Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVITA Medical, Inc.RCEL · Entity 5905 | Director | June 30, 2020 | July 10, 2020 |
| Enovis CORPENOV · Entity 4797 | Director · Chief Executive Officer | September 04, 2026 | September 05, 2026 |
| LivaNova PLCLIVN · Entity 507 | Director · CEO | March 30, 2023 | April 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVITA Medical, Inc.
Report date June 30, 2020 · Filed July 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,310 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,310 F1: Reflects 81,550 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 81,550 CDIs, which translate into 16,310 of the shares of Common Stock set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 81,550 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 81,550 CDIs, which translate into 16,310 of the shares of Common Stock set forth above.
Enovis CORP
Report date September 04, 2026 · Filed September 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.001SEC Table I · non-derivative | Direct | 247,077 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 13,035 · Balance 247,077 F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
LivaNova PLC
Report date March 30, 2023 · Filed April 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 111,847 |
Reported balance
After 2023-03-30 transaction · row 1
1 source rowRow 1 · 2023-03-30 · Sale · Disposed 2,220 · Balance 111,847 F1: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 5, 2026 01:00 UTC | Enovis CORP ENOV · Entity 4797 | PurchaseCommon stock, par value $0.001 | 13,035 | $19.15 | $249,620.25 |
DisclosureSEC source: 0001193125-26-384027 · ownership.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,077 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 12, 2026 Filed May 15, 2026 01:00 UTC | Enovis CORP ENOV · Entity 4797 | Tax withholdingCommon stock, par value $0.001 | 12,634 | $25.99 | $328,357.66 |
DisclosureSEC source: 0001193125-26-224739 · ownership.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,042 F1 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the reporting person. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 01:30 UTC | Enovis CORP ENOV · Entity 4797 | GrantCommon stock, par value $0.001 | 143,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-100840 · ownership.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,676 F1 · shares: This award represents restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 11, 2025 Filed Sep 11, 2025 21:59 UTC | Enovis CORP ENOV · Entity 4797 | PurchaseCommon stock, par value $0.001 | 6,457 | $30.97 | $199,973.29 |
DisclosureSEC source: 0000950170-25-114315 · ownership.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,753 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $30.73 to $31.16, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 12, 2025 Filed May 14, 2025 10:30 UTC | Enovis CORP ENOV · Entity 4797 | GrantCommon stock, par value $0.001 | 96,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-070898 · ownership.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,296 F1 · shares: This award represents restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 81,613 | $0.00 Strike: $42.71 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 17 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,613 Underlying: Ordinary Shares · 81,613 shares Expires not disclosed F15 · derivative.exercise_date: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. F15 · derivative.expiration_date: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 38,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 16 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,416 Underlying: Ordinary Shares · 38,416 shares Expires not disclosed F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F14 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F14 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 19,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 15 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,208 Underlying: Ordinary Shares · 19,208 shares Expires not disclosed F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F13 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F13 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 19,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 14 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,208 Underlying: Ordinary Shares · 19,208 shares Expires not disclosed F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F12 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F12 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 38,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 13 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,416 Underlying: Ordinary Shares · 38,416 shares Expires not disclosed F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement. F10 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. F10 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 12 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,712 Underlying: Ordinary Shares · 4,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 11 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,238 Underlying: Ordinary Shares · 5,119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 10 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,606 Underlying: Ordinary Shares · 8,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · derivative · entry 9 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,149 | $42.71 | $91,783.79 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 8 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,067 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 7 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,406 | $42.71 | $102,760.26 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 6 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,645 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 5 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,046 | $42.71 | $172,804.66 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 4 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,932 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,511 | $42.71 | $64,534.81 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,371 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000029 · wf-form4_168055917072251.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 28, 2023 20:17 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,220 | $42.55 | $94,461.00 |
DisclosureSEC source: 0001639691-23-000041 · wf-form4_168271303411155.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,847 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:11 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 10,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · derivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, the reporting person received a grant of 34,427 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired. F6 · derivative.expiration_date: On March 30, 2020, the reporting person received a grant of 34,427 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:11 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 25,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · derivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 25,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 34,427 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired. F4 · derivative.expiration_date: On March 30, 2020, the reporting person was granted 34,427 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:11 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,968 | $47.99 | $238,414.32 |
DisclosureSEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,669 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:11 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 10,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:11 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 11,812 | $47.99 | $566,857.88 |
DisclosureSEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,068 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:11 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 25,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:28 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,220 | $54.56 | $121,123.20 |
DisclosureSEC source: 0001639691-22-000120 · wf-form4_167148522676620.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,749 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 35,483 | $0.00 Strike: $82.04 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 15 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,483 Underlying: Ordinary Shares · 35,483 shares Expires not disclosed F14 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F14 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 9,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 14 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 Underlying: Ordinary Shares · 9,141 shares Expires not disclosed F10 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 18,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 13 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,283 Underlying: Ordinary Shares · 18,283 shares Expires not disclosed F10 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 9,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 12 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 Underlying: Ordinary Shares · 9,141 shares Expires not disclosed F10 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's cumulative adjusted free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's cumulative adjusted free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 18,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 11 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,283 Underlying: Ordinary Shares · 18,283 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F9 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F9 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 10 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,357 Underlying: Ordinary Shares · 5,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F8 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 9 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,213 Underlying: Ordinary Shares · 8,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 8 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,213 Underlying: Ordinary Shares · 3,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,407 | $81.50 | $196,170.50 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 7 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,969 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,046 | $81.50 | $329,749.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,256 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,511 | $81.50 | $123,146.50 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,695 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 21:16 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,784 | $81.50 | $226,896.00 |
DisclosureSEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,993 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 9, 2021. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:35 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000027 · wf-form4_164752768925031.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:35 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,496 | $72.89 | $109,043.44 |
DisclosureSEC source: 0001639691-22-000027 · wf-form4_164752768925031.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,777 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:35 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000027 · wf-form4_164752768925031.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · derivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,490 Underlying: Ordinary Shares · 5,252 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 10,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · derivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,476 Underlying: Ordinary Shares · 10,238 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 10,238 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.