Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Jan 23, 2024 00:19 UTC Amendment |
LUCHT DAVID GDirector
|
Tax withholdingVoting Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000023 · wk-form4a_1705969154.xml · nonDerivative · entry 1 LUCHT DAVID G · CIK 0001231645 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,546 F1 · kind: On February 24, 2022, the reporting person filed a Form 4 which inadvertently reported that 86 shares were withheld to satisfy withholding taxes applicable upon vesting of the February 23, 2021 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. F1 · shares: On February 24, 2022, the reporting person filed a Form 4 which inadvertently reported that 86 shares were withheld to satisfy withholding taxes applicable upon vesting of the February 23, 2021 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. F1 · price: On February 24, 2022, the reporting person filed a Form 4 which inadvertently reported that 86 shares were withheld to satisfy withholding taxes applicable upon vesting of the February 23, 2021 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. F1 · acquired: On February 24, 2022, the reporting person filed a Form 4 which inadvertently reported that 86 shares were withheld to satisfy withholding taxes applicable upon vesting of the February 23, 2021 grant of restricted stock units; 0 shares were withheld to satisfy withholding taxes. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:59 UTC |
Derraik RenatoChief Info./Digital Off., Bank
|
GrantRestricted Stock Units · Derivative | 7,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010264 · doc4.xml · derivative · entry 1 Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Voting Common Stock · 7,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 23:01 UTC |
Seward Gregory WGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 11,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010269 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,850 Underlying: Voting Common Stock · 11,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 23:04 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010272 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Voting Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 23:00 UTC |
Losch William C IIIChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 6,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010267 · doc4.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Voting Common Stock · 6,320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 23:02 UTC |
Smits SteveChief Credit Officer
|
GrantRestricted Stock Units · Derivative | 7,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010270 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Voting Common Stock · 7,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:59 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
GrantRestricted Stock Units · Derivative | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010265 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,555 Underlying: Voting Common Stock · 3,555 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 23:36 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · derivative · entry 6 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F3 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 23:36 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 2,208 | $60.31 | $133,164.48 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 4 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,446 Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 23:36 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 23:26 UTC |
Losch William C IIIChief Financial Officer
|
PurchaseVoting Common Stock | 3,125 | $63.16 | $197,375.63 |
DisclosureSEC source: 0001209191-22-008993 · doc4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750 F2 · price: This transaction was executed in multiple trades at prices ranging from $63.025 to $63.35. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:46 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009491 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382 Underlying: Voting Common Stock · 460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 460 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 462 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 460 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 462 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:46 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 160 | $61.65 | $9,864.00 |
DisclosureSEC source: 0001209191-22-009491 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,532 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:46 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009491 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:42 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009485 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,007 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:42 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 677 | $61.65 | $41,737.05 |
DisclosureSEC source: 0001209191-22-009485 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,401 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:42 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009485 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:44 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009488 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Underlying: Voting Common Stock · 3,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: 3,003 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: 3,003 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:44 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 961 | $61.65 | $59,245.65 |
DisclosureSEC source: 0001209191-22-009488 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 169,008.978 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:44 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 3,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009488 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven Joseph Smits Revocable Trust Disclosed balance after: 169,969.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · balance_after: Includes 166,966.978 shares of the Company's voting common stock that were previously reported as directly owned by the Reporting Person. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:39 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009479 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,007 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:39 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Tax withholdingVoting Common Stock | 580 | $61.65 | $35,757.00 |
DisclosureSEC source: 0001209191-22-009479 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,052 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:39 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009479 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:36 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · derivative · entry 5 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,348 Underlying: Voting Common Stock · 4,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:36 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 1,349 | $61.65 | $83,165.85 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,154 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:36 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 4,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:25 UTC |
Bradford Tonya WilliamsDirector
|
PurchaseVoting Common Stock | 275 | $64.56 | $17,752.74 |
DisclosureSEC source: 0001209191-22-008992 · doc4.xml · nonDerivative · entry 1 Bradford Tonya Williams · CIK 0001824584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:28 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 10,000 | $63.91 | $639,091.00 |
DisclosureSEC source: 0001209191-22-008994 · doc4.xml · nonDerivative · entry 3 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By William L. Williams Revocable Trust Disclosed balance after: 824,200.8621 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:28 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 900 | $63.91 | $57,518.19 |
DisclosureSEC source: 0001209191-22-008994 · doc4.xml · nonDerivative · entry 2 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,975 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:28 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 4,725 | $64.46 | $304,573.50 |
DisclosureSEC source: 0001209191-22-008994 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,075 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.155 to $64.57. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:26 UTC |
Losch William C IIIChief Financial Officer
|
PurchaseVoting Common Stock | 3,125 | $64.32 | $201,005.94 |
DisclosureSEC source: 0001209191-22-008993 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.185 to $64.48. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:40 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007287 · doc4.xml · nonDerivative · entry 4 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,350 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 22:40 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007287 · doc4.xml · nonDerivative · entry 3 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Elizabeth L. Williams Disclosed balance after: 0 Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 22:27 UTC |
Glossman Diane BethDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001209191-22-005252 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 7,500 shares Expires 2024-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vested on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of September 19, 2020 and 2021. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 22:27 UTC |
Glossman Diane BethDirector
|
Exercise / conversionVoting Common Stock | 7,500 | $10.63 | $79,755.00 |
DisclosureSEC source: 0001209191-22-005252 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:52 UTC |
Underwood Neil LawrenceDirector · President
|
SaleVoting Common Stock | 21,116 | $85.12 | $1,797,311.57 |
DisclosureSEC source: 0001209191-21-070374 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,383,046 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 15, 2021 Filed Feb 4, 2022 22:40 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 39,890.8621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007287 · doc4.xml · nonDerivative · entry 2 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By William L. Williams Revocable Trust Disclosed balance after: 814,200.8621 Read SEC document |
| December 15, 2021 Filed Feb 4, 2022 22:40 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 39,890.8621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007287 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,100 Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 22:26 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001209191-21-069803 · doc4.xml · derivative · entry 5 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Voting Common Stock · 500 shares Expires 2025-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on November 19, 2021; and 25% of the shares subject to the option will vest on November 19, 2022. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 22:26 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 500 | $14.55 | $7,275.00 |
DisclosureSEC source: 0001209191-21-069803 · doc4.xml · nonDerivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2021 Filed Dec 20, 2021 22:21 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 2,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070606 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 157,194 F1 · shares: On December 13, 2018, the Reporting Person contributed 33,000 shares to a Grantor Retained Annuity Trust (the "GRAT"). On December 14, 2021, the trustee of the GRAT distributed 2,497 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:26 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001209191-21-069803 · doc4.xml · derivative · entry 4 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Voting Common Stock · 8,000 shares Expires 2025-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on November 19, 2021; and 25% of the shares subject to the option will vest on November 19, 2022. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:26 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 1,379 | $84.40 | $116,387.60 |
DisclosureSEC source: 0001209191-21-069803 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,576 F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 8,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $84.40 in column 4 is the closing price of the Company's voting common stock as of December 13, 2021. F1 · price: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 8,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $84.40 in column 4 is the closing price of the Company's voting common stock as of December 13, 2021. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:26 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 8,000 | $14.55 | $116,400.00 |
DisclosureSEC source: 0001209191-21-069803 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the exercise of a Live Oak Bancshares, Inc. (the "Company") employee stock option for a total of 8,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and any applicable related withholding taxes. The price of $84.40 in column 4 is the closing price of the Company's voting common stock as of December 13, 2021. Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 4 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 Peggy Mahan Family Trust Disclosed balance after: 127,167 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 3 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marguerite D. Mahan Revocable Trust Disclosed balance after: 3,032,547 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 Chip Mahan Family and Charitable Trust Disclosed balance after: 127,167 Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:31 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
GiftVoting Common Stock | 127,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007276 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,359,994 Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 22:02 UTC |
Seward Gregory WGeneral Counsel
|
GiftVoting Common Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067869 · doc4.xml · nonDerivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,955 Read SEC document |
| December 03, 2021 Filed Feb 4, 2022 22:37 UTC |
Underwood Neil LawrenceDirector · President
|
GiftVoting Common Stock | 15,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007279 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Linda D. Underwood Revocable Trust Disclosed balance after: 50,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.