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Nasdaq · USD

LIVN

LivaNova PLC

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507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2019 Filed Dec 5, 2019 01:59 UTC SaleOrdinary Shares 1,000 $83.71 $83,710.00
Disclosure

SEC source: 0001639691-19-000154 · wf-form4_157551114545667.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,016

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 09:27 UTC SaleOrdinary Shares 3,000 $80.00 $240,000.00
Disclosure

SEC source: 0001639691-19-000153 · wf-form4_157477841201854.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,352

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:46 UTC Exercise / conversionRestricted Stock Units · Derivative 16,745 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · derivative · entry 4

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,054

Underlying: Ordinary Shares · 16,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016, subject to continued service during the vesting period and the RSU Agreement.

F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:46 UTC Tax withholdingOrdinary Shares 8,503 $71.05 $604,138.15
Disclosure

SEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · nonDerivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,016

F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:46 UTC Exercise / conversionOrdinary Shares 16,745 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:46 UTC SaleOrdinary Shares 1,000 $74.40 $74,400.00
Disclosure

SEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,774

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
October 18, 2019 Filed Oct 31, 2019 15:17 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionStock Appreciation Rights · Derivative 29,718 $0.00 Strike: $69.39 $0.00
Disclosure

SEC source: 0001639691-19-000146 · wf-form4_157253501542050.xml · derivative · entry 2

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,513

Underlying: Ordinary Shares · 29,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, October 19, 2015.

F1 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, October 19, 2015.

Read SEC document
October 18, 2019 Filed Oct 31, 2019 15:17 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionOrdinary Shares 29,718 $69.39 $2,062,132.02
Disclosure

SEC source: 0001639691-19-000146 · wf-form4_157253501542050.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2019 Filed Nov 1, 2019 20:58 UTC Amendment
Andrle EdwardGeneral Manager, NM
Exercise / conversionStock Appreciation Rights · Derivative 29,718 $0.00 Strike: $69.39 $0.00
Disclosure

SEC source: 0001639691-19-000147 · wf-form4a_157264189263445.xml · derivative · entry 3

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,513

Underlying: Ordinary Shares · 29,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reporting person was granted an award of SARs. Subject to the terms and conditions of the the Plan and the SAR Agreement, the SARs shall vest on the anniversary of the grant date, October 19, 2015.

F2 · derivative.expiration_date: Reporting person was granted an award of SARs. Subject to the terms and conditions of the the Plan and the SAR Agreement, the SARs shall vest on the anniversary of the grant date, October 19, 2015.

Read SEC document
October 18, 2019 Filed Nov 1, 2019 20:58 UTC Amendment
Andrle EdwardGeneral Manager, NM
Tax withholdingOrdinary Shares 28,447 $74.66 $2,123,853.02
Disclosure

SEC source: 0001639691-19-000147 · wf-form4a_157264189263445.xml · nonDerivative · entry 2

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,055

F1 · shares: Form 4 amended to show cashless exercise by the LivaNova PLC (the "Company") pursuant to the LivaNova PLC 2015 Incentive Award Plan (the "Plan") on the last business day prior to expiration of the stock appreciation rights ("SARs") whereby 28,447 shares were withheld from distribution to cover the purchase of shares and to satisfy tax liability.

Read SEC document
October 18, 2019 Filed Nov 1, 2019 20:58 UTC Amendment
Andrle EdwardGeneral Manager, NM
Exercise / conversionOrdinary Shares 29,718 $69.39 $2,062,132.02
Disclosure

SEC source: 0001639691-19-000147 · wf-form4a_157264189263445.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 18:57 UTC SaleOrdinary Shares 1,000 $73.82 $73,820.00
Disclosure

SEC source: 0001639691-19-000132 · wf-form4_157012901231458.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,774

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 18:46 UTC SaleOrdinary Shares 1,500 $84.56 $126,845.25
Disclosure

SEC source: 0001639691-19-000129 · wf-form4_156884677169932.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,352

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:52 UTC Exercise / conversionRestricted Stock Units · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000128 · wf-form4_156875714015672.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,186

Underlying: Ordinary Shares · 301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2018, subject to continued service during the vesting period.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:52 UTC Tax withholdingOrdinary Shares 142 $85.19 $12,096.98
Disclosure

SEC source: 0001639691-19-000128 · wf-form4_156875714015672.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:52 UTC Exercise / conversionOrdinary Shares 301 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000128 · wf-form4_156875714015672.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 21:47 UTC
Hebbelinck TruiChief Human Resources Officer
GrantRestricted Stock Units · Derivative 1,760 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000127 · wf-form4_156875684017159.xml · derivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,770

Underlying: Ordinary Shares · 1,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2019, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2019, subject to continued service during the vesting period and the award agreement.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 15:13 UTC SaleOrdinary Shares 1,000 $77.00 $77,000.00
Disclosure

SEC source: 0001639691-19-000126 · wf-form4_156769640122919.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,774

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 12:07 UTC SaleOrdinary Shares 1,500 $80.25 $120,375.00
Disclosure

SEC source: 0001639691-19-000125 · wf-form4_156640362235291.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,852

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 20:02 UTC
Huston Thad AllenChief Financial Officer
SaleOrdinary Shares 2,000 $81.49 $162,980.00
Disclosure

SEC source: 0001639691-19-000124 · wf-form4_156581290740942.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,169

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 15, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:09 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000123 · wf-form4_156520854685909.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

Underlying: Ordinary Shares · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:09 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 148 $77.00 $11,396.00
Disclosure

SEC source: 0001639691-19-000123 · wf-form4_156520854685909.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 16:09 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionOrdinary Shares 605 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000123 · wf-form4_156520854685909.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 22:18 UTC SaleOrdinary Shares 1,000 $77.53 $77,530.00
Disclosure

SEC source: 0001639691-19-000121 · wf-form4_156504350839387.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,774

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 18:21 UTC SaleOrdinary Shares 6,000 $80.00 $480,000.00
Disclosure

SEC source: 0001639691-19-000122 · wf-form4_156504366376559.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,352

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SaleOrdinary Shares 1,000 $72.60 $72,600.00
Disclosure

SEC source: 0001639691-19-000110 · wf-form4_156209966564521.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,774

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:39 UTC OtherOrdinary Shares 7 Not disclosed Not disclosed
Disclosure

SEC source: 0001639691-19-000112 · wf-form4_156209995473710.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481

F1 · kind: Shares acquired under the LivaNova Employee Share Program Plan (the "ESPP") from contributions by the reporting person.

F2 · price: Matching Shares acquired under the ESPP where LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP).

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:39 UTC OtherOrdinary Shares 15 $71.96 $1,079.40
Disclosure

SEC source: 0001639691-19-000112 · wf-form4_156209995473710.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474

F1 · kind: Shares acquired under the LivaNova Employee Share Program Plan (the "ESPP") from contributions by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:36 UTC
Manko Douglas JohnChief Accounting Officer
GrantOrdinary Shares 159 $61.17 $9,726.03
Disclosure

SEC source: 0001639691-19-000111 · wf-form4_156209978276554.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895

F1 · kind: These shares were acquired under the LivaNova Employee Stock Purchase Plan in transaction that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:42 UTC
Andrle EdwardGeneral Manager, NM
GrantOrdinary Shares 273 $61.17 $16,699.41
Disclosure

SEC source: 0001639691-19-000113 · wf-form4_156210014104377.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,784

F1 · kind: These shares were acquired under the LivaNova Employee Stock Purchase Plan that are exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:53 UTC
Huston Thad AllenChief Financial Officer
SaleOrdinary Shares 2,000 $75.00 $150,000.00
Disclosure

SEC source: 0001639691-19-000109 · wf-form4_156140961934924.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,169

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 15, 2019.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:42 UTC GrantRestricted Stock Units · Derivative 2,524 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000098 · wf-form4_156106331108654.xml · derivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,524

Underlying: Ordinary Shares · 2,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:56 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000104 · wf-form4_156106415028886.xml · derivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:48 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000100 · wf-form4_156106370717777.xml · derivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:46 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000099 · wf-form4_156106359777391.xml · derivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:50 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000101 · wf-form4_156106382038233.xml · derivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

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June 18, 2019 Filed Jun 20, 2019 20:57 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000105 · wf-form4_156106425222826.xml · derivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

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June 18, 2019 Filed Jun 20, 2019 20:59 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000106 · wf-form4_156106434731541.xml · derivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:52 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000102 · wf-form4_156106392311474.xml · derivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:54 UTC GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000103 · wf-form4_156106403314509.xml · derivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 16:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,762 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000092 · wf-form4_156089011198955.xml · derivative · entry 4

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 16:35 UTC Tax withholdingOrdinary Shares 793 $71.93 $57,040.49
Disclosure

SEC source: 0001639691-19-000092 · wf-form4_156089011198955.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,352

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 16:35 UTC Exercise / conversionOrdinary Shares 1,762 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000092 · wf-form4_156089011198955.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 16:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000089 · wf-form4_156088965017896.xml · derivative · entry 3

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 16:27 UTC Tax withholdingOrdinary Shares 472 $71.93 $33,950.96
Disclosure

SEC source: 0001639691-19-000089 · wf-form4_156088965017896.xml · nonDerivative · entry 2

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 16:27 UTC Exercise / conversionOrdinary Shares 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000089 · wf-form4_156088965017896.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000088 · wf-form4_156088951578635.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:25 UTC Tax withholdingOrdinary Shares 472 $71.93 $33,950.96
Disclosure

SEC source: 0001639691-19-000088 · wf-form4_156088951578635.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:25 UTC Exercise / conversionOrdinary Shares 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000088 · wf-form4_156088951578635.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,048 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000087 · wf-form4_156088937380962.xml · derivative · entry 3

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

F4 · derivative.expiration_date: Reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on June 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.