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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 19, 2022 22:20 UTC PurchaseVoting Common Stock 1,000 $30.45 $30,445.40
Disclosure

SEC source: 0001209191-22-061994 · doc4.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By William H. Cameron Revocable Trust

Disclosed balance after: 167,217

F1 · price: This transaction was executed in multiple trades at prices ranging from $30.43 to $30.446. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 30, 2022 Filed Dec 5, 2022 22:24 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
GiftVoting Common Stock 212,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059773 · doc4.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peapod II, LLC

Disclosed balance after: 212,150

Read SEC document
November 30, 2022 Filed Dec 5, 2022 22:24 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
GiftVoting Common Stock 212,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059773 · doc4.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 3,147,844

Read SEC document
November 21, 2022 Filed Nov 29, 2022 22:17 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionRestricted Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058969 · doc4.xml · derivative · entry 4

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Voting Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The remaining 360 RSUs will vest on November 19, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The remaining 360 RSUs will vest on November 19, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
November 21, 2022 Filed Nov 29, 2022 22:17 UTC
Spencer CourtneyChief Experience Officer
Tax withholdingVoting Common Stock 106 $32.13 $3,405.78
Disclosure

SEC source: 0001209191-22-058969 · doc4.xml · nonDerivative · entry 2

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,674

Read SEC document
November 21, 2022 Filed Nov 29, 2022 22:17 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionVoting Common Stock 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058969 · doc4.xml · nonDerivative · entry 1

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 00:14 UTC GrantRestricted Stock Units · Derivative 1,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057182 · doc4.xml · derivative · entry 2

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Voting Common Stock · 1,503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vest on November 13, 2023.

F2 · derivative.expiration_date: The RSUs vest on November 13, 2023.

Read SEC document
September 09, 2022 Filed Sep 15, 2022 20:42 UTC GiftVoting Common Stock 6,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050079 · doc4.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By William H. Cameron Revocable Trust

Disclosed balance after: 166,217

F1 · shares: On September 9, 2019, the Reporting Person contributed 28,000 shares to a Grantor Retained Annuity Trust (the "GRAT"). On September 9, 2022, the trustee of the GRAT distributed 6,073 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:45 UTC PurchaseVoting Common Stock 2,000 $38.25 $76,500.00
Disclosure

SEC source: 0001209191-22-047877 · doc4.xml · nonDerivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,981

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.20 to $38.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 17:05 UTC GrantRestricted Stock Units · Derivative 1,881 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047360 · doc4.xml · derivative · entry 1

Crawford Casey S · CIK 0001938563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881

Underlying: Voting Common Stock · 1,881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vest on August 21, 2023.

F2 · derivative.expiration_date: The RSUs vest on August 21, 2023.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:56 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045677 · doc4.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:56 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 8,757 $40.69 $356,322.33
Disclosure

SEC source: 0001209191-22-045677 · doc4.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,243

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:56 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-045677 · doc4.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:57 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 42,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045679 · doc4.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,000

Underlying: Voting Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:57 UTC
Losch William C IIIChief Financial Officer
Tax withholdingVoting Common Stock 16,545 $40.69 $673,216.05
Disclosure

SEC source: 0001209191-22-045679 · doc4.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,205

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:57 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionVoting Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-045679 · doc4.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:38 UTC GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030740 · doc4.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:40 UTC GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030743 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:41 UTC GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030748 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:40 UTC GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030745 · doc4.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vest on May 1, 2023.

F2 · derivative.expiration_date: The RSUs vest on May 1, 2023.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:39 UTC GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030742 · doc4.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:39 UTC GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030741 · doc4.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026869 · doc4.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:28 UTC Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026869 · doc4.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 18:29 UTC Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026872 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 18:29 UTC Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026872 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026877 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:33 UTC Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026877 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026875 · doc4.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vested on May 1, 2022.

F2 · derivative.expiration_date: The RSUs vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:30 UTC Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026875 · doc4.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026870 · doc4.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:28 UTC Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026870 · doc4.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026871 · doc4.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:28 UTC Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026871 · doc4.xml · nonDerivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 00:50 UTC
Smits SteveChief Credit Officer
SaleVoting Common Stock 2,747 $63.13 $173,408.22
Disclosure

SEC source: 0001209191-22-016494 · doc4.xml · nonDerivative · entry 1

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 166,966.978

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.00 to $63.31. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:14 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012752 · doc4.xml · derivative · entry 3

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711

Underlying: Voting Common Stock · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

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February 22, 2022 Filed Feb 24, 2022 22:14 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Tax withholdingVoting Common Stock 62 $60.47 $3,749.14
Disclosure

SEC source: 0001209191-22-012752 · doc4.xml · nonDerivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,647

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:14 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionVoting Common Stock 177 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012752 · doc4.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:13 UTC
Smits SteveChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012751 · doc4.xml · derivative · entry 3

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:13 UTC
Smits SteveChief Credit Officer
Tax withholdingVoting Common Stock 295 $60.47 $17,838.65
Disclosure

SEC source: 0001209191-22-012751 · doc4.xml · nonDerivative · entry 2

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 169,713.978

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:13 UTC
Smits SteveChief Credit Officer
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012751 · doc4.xml · nonDerivative · entry 1

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 170,008.978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:11 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012750 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:11 UTC
Seward Gregory WGeneral Counsel
Tax withholdingVoting Common Stock 289 $60.47 $17,475.83
Disclosure

SEC source: 0001209191-22-012750 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,112

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:11 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012750 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:07 UTC Exercise / conversionRestricted Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012748 · doc4.xml · derivative · entry 3

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vested in full on February 22, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:07 UTC Tax withholdingVoting Common Stock 86 $60.47 $5,200.42
Disclosure

SEC source: 0001209191-22-012748 · doc4.xml · nonDerivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:07 UTC Exercise / conversionVoting Common Stock 246 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012748 · doc4.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:05 UTC
Janson Susan NChief Risk Off., Live Oak Bank
Exercise / conversionRestricted Stock Units · Derivative 394 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012745 · doc4.xml · derivative · entry 3

Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Voting Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:05 UTC
Janson Susan NChief Risk Off., Live Oak Bank
Tax withholdingVoting Common Stock 96 $60.47 $5,805.12
Disclosure

SEC source: 0001209191-22-012745 · doc4.xml · nonDerivative · entry 2

Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,350

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:05 UTC
Janson Susan NChief Risk Off., Live Oak Bank
Exercise / conversionVoting Common Stock 394 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012745 · doc4.xml · nonDerivative · entry 1

Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.