person · Reporting owner
Skeffington Keyna Pidcock
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LivaNova PLCLIVN · Entity 507 | General Counsel | September 15, 2022 | September 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LivaNova PLC
Report date September 15, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 8,090 |
Ending reported balance
After 2022-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-15 · Exercise / conversion · Acquired 300 · Balance 8,231 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 2 · 2022-09-15 · Tax withholding · Disposed 141 · Balance 8,090 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-15 · Exercise / conversion · Disposed 300 · Balance 0 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 19, 2022 16:49 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000090 · wf-form4_166362056990527.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:49 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 141 | $56.80 | $8,008.80 |
DisclosureSEC source: 0001639691-22-000090 · wf-form4_166362056990527.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,090 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:49 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000090 · wf-form4_166362056990527.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 16:02 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 9 | $62.47 | $562.23 |
DisclosureSEC source: 0001639691-22-000072 · wf-form4_165705133372950.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. F2 · price: Matching Shares acquired under the ESPP under which LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP). Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 16:02 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000072 · wf-form4_165705133372950.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,922 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 7,096 | $0.00 Strike: $82.04 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 14 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,096 Underlying: Ordinary Shares · 7,096 shares Expires not disclosed F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 13 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Ordinary Shares · 1,523 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 3,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 12 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047 Underlying: Ordinary Shares · 3,047 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 11 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Ordinary Shares · 1,523 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F10 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 3,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 10 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047 Underlying: Ordinary Shares · 3,047 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 9 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 Underlying: Ordinary Shares · 853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 8 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Ordinary Shares · 1,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 7 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578 Underlying: Ordinary Shares · 578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 401 | $81.50 | $32,681.50 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 6 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,903 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 5 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 674 | $81.50 | $54,931.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 4 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,451 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 272 | $81.50 | $22,168.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,691 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 10:12 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 10:32 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000026 · wf-form4_164752754119668.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 10:32 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 216 | $72.89 | $15,744.24 |
DisclosureSEC source: 0001639691-22-000026 · wf-form4_164752754119668.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,385 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 10:32 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000026 · wf-form4_164752754119668.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:52 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · derivative · entry 5 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581 Underlying: Ordinary Shares · 875 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:52 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · derivative · entry 4 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:52 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:52 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 364 | $77.38 | $28,166.32 |
DisclosureSEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,142 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:52 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000020 · wf-form4_164635513376763.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:13 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000001 · wf-form4_164133422549005.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,732 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. F2 · price: Matching Shares acquired under the ESPP under which LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:13 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 14 | $85.27 | $1,193.78 |
DisclosureSEC source: 0001639691-22-000001 · wf-form4_164133422549005.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,725 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 08:56 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000099 · wf-form4_163188339620101.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Ordinary Shares · 301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 08:56 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 142 | $84.97 | $12,065.74 |
DisclosureSEC source: 0001639691-21-000099 · wf-form4_163188339620101.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,711 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 08:56 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000099 · wf-form4_163188339620101.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 18:44 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000070 · wf-form4_162517945942265.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,552 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. F2 · price: Matching Shares acquired under the ESPP under which LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP). Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 18:44 UTC | LivaNova PLC LIVN · Entity 507 | OtherOrdinary Shares | 18 | $66.21 | $1,191.78 |
DisclosureSEC source: 0001639691-21-000070 · wf-form4_162517945942265.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,543 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 18:22 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000059 · wf-form4_162379571404437.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,146 shares Expires 2021-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On June 12, 2017, reporting person was granted RSUs on subject to a four-year vesting schedule, the first vesting for which occurred on June 12, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · derivative.expiration_date: On June 12, 2017, reporting person was granted RSUs on subject to a four-year vesting schedule, the first vesting for which occurred on June 12, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 18:22 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 539 | $81.79 | $44,084.81 |
DisclosureSEC source: 0001639691-21-000059 · wf-form4_162379571404437.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 18:22 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000059 · wf-form4_162379571404437.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F2 · balance_after: This number reflects the total amount of securities beneficially owned following this reported transaction and includes the addition of one (1) share omitted from a previous Form 4 filing due to an administrative error. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 8,437 | $0.00 Strike: $73.25 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 11 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437 Underlying: Ordinary Shares · 8,437 shares Expires not disclosed F12 · derivative.exercise_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F12 · derivative.expiration_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 3,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 10 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 3,412 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 9 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F10 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 8 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F9 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F9 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 3,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 7 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 3,412 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 6 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,302 Underlying: Ordinary Shares · 1,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · derivative · entry 5 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156 Underlying: Ordinary Shares · 578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 675 | $73.54 | $49,639.50 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 4 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,919 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 272 | $73.54 | $20,002.88 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,159 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000028 · wf-form4_161731218070461.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 16:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000023 · wf-form4_161601174486503.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459 Underlying: Restricted Stock Units · 460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: The reporting person was granted RSUs on March 15, 2018, subject to a four-year vesting schedule, which began on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: The reporting person was granted RSUs on March 15, 2018, subject to a four-year vesting schedule, which began on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 16:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 217 | $76.76 | $16,656.92 |
DisclosureSEC source: 0001639691-21-000023 · wf-form4_161601174486503.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,853 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.