Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LivaNova PLCLIVN · Entity 507 | Chief Accounting Officer | March 30, 2020 | April 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LivaNova PLC
Report date March 30, 2020 · Filed April 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 3,277 |
Ending reported balance
After 2020-03-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-30 · Exercise / conversion · Acquired 257 · Balance 3,338 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Share(s)) of LivaNova PLC (the Company), GBP 1.00 par value. Row 2 · 2020-03-30 · Tax withholding · Disposed 61 · Balance 3,277 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,012 |
Reported balance
After 2020-03-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-30 · Exercise / conversion · Disposed 257 · Balance 7,012 F3: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,594 |
Reported balance
After 2020-03-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-30 · Grant · Acquired 2,582 · Balance 9,594 F3: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,176 |
Reported balance
After 2020-03-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-30 · Grant · Acquired 2,582 · Balance 12,176 F6: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F7: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,758 |
Reported balance
After 2020-03-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-03-30 · Grant · Acquired 2,582 · Balance 14,758 F6: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F8: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security | Direct | 29,676 |
Reported balance
After 2020-03-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-03-30 · Grant · Acquired 7,066 · Balance 29,676 F9: $43.57 Conversion or Exercise Price of Derivative Security. F10: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Share(s)) of LivaNova PLC (the Company), GBP 1.00 par value.
F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement.
F5: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement.
F6: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.
F7: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.
F8: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.
F9: $43.57 Conversion or Exercise Price of Derivative Security.
F10: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 7,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · derivative · entry 7 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,676 Underlying: Ordinary Shares · 7,066 shares Expires not disclosed F9 · derivative.exercise_price: $43.57 Conversion or Exercise Price of Derivative Security. F10 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. F10 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 2,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · derivative · entry 6 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,758 Underlying: Ordinary Shares · 2,582 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F8 · derivative.expiration_date: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 2,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · derivative · entry 5 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,176 Underlying: Ordinary Shares · 2,582 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted 2,582 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · derivative · entry 4 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,594 Underlying: Ordinary Shares · 2,582 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 Underlying: Ordinary Shares · 257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 61 | $45.75 | $2,790.75 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,277 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:34 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000035 · wf-form4_158578766985366.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Share(s)) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 19:00 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000028 · wf-form4_158448601238642.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,269 Underlying: Ordinary Shares · 283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 19:00 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 84 | $57.18 | $4,803.12 |
DisclosureSEC source: 0001639691-20-000028 · wf-form4_158448601238642.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,081 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 19:00 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000028 · wf-form4_158448601238642.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:39 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000024 · wf-form4_158327153222610.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552 Underlying: Ordinary Shares · 754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:39 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 224 | $69.72 | $15,617.28 |
DisclosureSEC source: 0001639691-20-000024 · wf-form4_158327153222610.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,882 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:39 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000024 · wf-form4_158327153222610.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000123 · wf-form4_156520854685909.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,306 Underlying: Ordinary Shares · 605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period and the RSU Agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 148 | $77.00 | $11,396.00 |
DisclosureSEC source: 0001639691-19-000123 · wf-form4_156520854685909.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,352 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000123 · wf-form4_156520854685909.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:36 UTC | LivaNova PLC LIVN · Entity 507 | GrantOrdinary Shares | 159 | $61.17 | $9,726.03 |
DisclosureSEC source: 0001639691-19-000111 · wf-form4_156209978276554.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,895 F1 · kind: These shares were acquired under the LivaNova Employee Stock Purchase Plan in transaction that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 3,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000057 · wf-form4_155423593926647.xml · derivative · entry 4 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,610 Underlying: Ordinary Shares · 3,148 shares Expires not disclosed F6 · derivative.exercise_price: 97.25 Conversion or Exercise Price of Derivative Security. F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000057 · wf-form4_155423593926647.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,911 Underlying: Ordinary Shares · 1,028 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,028 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,028 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000057 · wf-form4_155423593926647.xml · derivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,883 Underlying: Ordinary Shares · 1,028 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,028 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,028 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:12 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000057 · wf-form4_155423593926647.xml · derivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,855 Underlying: Ordinary Shares · 1,028 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000046 · wf-form4_155303079759519.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,827 Underlying: Ordinary Shares · 283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:26 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 66 | $95.84 | $6,325.44 |
DisclosureSEC source: 0001639691-19-000046 · wf-form4_155303079759519.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000046 · wf-form4_155303079759519.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:46 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000021 · wf-form4_155182236608497.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,110 Underlying: Ordinary Shares · 754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:46 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 223 | $96.02 | $21,412.46 |
DisclosureSEC source: 0001639691-19-000021 · wf-form4_155182236608497.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:46 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000021 · wf-form4_155182236608497.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:17 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionStock Appreciation Rights · Derivative | 4,300 | $0.00 Strike: $61.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · derivative · entry 5 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 Underlying: Ordinary Shares · 4,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"), subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, August 5, 2016. F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"), subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, August 5, 2016. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:17 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,058 | $121.61 | $250,276.67 |
DisclosureSEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 4 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988 F3 · price: Represents weighted average selling price. Securities sold through 3 separate sales on the transaction date at prices ranging from $121.4769 to $121.6483. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:17 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 522 | $121.48 | $63,412.56 |
DisclosureSEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,046 F2 · kind: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:17 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,160 | $121.48 | $262,396.80 |
DisclosureSEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,568 F1 · kind: The referenced shares were withheld from distribution at the request of reporting person to pay option exercise price. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:17 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,300 | $61.00 | $262,300.00 |
DisclosureSEC source: 0001639691-18-000087 · wf-form4_153452983178608.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2018 Filed Aug 7, 2018 20:44 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000085 · wf-form4_153368907499901.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,561 Underlying: Ordinary Shares · 604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period. Read SEC document |
| August 05, 2018 Filed Aug 7, 2018 20:44 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 147 | $121.49 | $17,859.03 |
DisclosureSEC source: 0001639691-18-000085 · wf-form4_153368907499901.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| August 05, 2018 Filed Aug 7, 2018 20:44 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001639691-18-000085 · wf-form4_153368907499901.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:43 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 4 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,427 Underlying: Performance Stock Units · 1,131 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F6 · derivative.exercise_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F6 · derivative.expiration_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:43 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,296 Underlying: Performance Stock Units · 1,131 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F5 · derivative.exercise_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:43 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,762 Underlying: Ordinary Shares · 3,690 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:43 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,165 Underlying: Restricted Stock Units · 1,131 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000019 · wf-form4_152028812829284.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,034 Underlying: Ordinary Shares · 754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 2,975 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the February 28, 2018, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting is 101.4% of Target Net Income. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 2,975 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the February 28, 2018, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting is 101.4% of Target Net Income. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 223 | $89.57 | $19,974.11 |
DisclosureSEC source: 0001639691-18-000019 · wf-form4_152028812829284.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 754 RSUs. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000019 · wf-form4_152028812829284.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:50 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,788 Underlying: Common Stock · 605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:50 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingCommon Stock | 165 | $60.41 | $9,967.65 |
DisclosureSEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 605 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:50 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
| May 05, 2017 Filed May 9, 2017 17:58 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 10,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000038 · wf-form4_149436711687155.xml · derivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,439 Underlying: Ordinary Shares · 10,439 shares Expires not disclosed F4 · derivative.exercise_price: $56.17 Conversion or Exercise Price of Derivative Security F5 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of May 5, 2017. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the Plan Administrator. F5 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of May 5, 2017. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the Plan Administrator. Read SEC document |
| May 05, 2017 Filed May 9, 2017 17:58 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 2,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000038 · wf-form4_149436711687155.xml · derivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975 Underlying: Ordinary Shares · 2,975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net income, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting ranges from 0 to 175% of the number in column 5, on overachievement of 125% of Target Net Income. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net sales target (Target Net Sales), at which 50% of the RSUs become eligible for vesting. The number of RSUs eligible for vesting ranges from 0 to 175%, on overachievement of 125% of Target Net Sales. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Sales. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net income, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting ranges from 0 to 175% of the number in column 5, on overachievement of 125% of Target Net Income. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net sales target (Target Net Sales), at which 50% of the RSUs become eligible for vesting. The number of RSUs eligible for vesting ranges from 0 to 175%, on overachievement of 125% of Target Net Sales. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Sales. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.