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person · Reporting owner

Enxing Seng Stacy

Disclosed activity across 2 companies

Tapewire entity
37174
SEC CIK
0001329921

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LivaNova PLCLIVN · Entity 507DirectorJune 15, 2026June 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LivaNova PLC

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect15,307 Ending reported balance After 2026-06-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-15 · Exercise / conversion · Acquired 4,042 · Balance 15,793

F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

Row 2 · 2026-06-15 · Tax withholding · Disposed 486 · Balance 15,307

F3: Shares withheld to satisfy tax liability.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-15 · Exercise / conversion · Disposed 4,042 · Balance 0

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F4: RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,383 Reported balance After 2026-06-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-15 · Grant · Acquired 2,383 · Balance 2,383

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F5: The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

F2: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F3: Shares withheld to satisfy tax liability.

F4: RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

F5: The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Hill-Rom Holdings, Inc.

Report date December 13, 2021 · Filed December 15, 2021

Section 16 reporting ended · disclosed 2021-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (03/05/2015)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-13 · Disposition to issuer · Disposed 3,339 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (03/16/2016)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-13 · Disposition to issuer · Disposed 3,385 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (09/19/2016)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-13 · Disposition to issuer · Disposed 176 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (03/14/2017)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-12-13 · Disposition to issuer · Disposed 2,762 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (03/07/2018)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-12-13 · Disposition to issuer · Disposed 2,184 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (03/06/2019)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-12-13 · Disposition to issuer · Disposed 1,762 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (02/26/2020)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-12-13 · Disposition to issuer · Disposed 1,870 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Restricted Stock Units (03/11/2021)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-12-13 · Disposition to issuer · Disposed 1,798 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-12-13 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2026 Filed Jun 17, 2026 20:08 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 2,383 $0.00 $0.00
Disclosure

SEC source: 0001639691-26-000069 · wk-form4_1781726934.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,383

Underlying: Ordinary Shares · 2,383 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F5 · derivative.exercise_date: The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

F5 · derivative.expiration_date: The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:08 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 4,042 $0.00 $0.00
Disclosure

SEC source: 0001639691-26-000069 · wk-form4_1781726934.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F4 · derivative.exercise_date: RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

F4 · derivative.expiration_date: RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:08 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 486 $79.70 $38,734.20
Disclosure

SEC source: 0001639691-26-000069 · wk-form4_1781726934.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,307

F3 · shares: Shares withheld to satisfy tax liability.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:08 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 4,042 $0.00 $0.00
Disclosure

SEC source: 0001639691-26-000069 · wk-form4_1781726934.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

F2 · price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:54 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 4,042 $0.00 $0.00
Disclosure

SEC source: 0001639691-25-000078 · wk-form4_1750193643.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,042

Underlying: Ordinary Shares · 4,042 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

F6 · derivative.exercise_date: The RSUs, granted under the 2025 Plan, vest on June 15, 2026, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

F6 · derivative.expiration_date: The RSUs, granted under the 2025 Plan, vest on June 15, 2026, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:54 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001639691-25-000078 · wk-form4_1750193643.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2015 Incentive Award Plan (the 2015 Plan) and the 2015 Plan award agreement.

F4 · derivative.exercise_date: RSUs granted under the 2015 Plan on June 15, 2024 that vested on June 15, 2025.

F4 · derivative.expiration_date: RSUs granted under the 2015 Plan on June 15, 2024 that vested on June 15, 2025.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:54 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 410 $45.76 $18,761.60
Disclosure

SEC source: 0001639691-25-000078 · wk-form4_1750193643.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,751

F3 · shares: Shares withheld to satisfy tax liability.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:54 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 3,416 $0.00 $0.00
Disclosure

SEC source: 0001639691-25-000078 · wk-form4_1750193643.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

F2 · price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2015 Incentive Award Plan (the 2015 Plan) and the 2015 Plan award agreement.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:06 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000097 · wk-form4_1718741176.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,416

Underlying: Ordinary Shares · 3,416 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ("the Plan") and the award agreement.

F5 · derivative.exercise_date: The RSUs vest on June 15, 2025, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: The RSUs vest on June 15, 2025, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:06 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000097 · wk-form4_1718741176.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ("the Plan") and the award agreement.

F4 · derivative.exercise_date: On June 15, 2023 the reporting person was granted RSUs vesting on June 15, 2024.

F4 · derivative.expiration_date: On June 15, 2023 the reporting person was granted RSUs vesting on June 15, 2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:06 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 585 $52.68 $30,817.80
Disclosure

SEC source: 0001639691-24-000097 · wk-form4_1718741176.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,745

F3 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:06 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000097 · wk-form4_1718741176.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") settled into ordinary shares of LivaNova PLC ("the Company"), GBP 1.00 par value.

F2 · price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ("the Plan") and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 445 $48.40 $21,538.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,650

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 129 $59.94 $7,732.26
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (03/11/2021) · Derivative 1,798 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 9

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (02/26/2020) · Derivative 1,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 8

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,870 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (03/06/2019) · Derivative 1,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 7

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,762 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (03/07/2018) · Derivative 2,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 6

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (03/14/2017) · Derivative 2,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 5

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,762 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (09/19/2016) · Derivative 176 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (03/16/2016) · Derivative 3,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (03/05/2015) · Derivative 3,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013223 · marketforms-54652.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F2 · price: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter, these restricted stock units, which provided for vesting on the date of grant, with delivery of the underlying shares of common stock not occurring until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the director ceases to be a member of the Board of Directors of Hill-Rom Holdings, Inc., were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:50 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000072 · wf-form4_162517980714939.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:50 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000072 · wf-form4_162517980714939.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 00:10 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000066 · wf-form4_162388859070371.xml · derivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346

Underlying: Ordinary Shares · 1,346 shares

Expires 2022-06-15

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 16:03 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantNon-Employee Restricted Stock Units (Deferred Stock Award) · Derivative 1,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000047518-21-000030 · wf-form4_161558297602330.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 1,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:18 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000081 · wf-form4_159363469181437.xml · derivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:53 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000071 · wf-form4_159286278450312.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:53 UTC LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 675 $48.29 $32,595.75
Disclosure

SEC source: 0001639691-20-000071 · wf-form4_159286278450312.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:53 UTC LivaNova PLC LIVN · Entity 507 Exercise / conversionOrdinary Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000071 · wf-form4_159286278450312.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 18, 2020 Filed Nov 6, 2020 23:38 UTC Amendment LivaNova PLC LIVN · Entity 507 Tax withholdingOrdinary Shares 41 $48.29 $1,979.89
Disclosure

SEC source: 0001639691-20-000116 · wf-form4a_160470588317782.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459

F1 · shares: Form 4 is being amended to revise the number of shares withheld from distribution to satisfy tax liability due to an administrative error.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 16:54 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantNon-Employee Restricted Stock Units (Deferred Stock Award) · Derivative 1,842 $0.00 $0.00
Disclosure

SEC source: 0000047518-20-000038 · wf-form4_158275406631953.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Underlying: Common Stock · 1,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:46 UTC LivaNova PLC LIVN · Entity 507 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000099 · wf-form4_156106359777391.xml · derivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 18 2020, subject to continued service during the vesting period and the RSU Agreement.

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March 06, 2019 Filed Mar 8, 2019 16:26 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantNon-Employee Restricted Stock Units (Deferred Stock Award) · Derivative 1,722 $0.00 $0.00
Disclosure

SEC source: 0000047518-19-000018 · wf-form4_155208035439622.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

Underlying: Common Stock · 1,722 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

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March 07, 2018 Filed Mar 9, 2018 16:56 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantNon-Employee Restricted Stock Units (Deferred Stock Award) · Derivative 2,116 $0.00 $0.00
Disclosure

SEC source: 0000047518-18-000021 · wf-form4_152063257884469.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,116

Underlying: Common Stock · 2,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

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March 14, 2017 Filed Mar 16, 2017 17:00 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantNon-Employee Restricted Stock Units (Deferred Stock Award) · Derivative 2,651 $0.00 $0.00
Disclosure

SEC source: 0000047518-17-000035 · wf-form4_148969803159802.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Common Stock · 2,651 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or exercise price of the restricted stock units is 1-for-1.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: Restricted stock units vest on the date of grant, however delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

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September 19, 2016 Filed Sep 20, 2016 18:18 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantRestricted Stock Units (Deferred Stock Award) 9/19/16 · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-013716 · marketforms-36307.xml · derivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 168 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Security is 1-for-1.

F2 · kind: Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.

F3 · derivative.exercise_date: These restricted stock units vest on the date of the grant but delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of the grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

F3 · derivative.expiration_date: These restricted stock units vest on the date of the grant but delivery of the underlying shares of common stock will not occur until the later of one year and a day from the date of the grant, or the six-month anniversary of the date that the Director ceases to be a member of the Board of Directors of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.