Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST HORIZON CORPFHN · Entity 3480 | Sr. EVP and CFO | July 29, 2021 | July 30, 2021 |
| Live Oak Bancshares, Inc.LOB · Entity 2023 | President | August 25, 2026 | August 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST HORIZON CORP
Report date July 29, 2021 · Filed July 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 383,208 |
Ending reported balance
After 2021-07-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-07-29 · Exercise / conversion · Acquired 22,684 · Balance 405,892 Row 2 · 2021-07-29 · Sale · Disposed 16,100 · Balance 389,792 Row 3 · 2021-07-29 · Sale · Disposed 6,024 · Balance 383,768 Row 4 · 2021-07-29 · Sale · Disposed 560 · Balance 383,208 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.43 · Expires 2026-03-02 | Direct | 22,682 |
Reported balance
After 2021-07-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-29 · Exercise / conversion · Disposed 22,684 · Balance 22,682 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 11,028 |
Reported balance
Holding disclosure · report date 2021-07-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,028 |
Live Oak Bancshares, Inc.
Report date August 25, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 263,392 |
Ending reported balance
After 2026-08-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 50,000 · Balance 285,613 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Row 2 · 2026-08-25 · Tax withholding · Disposed 22,221 · Balance 263,392 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2026-08-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-25 · Exercise / conversion · Disposed 50,000 · Balance 100,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,264 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,264 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,846 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 35,846 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F4: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,050 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 33,050 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F5: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,123 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,123 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F6: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 52,694 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 52,694 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F7: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F3: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 26, 2026 20:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000010 · wk-form4_1787775156.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 25, 2026 Filed Aug 26, 2026 20:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 22,221 | $39.99 | $888,617.79 |
DisclosureSEC source: 0001453279-26-000010 · wk-form4_1787775156.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,392 Read SEC document |
| August 25, 2026 Filed Aug 26, 2026 20:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453279-26-000010 · wk-form4_1787775156.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:17 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000008 · wk-form4_1786565852.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vested in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vested in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:17 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 18,665 | $42.23 | $788,222.95 |
DisclosureSEC source: 0001453279-26-000008 · wk-form4_1786565852.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,613 Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 20:17 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 42,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453279-26-000008 · wk-form4_1786565852.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000006 · wk-form4_1771538495.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,264 Underlying: Voting Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 562 | $40.75 | $22,901.50 |
DisclosureSEC source: 0001453279-26-000006 · wk-form4_1771538495.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,278 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453279-26-000006 · wk-form4_1771538495.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 23:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 17,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000004 · wk-form4_1771369858.xml · derivative · entry 6 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,846 Underlying: Voting Common Stock · 17,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 23:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 7,965 | $40.54 | $322,901.10 |
DisclosureSEC source: 0001453279-26-000004 · wk-form4_1771369858.xml · nonDerivative · entry 4 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,576 Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 23:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 17,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453279-26-000004 · wk-form4_1771369858.xml · nonDerivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 11,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000004 · wk-form4_1771369858.xml · derivative · entry 5 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,050 Underlying: Voting Common Stock · 11,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 4,896 | $40.22 | $196,917.12 |
DisclosureSEC source: 0001453279-26-000004 · wk-form4_1771369858.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,618 Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 23:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 11,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453279-26-000004 · wk-form4_1771369858.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 22:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 9,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000002 · wk-form4_1770847718.xml · derivative · entry 4 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,123 Underlying: Voting Common Stock · 9,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 22:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 4,105 | $41.04 | $168,469.20 |
DisclosureSEC source: 0001453279-26-000002 · wk-form4_1770847718.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,498 Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 22:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 9,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001453279-26-000002 · wk-form4_1770847718.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 22:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 52,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000002 · wk-form4_1770847718.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,694 Underlying: Voting Common Stock · 52,694 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000388 · wk-form4_1756325553.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Voting Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 22,221 | $37.70 | $837,731.70 |
DisclosureSEC source: 0001578563-25-000388 · wk-form4_1756325553.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,573 Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000388 · wk-form4_1756325553.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 20:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000359 · wk-form4_1755116009.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,000 Underlying: Voting Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 20:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 18,665 | $31.83 | $594,106.95 |
DisclosureSEC source: 0001578563-25-000359 · wk-form4_1755116009.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,794 Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 20:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 42,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000359 · wk-form4_1755116009.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · derivative · entry 6 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,528 Underlying: Voting Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 17,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · derivative · entry 5 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,769 Underlying: Voting Common Stock · 17,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 562 | $33.93 | $19,068.66 |
DisclosureSEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 4 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,459 Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 7,965 | $34.92 | $278,137.80 |
DisclosureSEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,757 Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 01:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 17,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 22:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 11,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000063 · wk-form4_1739570683.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,066 Underlying: Voting Common Stock · 11,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 22:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 4,957 | $34.80 | $172,503.60 |
DisclosureSEC source: 0001578563-25-000063 · wk-form4_1739570683.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,799 Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 22:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 11,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000063 · wk-form4_1739570683.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 23:48 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 45,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000045 · wk-form4_1739404114.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,153 Underlying: Voting Common Stock · 45,153 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000395 · wk-form4_1724880007.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 22,220 | $42.52 | $944,794.40 |
DisclosureSEC source: 0001578563-24-000395 · wk-form4_1724880007.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,740 Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000395 · wk-form4_1724880007.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 21:16 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000375 · wk-form4_1723670154.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,000 Underlying: Voting Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 21:16 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 18,665 | $38.43 | $717,295.95 |
DisclosureSEC source: 0001578563-24-000375 · wk-form4_1723670154.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,960 Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 21:16 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 42,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000375 · wk-form4_1723670154.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000102 · wk-form4_1708124144.xml · derivative · entry 6 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,792 Underlying: Voting Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 629 | $39.21 | $24,663.09 |
DisclosureSEC source: 0001578563-24-000102 · wk-form4_1708124144.xml · nonDerivative · entry 4 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,625 Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000102 · wk-form4_1708124144.xml · nonDerivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 17,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000102 · wk-form4_1708124144.xml · derivative · entry 5 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,692 Underlying: Voting Common Stock · 17,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 8,079 | $38.55 | $311,445.45 |
DisclosureSEC source: 0001578563-24-000102 · wk-form4_1708124144.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,990 Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 17,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000102 · wk-form4_1708124144.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:58 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 55,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000066 · wk-form4_1707958682.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,082 Underlying: Voting Common Stock · 55,082 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 12, 2024 Filed Feb 15, 2024 00:58 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000066 · wk-form4_1707958682.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Voting Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:51 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045662 · doc4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,000 Underlying: Voting Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.