Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LivaNova PLC
Report date January 01, 2020 · Filed January 07, 2020
Section 16 reporting ended · disclosed 2020-01-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2019 Filed May 7, 2019 19:34 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000075 · wf-form4_155725767661035.xml · derivative · entry 3 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,448 Underlying: Ordinary Shares · 604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. Read SEC document |
| May 05, 2019 Filed May 7, 2019 19:34 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 284 | $74.77 | $21,234.68 |
DisclosureSEC source: 0001639691-19-000075 · wf-form4_155725767661035.xml · nonDerivative · entry 2 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2019 Filed May 7, 2019 19:34 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000075 · wf-form4_155725767661035.xml · nonDerivative · entry 1 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:10 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 5,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 4 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,796 Underlying: Ordinary Shares · 5,903 shares Expires not disclosed F6 · derivative.exercise_price: 97.25 Conversion or Exercise Price of Derivative Security. F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:10 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 3 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,052 Underlying: Ordinary Shares · 1,928 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:10 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 2 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,124 Underlying: Ordinary Shares · 1,928 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:10 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 1 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,196 Underlying: Ordinary Shares · 1,928 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares · Derivative | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000045 · wf-form4_155303058132836.xml · derivative · entry 3 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,268 Underlying: Ordinary Shares · 531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 249 | $95.84 | $23,864.16 |
DisclosureSEC source: 0001639691-19-000045 · wf-form4_155303058132836.xml · nonDerivative · entry 2 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000045 · wf-form4_155303058132836.xml · nonDerivative · entry 1 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:52 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares · Derivative | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000023 · wf-form4_155182274746155.xml · derivative · entry 3 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,799 Underlying: Ordinary Shares · 1,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:52 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 851 | $96.02 | $81,713.02 |
DisclosureSEC source: 0001639691-19-000023 · wf-form4_155182274746155.xml · nonDerivative · entry 2 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:52 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000023 · wf-form4_155182274746155.xml · nonDerivative · entry 1 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| January 10, 2019 Filed Jan 14, 2019 22:16 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 450 | $90.10 | $40,545.00 |
DisclosureSEC source: 0001639691-19-000003 · wf-form4_154750417099674.xml · nonDerivative · entry 1 Simpson Alistair · CIK 0001762885 · General Manager, CS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.