Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LivaNova PLC
Report date January 15, 2019 · Filed January 17, 2019
Section 16 reporting ended · disclosed 2019-01-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 27,929 |
Reported balance
After 2019-01-15 transaction · row 1
1 source rowRow 1 · 2019-01-15 · Sale · Disposed 1,500 · Balance 27,929 F1: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2: Represents weighted average selling price. Securities sold through approximately 14 separate sales on the transaction date at prices ranging from $90.37 to $91.275. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.
F2: Represents weighted average selling price. Securities sold through approximately 14 separate sales on the transaction date at prices ranging from $90.37 to $91.275. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2019 Filed Jan 17, 2019 16:03 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $90.91 | $136,366.65 |
DisclosureSEC source: 0001639691-19-000005 · wf-form4_154775900255805.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,929 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 14 separate sales on the transaction date at prices ranging from $90.37 to $91.275. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 17:23 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $92.12 | $138,180.00 |
DisclosureSEC source: 0001639691-18-000124 · wf-form4_154517180235685.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,429 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $91.30 to $93.18. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 13:30 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $119.23 | $178,852.05 |
DisclosureSEC source: 0001639691-18-000113 · wf-form4_154265224291665.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,929 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $116.72 to $120.37. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:25 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $112.83 | $169,250.25 |
DisclosureSEC source: 0001639691-18-000096 · wf-form4_153981152428845.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,429 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through 17 separate sales on the transaction date at prices ranging from $111.785 to $113.79. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 17:15 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $123.43 | $185,149.50 |
DisclosureSEC source: 0001639691-18-000090 · wf-form4_153739173861298.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,929 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $123.01 to $123.72. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:20 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $121.62 | $182,436.15 |
DisclosureSEC source: 0001639691-18-000088 · wf-form4_153452998530859.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,429 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through 16 separate sales on the transaction date at prices ranging from $120.97 to $122.99. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 15:30 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $102.04 | $153,062.85 |
DisclosureSEC source: 0001639691-18-000078 · wf-form4_153194222119382.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,929 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $100.98 to $102.73. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:16 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $104.46 | $156,697.05 |
DisclosureSEC source: 0001639691-18-000069 · wf-form4_152943939803041.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,429 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $103.945 to $104.95. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2018 Filed May 17, 2018 12:41 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $84.48 | $126,718.20 |
DisclosureSEC source: 0001639691-18-000049 · wf-form4_152657526326876.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,929 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 16 separate sales on the transaction date at prices ranging from $84.23 to $84.71. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2018 Filed May 8, 2018 11:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000046 · wf-form4_152579327146200.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,840 Underlying: Restricted Stock Units · 877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5,2017, reporting person was granted 3,505 RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. F4 · derivative.expiration_date: On May 5,2017, reporting person was granted 3,505 RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. Read SEC document |
| May 05, 2018 Filed May 8, 2018 11:28 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 270 | $83.57 | $22,563.90 |
DisclosureSEC source: 0001639691-18-000046 · wf-form4_152579327146200.xml · nonDerivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,429 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the May 5,2018 vesting of 877 RSUs. Read SEC document |
| May 05, 2018 Filed May 8, 2018 11:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000046 · wf-form4_152579327146200.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 21:51 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $86.81 | $130,222.05 |
DisclosureSEC source: 0001639691-18-000038 · wf-form4_152401624690872.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,822 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $86.18 to $87.14. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:39 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 2,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 5 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,717 Underlying: Performance Stock Units · 2,234 shares Expires not disclosed F5 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F9 · derivative.exercise_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F9 · derivative.expiration_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:39 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 2,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 4 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,483 Underlying: Performance Stock Units · 2,234 shares Expires not disclosed F7 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:39 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 7,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,722 Underlying: Stock Appreciation Rights · 7,287 shares Expires not disclosed F5 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F6 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. F6 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:39 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,249 Underlying: Restricted Stock Units · 2,234 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:39 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,500 | $88.17 | $132,247.95 |
DisclosureSEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017. F2 · price: Represents weighted average selling price. Securities sold through approximately 13 separate sales on the transaction date at prices ranging from $87.84 to $88.83. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 09:57 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000022 · wf-form4a_152094942218578.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,015 Underlying: Common Stock · 5,208 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20%, each, on March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 09:57 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,226 | $87.55 | $107,336.30 |
DisclosureSEC source: 0001639691-18-000022 · wf-form4a_152094942218578.xml · nonDerivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,822 F1 · balance_after: Form 4 amended to correct the number of securities beneficially owned following reported transaction(s). Incorrect number shown on initial Form 4. Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 09:57 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000022 · wf-form4a_152094942218578.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Form 4 amended to correct the number of securities beneficially owned following reported transaction(s). Incorrect number shown on initial Form 4. Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 09:36 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000021 · wf-form4_152094815642483.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,015 Underlying: Common Stock · 5,208 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20%, each, on March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 09:36 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,226 | $87.55 | $107,336.30 |
DisclosureSEC source: 0001639691-18-000021 · wf-form4_152094815642483.xml · nonDerivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,416 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 11, 2018 vesting of 5,208 restricted stock units (RSUs). Read SEC document |
| March 11, 2018 Filed Mar 13, 2018 09:36 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000021 · wf-form4_152094815642483.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:27 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 2,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000020 · wf-form4_152029241580402.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,223 Underlying: Ordinary Shares · 2,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 10,515 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 10,515 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:27 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 708 | $89.57 | $63,415.56 |
DisclosureSEC source: 0001639691-18-000020 · wf-form4_152029241580402.xml · nonDerivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,840 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 2,629 RSUs. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:27 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 2,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000020 · wf-form4_152029241580402.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:03 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 10,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000039 · wf-form4_149436738303587.xml · derivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,515 Underlying: Ordinary Shares · 10,515 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first the three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first the three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:03 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 3,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000039 · wf-form4_149436738303587.xml · derivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,505 Underlying: Ordinary Shares · 3,505 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 12:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011863 · doc1.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · SR VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,832 Underlying: Ordinary Shares · 5,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. F2 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 12:04 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,464 | $49.22 | $72,050.76 |
DisclosureSEC source: 0001140361-17-011863 · doc1.xml · nonDerivative · entry 2 WISE DAVID S · CIK 0001263257 · SR VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,919 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 11, 2017 vesting of 5,209 RSUs. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 12:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-011863 · doc1.xml · nonDerivative · entry 1 WISE DAVID S · CIK 0001263257 · SR VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.