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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2018 Filed Dec 13, 2018 17:26 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 14,143 $29.75 $420,754.25
Disclosure

SEC source: 0001209191-18-062372 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642,572.2549

F1 · kind: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between July 1, 2018 and September 30, 2018, the reporting person acquired 679.3912 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 14:37 UTC
ADELMAN JESSICA CGroup Vice President
Tax withholdingCommon Stock 383 $28.79 $11,026.57
Disclosure

SEC source: 0001209191-18-061917 · doc4.xml · nonDerivative · entry 1

ADELMAN JESSICA C · CIK 0001654476 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,850

F1 · kind: Payment of tax liability associated with restricted stock.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:41 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 3,177 $29.17 $92,673.09
Disclosure

SEC source: 0001209191-18-061921 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,126.435

F1 · kind: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between July 1, 2018 and September 30, 2018, the reporting person acquired 60.6870 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:40 UTC
Clark Robert WSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 14,500 $0.00 Strike: $11.17 $0.00
Disclosure

SEC source: 0001209191-18-061920 · doc4.xml · derivative · entry 3

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,500 shares

Expires 2019-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:40 UTC
Clark Robert WSenior Vice President
SaleCommon Stock 14,500 $29.06 $421,370.00
Disclosure

SEC source: 0001209191-18-061920 · doc4.xml · nonDerivative · entry 2

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,586.5699

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.08, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Between July 1, 2018 and September 30, 2018, the reporting person acquired 101.3497 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:40 UTC
Clark Robert WSenior Vice President
Exercise / conversionCommon Stock 14,500 $11.17 $161,965.00
Disclosure

SEC source: 0001209191-18-061920 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,086.5699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:39 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $13.07 $0.00
Disclosure

SEC source: 0001209191-18-061919 · doc4.xml · derivative · entry 3

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:39 UTC SaleCommon Stock 5,760 $29.60 $170,507.52
Disclosure

SEC source: 0001209191-18-061919 · doc4.xml · nonDerivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,800

Read SEC document
December 07, 2018 Filed Dec 11, 2018 14:39 UTC Exercise / conversionCommon Stock 13,000 $13.07 $169,910.00
Disclosure

SEC source: 0001209191-18-061919 · doc4.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 140.984 $29.76 Strike: $0.00 $4,195.68
Disclosure

SEC source: 0001209191-18-060731 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,110.175

Underlying: Common Stock · 140.984 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:22 UTC GrantPhantom Stock - Incentive Shares · Derivative 29.583 $29.76 Strike: $0.00 $880.39
Disclosure

SEC source: 0001209191-18-060732 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,318.061

Underlying: Common Stock · 29.583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:20 UTC GrantPhantom Stock - Incentive Shares · Derivative 140.984 $29.76 Strike: $0.00 $4,195.68
Disclosure

SEC source: 0001209191-18-060730 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,110.175

Underlying: Common Stock · 140.984 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:19 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 34.887 $29.76 Strike: $0.00 $1,038.24
Disclosure

SEC source: 0001209191-18-060729 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,450.969

Underlying: Common Stock · 34.887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:18 UTC GrantPhantom Stock - Incentive Shares · Derivative 33.537 $29.76 Strike: $0.00 $998.06
Disclosure

SEC source: 0001209191-18-060727 · doc4.xml · derivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,162.436

Underlying: Common Stock · 33.537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:17 UTC GrantPhantom Stock - Incentive Shares · Derivative 42.977 $29.76 Strike: $0.00 $1,279.00
Disclosure

SEC source: 0001209191-18-060726 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178.709

Underlying: Common Stock · 42.977 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 20:02 UTC
Adcock Mary EllenGroup Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 1,850 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-18-058165 · doc4.xml · derivative · entry 3

Adcock Mary Ellen · CIK 0001676766 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,850 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 20:02 UTC
Adcock Mary EllenGroup Vice President
SaleCommon Stock 1,850 $31.21 $57,738.50
Disclosure

SEC source: 0001209191-18-058165 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,269

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 11, 2018.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 20:02 UTC
Adcock Mary EllenGroup Vice President
Exercise / conversionCommon Stock 1,850 $10.08 $18,648.00
Disclosure

SEC source: 0001209191-18-058165 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:01 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 6,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058164 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,997.528

F1 · balance_after: Between July 1, 2018 and September 30, 2018, the reporting person acquired 155.1162 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:22 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $13.07 $0.00
Disclosure

SEC source: 0001209191-18-058161 · doc4.xml · derivative · entry 4

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:22 UTC Tax withholdingCommon Stock 2,619 $31.25 $81,843.75
Disclosure

SEC source: 0001209191-18-058161 · doc4.xml · nonDerivative · entry 2

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,079

Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:22 UTC Exercise / conversionCommon Stock 13,000 $13.07 $169,910.00
Disclosure

SEC source: 0001209191-18-058161 · doc4.xml · nonDerivative · entry 1

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 14:41 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $13.07 $0.00
Disclosure

SEC source: 0001209191-18-057506 · doc4.xml · derivative · entry 3

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 14:41 UTC Tax withholdingCommon Stock 5,558 $30.57 $169,880.27
Disclosure

SEC source: 0001209191-18-057506 · doc4.xml · nonDerivative · entry 2

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,613

Read SEC document
November 06, 2018 Filed Nov 7, 2018 14:41 UTC Exercise / conversionCommon Stock 13,000 $13.07 $169,910.00
Disclosure

SEC source: 0001209191-18-057506 · doc4.xml · nonDerivative · entry 1

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 19:02 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $13.07 $0.00
Disclosure

SEC source: 0001209191-18-056644 · doc4.xml · derivative · entry 3

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 19:02 UTC SaleCommon Stock 13,000 $29.06 $377,819.00
Disclosure

SEC source: 0001209191-18-056644 · doc4.xml · nonDerivative · entry 2

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,571

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2018.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 19:02 UTC Exercise / conversionCommon Stock 13,000 $13.07 $169,910.00
Disclosure

SEC source: 0001209191-18-056644 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2018 Filed Oct 11, 2018 18:02 UTC
Kaufman Calvin JSenior Vice President
SaleCommon Stock 9,800 $27.46 $269,147.20
Disclosure

SEC source: 0001209191-18-054757 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,887.6525

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
October 11, 2018 Filed Oct 11, 2018 18:02 UTC
Kaufman Calvin JSenior Vice President
SaleCommon Stock 700 $27.50 $19,250.00
Disclosure

SEC source: 0001209191-18-054757 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,687.6525

Read SEC document
October 08, 2018 Filed Oct 9, 2018 14:51 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $13.07 $0.00
Disclosure

SEC source: 0001209191-18-054475 · doc4.xml · derivative · entry 4

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 14:51 UTC SaleCommon Stock 100 $29.19 $2,918.50
Disclosure

SEC source: 0001209191-18-054475 · doc4.xml · nonDerivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,660

Read SEC document
October 08, 2018 Filed Oct 9, 2018 14:51 UTC SaleCommon Stock 15 $29.18 $437.72
Disclosure

SEC source: 0001209191-18-054475 · doc4.xml · nonDerivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,760

Read SEC document
October 08, 2018 Filed Oct 9, 2018 14:51 UTC Exercise / conversionCommon Stock 13,000 $13.07 $169,910.00
Disclosure

SEC source: 0001209191-18-054475 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 14:03 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 646 $29.23 $18,879.35
Disclosure

SEC source: 0001209191-18-054328 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 6,805

Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:55 UTC GrantPhantom Stock · Derivative 1,324.6699 $28.78 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-18-052822 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,701.1461

Underlying: Common Stock · 1,324.6699 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 14:52 UTC
Sharp Erin SGroup Vice President
SaleCommon Stock 25,314 $29.00 $734,106.00
Disclosure

SEC source: 0001209191-18-051593 · doc4.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,097.2511

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 17:41 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Tax withholdingCommon Stock 2,023 $28.84 $58,343.32
Disclosure

SEC source: 0001209191-18-051375 · doc4.xml · nonDerivative · entry 2

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,222.4118

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 17:37 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 1,999 $28.84 $57,651.16
Disclosure

SEC source: 0001209191-18-051372 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,242.748

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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September 17, 2018 Filed Sep 18, 2018 17:39 UTC
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 1,953 $28.84 $56,324.52
Disclosure

SEC source: 0001209191-18-051373 · doc4.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,291

F1 · shares: Payment of tax liability associated with restricted stock.

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September 14, 2018 Filed Sep 17, 2018 13:54 UTC
COSSET YAELGroup Vice President
Tax withholdingCommon Stock 298 $27.80 $8,284.40
Disclosure

SEC source: 0001209191-18-051159 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,950

F1 · shares: Payment of tax liability associated with restricted stock.

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September 05, 2018 Filed Sep 18, 2018 17:41 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051375 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,245.4118

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September 04, 2018 Filed Sep 5, 2018 18:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 130.952 $31.90 Strike: $0.00 $4,177.37
Disclosure

SEC source: 0001209191-18-049469 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,969.191

Underlying: Common Stock · 130.952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 04, 2018 Filed Sep 5, 2018 18:22 UTC GrantPhantom Stock - Incentive Shares · Derivative 27.478 $31.90 Strike: $0.00 $876.55
Disclosure

SEC source: 0001209191-18-049471 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288.478

Underlying: Common Stock · 27.478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 04, 2018 Filed Sep 5, 2018 18:20 UTC GrantPhantom Stock - Incentive Shares · Derivative 130.952 $31.90 Strike: $0.00 $4,177.37
Disclosure

SEC source: 0001209191-18-049468 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,969.191

Underlying: Common Stock · 130.952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 04, 2018 Filed Sep 5, 2018 18:19 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 32.405 $31.90 Strike: $0.00 $1,033.72
Disclosure

SEC source: 0001209191-18-049467 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,416.082

Underlying: Common Stock · 32.405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 04, 2018 Filed Sep 5, 2018 18:17 UTC GrantPhantom Stock - Incentive Shares · Derivative 39.919 $31.90 Strike: $0.00 $1,273.42
Disclosure

SEC source: 0001209191-18-049465 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,135.732

Underlying: Common Stock · 39.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 04, 2018 Filed Sep 5, 2018 18:18 UTC GrantPhantom Stock - Incentive Shares · Derivative 31.15 $31.90 Strike: $0.00 $993.69
Disclosure

SEC source: 0001209191-18-049466 · doc4.xml · derivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128.899

Underlying: Common Stock · 31.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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July 19, 2018 Filed Jul 20, 2018 15:24 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $13.07 $0.00
Disclosure

SEC source: 0001209191-18-043430 · doc4.xml · derivative · entry 3

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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July 19, 2018 Filed Jul 20, 2018 15:24 UTC SaleCommon Stock 13,000 $28.43 $369,551.00
Disclosure

SEC source: 0001209191-18-043430 · doc4.xml · nonDerivative · entry 2

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,171

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.42 to $28.445, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.