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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2023 Filed Aug 14, 2023 20:51 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 42,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045662 · doc4.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Voting Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:51 UTC
Losch William C IIIChief Financial Officer
Tax withholdingVoting Common Stock 16,919 $37.44 $633,447.36
Disclosure

SEC source: 0001209191-23-045662 · doc4.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,146

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:51 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionVoting Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045662 · doc4.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:51 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045660 · doc4.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Voting Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:51 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 9,346 $37.44 $349,914.24
Disclosure

SEC source: 0001209191-23-045660 · doc4.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,928

Read SEC document
August 10, 2023 Filed Aug 14, 2023 20:51 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-045660 · doc4.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:20 UTC GiftVoting Common Stock 4,350 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017800 · doc4.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,389

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:22 UTC PurchaseVoting Common Stock 4,000 $24.37 $97,488.80
Disclosure

SEC source: 0001209191-23-036675 · doc4.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By William H. Cameron Revocable Trust

Disclosed balance after: 171,217

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.32 to $24.41. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 16, 2023 Filed May 18, 2023 17:47 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030763 · doc4.xml · derivative · entry 1

Crawford Casey S · CIK 0001938563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vest on May 1, 2024.

F2 · derivative.expiration_date: The RSUs vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:46 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030759 · doc4.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 17:48 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030765 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030767 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:50 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030768 · doc4.xml · derivative · entry 2

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vest on May 1, 2024.

F2 · derivative.expiration_date: The RSUs vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:49 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030766 · doc4.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vest on May 1, 2024.

F2 · derivative.expiration_date: The RSUs vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:46 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030760 · doc4.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:48 UTC GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030764 · doc4.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 12, 2023 Filed May 15, 2023 21:23 UTC PurchaseVoting Common Stock 5,000 $20.02 $100,122.50
Disclosure

SEC source: 0001209191-23-029544 · doc4.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,739

Read SEC document
May 01, 2023 Filed May 2, 2023 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026598 · doc4.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:18 UTC Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026598 · doc4.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2023 Filed May 2, 2023 17:22 UTC Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026601 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 17:22 UTC Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026601 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026605 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:24 UTC Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026605 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026604 · doc4.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vested on May 1, 2023.

F2 · derivative.expiration_date: The RSUs vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:23 UTC Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026604 · doc4.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026600 · doc4.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:20 UTC Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026600 · doc4.xml · nonDerivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026599 · doc4.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:19 UTC Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026599 · doc4.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:28 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 178 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012830 · doc4.xml · derivative · entry 3

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Underlying: Voting Common Stock · 178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:28 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Tax withholdingVoting Common Stock 62 $34.72 $2,152.64
Disclosure

SEC source: 0001209191-23-012830 · doc4.xml · nonDerivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,269

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:28 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionVoting Common Stock 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012830 · doc4.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:27 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012827 · doc4.xml · derivative · entry 4

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:27 UTC
Spencer CourtneyChief Experience Officer
Tax withholdingVoting Common Stock 589 $34.72 $20,450.08
Disclosure

SEC source: 0001209191-23-012827 · doc4.xml · nonDerivative · entry 2

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:27 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionVoting Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012827 · doc4.xml · nonDerivative · entry 1

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:26 UTC
Smits SteveChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012824 · doc4.xml · derivative · entry 3

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:26 UTC
Smits SteveChief Credit Officer
Tax withholdingVoting Common Stock 295 $34.72 $10,242.40
Disclosure

SEC source: 0001209191-23-012824 · doc4.xml · nonDerivative · entry 2

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 170,751

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:26 UTC
Smits SteveChief Credit Officer
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012824 · doc4.xml · nonDerivative · entry 1

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 171,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:24 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012820 · doc4.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:24 UTC
Seward Gregory WGeneral Counsel
Tax withholdingVoting Common Stock 295 $34.72 $10,242.40
Disclosure

SEC source: 0001209191-23-012820 · doc4.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,760

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:24 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012820 · doc4.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:22 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012814 · doc4.xml · derivative · entry 3

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:22 UTC
Mann StephanieChief Strategy Officer
Tax withholdingVoting Common Stock 589 $34.72 $20,450.08
Disclosure

SEC source: 0001209191-23-012814 · doc4.xml · nonDerivative · entry 2

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:22 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionVoting Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012814 · doc4.xml · nonDerivative · entry 1

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:20 UTC
Garriott HuntleyPresident, Live Oak Bank
Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012811 · doc4.xml · derivative · entry 3

Garriott Huntley · CIK 0001754522 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Voting Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:20 UTC
Garriott HuntleyPresident, Live Oak Bank
Tax withholdingVoting Common Stock 42,749 $34.72 $1,484,245.28
Disclosure

SEC source: 0001209191-23-012811 · doc4.xml · nonDerivative · entry 2

Garriott Huntley · CIK 0001754522 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,033

Read SEC document
February 23, 2023 Filed Feb 24, 2023 22:20 UTC
Garriott HuntleyPresident, Live Oak Bank
Exercise / conversionVoting Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012811 · doc4.xml · nonDerivative · entry 1

Garriott Huntley · CIK 0001754522 · President, Live Oak Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 23:01 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010231 · doc4.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

Underlying: Voting Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 23:01 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 549 $35.27 $19,363.23
Disclosure

SEC source: 0001209191-23-010231 · doc4.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

Read SEC document
February 15, 2023 Filed Feb 16, 2023 23:01 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 1,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010231 · doc4.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.