 2021, the trustee of the GRAT distributed 2,950 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 21:16 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 3,759 | $62.13 | $233,547.80 |
DisclosureSEC source: 0001209191-21-055027 · doc4.xml · nonDerivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,375.978 F3 · price: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 21:16 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 10,855 | $61.55 | $668,132.85 |
DisclosureSEC source: 0001209191-21-055027 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,134.978 F2 · price: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.98. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 21:16 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 10,386 | $60.48 | $628,094.39 |
DisclosureSEC source: 0001209191-21-055027 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,989.978 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.975. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:39 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 17,479 | $60.98 | $1,065,830.97 |
DisclosureSEC source: 0001209191-21-054144 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,607,234 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.80 to $61.165. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 21:31 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 16,000 | $61.09 | $977,468.80 |
DisclosureSEC source: 0001209191-21-053676 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,624,713 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.70 to $61.41. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:19 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 16,521 | $60.15 | $993,797.63 |
DisclosureSEC source: 0001209191-21-052269 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,640,713 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.24. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 21:25 UTC |
Derraik RenatoChief Info./Digital Off., Bank
|
GrantRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-050961 · doc4.xml · derivative · entry 1 Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Voting Common Stock · 125,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 20:54 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
SaleVoting Common Stock | 15,125 | $61.54 | $930,724.44 |
DisclosureSEC source: 0001209191-21-050628 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,744 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.50 to $61.92. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 24, 2021 Filed May 26, 2021 16:24 UTC |
Hoffsis Glen F.Director
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Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001209191-21-035922 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Voting Common Stock · 3,000 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021. Read SEC document |
| May 24, 2021 Filed May 26, 2021 16:24 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 3,000 | $4.40 | $13,200.00 |
DisclosureSEC source: 0001209191-21-035922 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 22:47 UTC |
Bradford Tonya WilliamsDirector
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GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032188 · doc4.xml · derivative · entry 1 Bradford Tonya Williams · CIK 0001824584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.