Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Artiva Biotherapeutics, Inc.ARTV · Entity 5404 | Chief Financial Officer | March 10, 2026 | March 10, 2026 |
| LivaNova PLCLIVN · Entity 507 | Chief Financial Officer | May 23, 2020 | May 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Artiva Biotherapeutics, Inc.
Report date March 10, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 220,000 |
Reported balance
After 2026-03-10 transaction · row 1
1 source rowRow 1 · 2026-03-10 · Grant · Acquired 220,000 · Balance 220,000 F1: Represents restricted stock unit award granted under the Issuer's 2025 Inducement Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock unit award granted under the Issuer's 2025 Inducement Plan.
LivaNova PLC
Report date May 23, 2020 · Filed May 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 27,005 |
Ending reported balance
After 2020-05-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-23 · Exercise / conversion · Acquired 9,907 · Balance 31,662 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 2 · 2020-05-23 · Tax withholding · Disposed 4,657 · Balance 27,005 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 75,452 |
Reported balance
After 2020-05-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-23 · Exercise / conversion · Disposed 9,907 · Balance 75,452 F3: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2026 Filed Mar 10, 2026 20:47 UTC | Artiva Biotherapeutics, Inc. ARTV · Entity 5404 | GrantCommon Stock | 220,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-100294 · ownership.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,000 F1 · shares: Represents restricted stock unit award granted under the Issuer's 2025 Inducement Plan. Read SEC document |
| May 23, 2020 Filed May 27, 2020 21:18 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 9,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000061 · wf-form4_159061426945465.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,452 Underlying: Ordinary Shares · 9,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the award agreement. Read SEC document |
| May 23, 2020 Filed May 27, 2020 21:18 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,657 | $50.92 | $237,134.44 |
DisclosureSEC source: 0001639691-20-000061 · wf-form4_159061426945465.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,005 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 23, 2020 Filed May 27, 2020 21:18 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 9,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000061 · wf-form4_159061426945465.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000060 · wf-form4_159009145362791.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,359 Underlying: Ordinary Shares · 1,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period and the award agreement. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:04 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 750 | $52.27 | $39,202.50 |
DisclosureSEC source: 0001639691-20-000060 · wf-form4_159009145362791.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,755 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000060 · wf-form4_159009145362791.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 31,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · derivative · entry 7 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,987 Underlying: Ordinary Shares · 31,407 shares Expires not disclosed F9 · derivative.exercise_price: $43.57 Conversion or Exercise Price of Derivative Security. F10 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. F10 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 11,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · derivative · entry 6 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,954 Underlying: Ordinary Shares · 11,475 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 30, 2020, reporting person was granted 11,475 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F8 · derivative.expiration_date: On March 30, 2020, reporting person was granted 11,475 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 11,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · derivative · entry 5 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,479 Underlying: Ordinary Shares · 11,475 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted 11,475 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted 11,475 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 11,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · derivative · entry 4 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,004 Underlying: Ordinary Shares · 11,475 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,529 Underlying: Ordinary Shares · 1,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 431 | $45.75 | $19,718.25 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,910 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:38 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000037 · wf-form4_158578790612173.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Share(s)) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 22:52 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000025 · wf-form4_158448551055160.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,815 Underlying: Ordinary Shares · 1,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 22:52 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 356 | $57.18 | $20,356.08 |
DisclosureSEC source: 0001639691-20-000025 · wf-form4_158448551055160.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,055 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 22:52 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000025 · wf-form4_158448551055160.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:31 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000021 · wf-form4_158327107578268.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,876 Underlying: Ordinary Shares · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:31 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,603 | $69.72 | $111,761.16 |
DisclosureSEC source: 0001639691-20-000021 · wf-form4_158327107578268.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,350 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:31 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000021 · wf-form4_158327107578268.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 20:02 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,000 | $81.49 | $162,980.00 |
DisclosureSEC source: 0001639691-19-000124 · wf-form4_156581290740942.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 15, 2019. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:53 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,000 | $75.00 | $150,000.00 |
DisclosureSEC source: 0001639691-19-000109 · wf-form4_156140961934924.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,169 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 15, 2019. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 9,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000081 · wf-form4_155907415993018.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,660 Underlying: Ordinary Shares · 9,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the RSU Agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 3,319 | $71.36 | $236,843.84 |
DisclosureSEC source: 0001639691-19-000081 · wf-form4_155907415993018.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,169 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 9,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000081 · wf-form4_155907415993018.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 20, 2019 Filed May 22, 2019 21:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000079 · wf-form4_155855909243648.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,285 Underlying: Ordinary Shares · 1,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period and the RSU Agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| May 20, 2019 Filed May 22, 2019 21:05 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 534 | $72.09 | $38,496.06 |
DisclosureSEC source: 0001639691-19-000079 · wf-form4_155855909243648.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,581 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 20, 2019 Filed May 22, 2019 21:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000079 · wf-form4_155855909243648.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:04 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 15,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 4 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,580 Underlying: Stock Appreciation Rights · 15,743 shares Expires not disclosed F6 · derivative.exercise_price: 97.25 Conversion or Exercise Price of Derivative Security. F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:04 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 5,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,161 Underlying: Ordinary Shares · 5,141 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:04 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 5,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,020 Underlying: Ordinary Shares · 5,141 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:04 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 5,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,879 Underlying: Ordinary Shares · 5,141 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:08 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000041 · wf-form4_155302967861726.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,738 Underlying: Ordinary Shares · 1,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:08 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 355 | $95.84 | $34,023.20 |
DisclosureSEC source: 0001639691-19-000041 · wf-form4_155302967861726.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,521 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:08 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000041 · wf-form4_155302967861726.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:31 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000019 · wf-form4_155182148753988.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,799 Underlying: Ordinary Shares · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:31 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,602 | $96.02 | $153,824.04 |
DisclosureSEC source: 0001639691-19-000019 · wf-form4_155182148753988.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,815 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:31 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000019 · wf-form4_155182148753988.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 9,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000053 · wf-form4_152727387760472.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,583 Underlying: Restricted Stock Units · 9,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 23, 2017, subject to continued service during the vesting period. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,656 | $83.95 | $390,871.20 |
DisclosureSEC source: 0001639691-18-000053 · wf-form4_152727387760472.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,633 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the May 23, 2018 vesting of 9,907 RSUs. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 9,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000053 · wf-form4_152727387760472.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 20, 2018 Filed May 22, 2018 20:14 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000050 · wf-form4_152702005749559.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,490 Underlying: Restricted Stock Units · 1,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 20, 2017, subject to continued service during the vesting period. Read SEC document |
| May 20, 2018 Filed May 22, 2018 20:14 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 749 | $83.86 | $62,811.14 |
DisclosureSEC source: 0001639691-18-000050 · wf-form4_152702005749559.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the May 20, 2018 vesting of 1,595 RSUs. Read SEC document |
| May 20, 2018 Filed May 22, 2018 20:14 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000050 · wf-form4_152702005749559.xml · nonDerivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:41 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 4,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 4 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,085 Underlying: Performance Stock Units · 4,243 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F6 · derivative.exercise_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F6 · derivative.expiration_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:41 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 4,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,842 Underlying: Performance Stock Units · 4,243 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F5 · derivative.exercise_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:41 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 13,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,837 Underlying: Stock Appreciation Rights · 13,837 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:41 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 4,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,599 Underlying: Restricted Stock Units · 4,243 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018 subject to continued service during the vesting period. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018 subject to continued service during the vesting period. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:06 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000017 · wf-form4_152028759504190.xml · derivative · entry 3 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,356 Underlying: Ordinary Shares · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F4 · derivative.exercise_date: On May 20, 2017, reporting person was granted 19, 135 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 20, 2017, reporting person was granted 19, 135 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:06 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,248 | $89.57 | $201,353.36 |
DisclosureSEC source: 0001639691-18-000017 · wf-form4_152028759504190.xml · nonDerivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,536 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 4,784 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.