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Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 21:31 UTC
Huston Thad AllenChief Financial Officer
Tax withholdingOrdinary Shares 1,602 $96.02 $153,824.04
Disclosure

SEC source: 0001639691-19-000019 · wf-form4_155182148753988.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,815

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:31 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionOrdinary Shares 4,784 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000019 · wf-form4_155182148753988.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 07:48 UTC SaleOrdinary Shares 1,500 $100.44 $150,660.30
Disclosure

SEC source: 0001639691-19-000006 · wf-form4_155058049920310.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,883

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018.

F2 · price: Represents weighted average selling price. Securities sold through 17 separate sales on the transaction date at prices ranging from $96.95 to $101.79. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 16:00 UTC SaleOrdinary Shares 1,500 $90.80 $136,200.00
Disclosure

SEC source: 0001639691-19-000004 · wf-form4_154775883969631.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,383

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018.

F2 · price: Represents weighted average selling price. Securities sold through approximately 16 separate sales on the transaction date at prices ranging from $90.24 to $91.19. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 16:03 UTC
WISE DAVID SChief Administrative Officer
SaleOrdinary Shares 1,500 $90.91 $136,366.65
Disclosure

SEC source: 0001639691-19-000005 · wf-form4_154775900255805.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,929

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through approximately 14 separate sales on the transaction date at prices ranging from $90.37 to $91.275. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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January 10, 2019 Filed Jan 14, 2019 22:16 UTC
Simpson AlistairGeneral Manager, CS
SaleOrdinary Shares 450 $90.10 $40,545.00
Disclosure

SEC source: 0001639691-19-000003 · wf-form4_154750417099674.xml · nonDerivative · entry 1

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2018.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 17:23 UTC
WISE DAVID SChief Administrative Officer
SaleOrdinary Shares 1,500 $92.12 $138,180.00
Disclosure

SEC source: 0001639691-18-000124 · wf-form4_154517180235685.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,429

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $91.30 to $93.18. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,885 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · derivative · entry 5

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762

Underlying: Ordinary Shares · 2,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F5 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F5 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:11 UTC SaleOrdinary Shares 1,000 $91.85 $91,846.00
Disclosure

SEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · nonDerivative · entry 3

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,883

F3 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F4 · price: Represents weighted average selling price. Securities sold through 8 separate sales on the transaction date at prices ranging from $91.28 to $93.22. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:11 UTC Tax withholdingOrdinary Shares 1,298 $94.45 $122,596.10
Disclosure

SEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,883

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:11 UTC Exercise / conversionOrdinary Shares 2,885 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000125 · wf-form4_154517466287225.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:20 UTC Exercise / conversionRestricted Stock Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000119 · wf-form4_154516800285373.xml · derivative · entry 3

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:20 UTC Tax withholdingOrdinary Shares 771 $94.45 $72,820.95
Disclosure

SEC source: 0001639691-18-000119 · wf-form4_154516800285373.xml · nonDerivative · entry 2

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:20 UTC Exercise / conversionOrdinary Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000119 · wf-form4_154516800285373.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000120 · wf-form4_154516823973789.xml · derivative · entry 3

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC Tax withholdingOrdinary Shares 771 $94.45 $72,820.95
Disclosure

SEC source: 0001639691-18-000120 · wf-form4_154516823973789.xml · nonDerivative · entry 2

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,294

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:24 UTC Exercise / conversionOrdinary Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000120 · wf-form4_154516823973789.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000122 · wf-form4_154516939289154.xml · derivative · entry 3

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:43 UTC Tax withholdingOrdinary Shares 771 $94.45 $72,820.95
Disclosure

SEC source: 0001639691-18-000122 · wf-form4_154516939289154.xml · nonDerivative · entry 2

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,039

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:43 UTC Exercise / conversionOrdinary Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000122 · wf-form4_154516939289154.xml · nonDerivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000123 · wf-form4_154516961419995.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:47 UTC Tax withholdingOrdinary Shares 771 $94.45 $72,820.95
Disclosure

SEC source: 0001639691-18-000123 · wf-form4_154516961419995.xml · nonDerivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:47 UTC Exercise / conversionOrdinary Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000123 · wf-form4_154516961419995.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000121 · wf-form4_154516868928652.xml · derivative · entry 3

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:31 UTC Tax withholdingOrdinary Shares 806 $94.45 $76,126.70
Disclosure

SEC source: 0001639691-18-000121 · wf-form4_154516868928652.xml · nonDerivative · entry 2

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:31 UTC Exercise / conversionOrdinary Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000121 · wf-form4_154516868928652.xml · nonDerivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000118 · wf-form4_154516716484676.xml · derivative · entry 3

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Ordinary Shares · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:06 UTC Tax withholdingOrdinary Shares 771 $94.45 $72,820.95
Disclosure

SEC source: 0001639691-18-000118 · wf-form4_154516716484676.xml · nonDerivative · entry 2

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:06 UTC Exercise / conversionOrdinary Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000118 · wf-form4_154516716484676.xml · nonDerivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 23:47 UTC SaleOrdinary Shares 500 $97.16 $48,580.05
Disclosure

SEC source: 0001639691-18-000117 · wf-form4_154474483913819.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Read SEC document
November 15, 2018 Filed Nov 19, 2018 13:32 UTC SaleOrdinary Shares 1,000 $116.68 $116,675.00
Disclosure

SEC source: 0001639691-18-000114 · wf-form4_154265231627490.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $116.60 to $116.75. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 13:30 UTC
WISE DAVID SChief Administrative Officer
SaleOrdinary Shares 1,500 $119.23 $178,852.05
Disclosure

SEC source: 0001639691-18-000113 · wf-form4_154265224291665.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,929

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $116.72 to $120.37. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 17:01 UTC SaleOrdinary Shares 1,000 $115.65 $115,650.10
Disclosure

SEC source: 0001639691-18-000108 · wf-form4_154154167329691.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 04, 2018 Filed Nov 6, 2018 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 16,745 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000107 · wf-form4_154154140779374.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,084

Underlying: Ordinary Shares · 16,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F3 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

Read SEC document
November 04, 2018 Filed Nov 6, 2018 21:57 UTC Tax withholdingOrdinary Shares 5,609 $112.57 $631,405.13
Disclosure

SEC source: 0001639691-18-000107 · wf-form4_154154140779374.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,818

F1 · kind: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
November 04, 2018 Filed Nov 6, 2018 21:57 UTC Exercise / conversionOrdinary Shares 16,745 $112.57 $1,884,984.65
Disclosure

SEC source: 0001639691-18-000107 · wf-form4_154154140779374.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 17:23 UTC SaleOrdinary Shares 1,000 $113.30 $113,297.70
Disclosure

SEC source: 0001639691-18-000095 · wf-form4_153981137195763.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 13 separate sales on the transaction date at prices ranging from $112.22 to $113.84. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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October 15, 2018 Filed Oct 17, 2018 17:25 UTC
WISE DAVID SChief Administrative Officer
SaleOrdinary Shares 1,500 $112.83 $169,250.25
Disclosure

SEC source: 0001639691-18-000096 · wf-form4_153981152428845.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,429

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 17 separate sales on the transaction date at prices ranging from $111.785 to $113.79. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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September 17, 2018 Filed Sep 19, 2018 17:13 UTC SaleOrdinary Shares 1,000 $123.49 $123,487.70
Disclosure

SEC source: 0001639691-18-000089 · wf-form4_153739157861876.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Represents weighted average selling price. Securities sold through approximately 19 separate sales on the transaction date at prices ranging from $123.22 to $123.71. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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September 17, 2018 Filed Sep 19, 2018 17:15 UTC
WISE DAVID SChief Administrative Officer
SaleOrdinary Shares 1,500 $123.43 $185,149.50
Disclosure

SEC source: 0001639691-18-000090 · wf-form4_153739173861298.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,929

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $123.01 to $123.72. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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September 15, 2018 Filed Sep 20, 2018 13:49 UTC GrantRestricted Stock Units · Derivative 1,202 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000091 · wf-form4_153746575316769.xml · derivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,154

Underlying: Restricted Stock Units · 1,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2018, subject to continued service during the vesting period.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2018, subject to continued service during the vesting period.

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August 15, 2018 Filed Aug 17, 2018 14:17 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionStock Appreciation Rights · Derivative 4,300 $0.00 Strike: $61.00 $0.00
Disclosure

SEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · derivative · entry 5

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,462

Underlying: Ordinary Shares · 4,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"), subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, August 5, 2016.

F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"), subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, August 5, 2016.

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August 15, 2018 Filed Aug 17, 2018 14:17 UTC
Manko Douglas JohnChief Accounting Officer
SaleOrdinary Shares 2,058 $121.61 $250,276.67
Disclosure

SEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 4

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

F3 · price: Represents weighted average selling price. Securities sold through 3 separate sales on the transaction date at prices ranging from $121.4769 to $121.6483. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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August 15, 2018 Filed Aug 17, 2018 14:17 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 522 $121.48 $63,412.56
Disclosure

SEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,046

F2 · kind: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

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August 15, 2018 Filed Aug 17, 2018 14:17 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 2,160 $121.48 $262,396.80
Disclosure

SEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568

F1 · kind: The referenced shares were withheld from distribution at the request of reporting person to pay option exercise price.

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August 15, 2018 Filed Aug 17, 2018 14:17 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionOrdinary Shares 4,300 $61.00 $262,300.00
Disclosure

SEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 14:01 UTC SaleOrdinary Shares 1,000 $121.58 $121,579.00
Disclosure

SEC source: 0001639691-18-000086 · wf-form4_153452885286892.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 13 separate sales on the transaction date at prices ranging from $120.91 to $122.79. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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August 15, 2018 Filed Aug 17, 2018 14:20 UTC
WISE DAVID SChief Administrative Officer
SaleOrdinary Shares 1,500 $121.62 $182,436.15
Disclosure

SEC source: 0001639691-18-000088 · wf-form4_153452998530859.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,429

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through 16 separate sales on the transaction date at prices ranging from $120.97 to $122.99. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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August 05, 2018 Filed Aug 7, 2018 20:44 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0001639691-18-000085 · wf-form4_153368907499901.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

Underlying: Ordinary Shares · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period.

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August 05, 2018 Filed Aug 7, 2018 20:44 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 147 $121.49 $17,859.03
Disclosure

SEC source: 0001639691-18-000085 · wf-form4_153368907499901.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.