Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LivaNova PLC
Report date June 29, 2021 · Filed July 01, 2021
Section 16 reporting ended · disclosed 2021-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 5,266 |
Reported balance
After 2021-06-29 transaction · row 1
1 source rowRow 1 · 2021-06-29 · Exercise / conversion · Acquired 2,337 · Balance 5,266 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-29 · Exercise / conversion · Disposed 2,337 · Balance 0 F2: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F3: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F4: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F3: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.
F4: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2021 Filed Jul 1, 2021 18:57 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000075 · wf-form4_162518019311683.xml · derivative · entry 2 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 18:57 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000075 · wf-form4_162518019311683.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:28 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000084 · wf-form4_159363523115287.xml · derivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 17:44 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000069 · wf-form4_159286223317159.xml · derivative · entry 3 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 17:44 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 675 | $48.29 | $32,595.75 |
DisclosureSEC source: 0001639691-20-000069 · wf-form4_159286223317159.xml · nonDerivative · entry 2 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,345 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 17:44 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000069 · wf-form4_159286223317159.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 18, 2020 Filed Nov 6, 2020 18:48 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 91 | $48.29 | $4,394.39 |
DisclosureSEC source: 0001639691-20-000122 · wf-form4a_160470647430651.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,929 F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 16:48 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000100 · wf-form4_156106370717777.xml · derivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Ordinary Shares · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:27 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000089 · wf-form4_156088965017896.xml · derivative · entry 3 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019. F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:27 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 472 | $71.93 | $33,950.96 |
DisclosureSEC source: 0001639691-19-000089 · wf-form4_156088965017896.xml · nonDerivative · entry 2 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:27 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000089 · wf-form4_156088965017896.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000119 · wf-form4_154516800285373.xml · derivative · entry 3 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048 Underlying: Ordinary Shares · 1,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F3 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018. F3 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on December 15, 2018. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:20 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 771 | $94.45 | $72,820.95 |
DisclosureSEC source: 0001639691-18-000119 · wf-form4_154516800285373.xml · nonDerivative · entry 2 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000119 · wf-form4_154516800285373.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 17:01 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $115.65 | $115,650.10 |
DisclosureSEC source: 0001639691-18-000108 · wf-form4_154154167329691.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:21 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000071 · wf-form4_152943965632177.xml · derivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763 Underlying: Ordinary Shares · 1,048 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan and the award agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan and the award agreement. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 16:21 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,000 | $97.01 | $97,013.20 |
DisclosureSEC source: 0001639691-18-000063 · wf-form4_152883485138307.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: Represents weighted average selling price. Securities sold through approximately 3 separate sales on the transaction date at prices ranging from $96.9818 to $97.03. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:51 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000107 · wf-form4_151372028276443.xml · derivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Underlying: Common Stock · 1,715 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 13:03 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 1,830 | $88.00 | $161,040.00 |
DisclosureSEC source: 0001639691-17-000101 · wf-form4_151206497307930.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:54 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · derivative · entry 3 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:54 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · nonDerivative · entry 2 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:54 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | LivaNova PLC LIVN · Entity 507 | SaleCommon Stock | 3,215 | $55.89 | $179,672.85 |
DisclosureSEC source: 0001639691-17-000036 · wf-form4_149435644123460.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $55.67 to $56.28. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.