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Nasdaq · USD

KPLT

Katapult Holdings, Inc.

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5517
SEC CIK
0001785424
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 20:22 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 19,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004759 · wf-form4_164627051120621.xml · derivative · entry 3

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,962

Underlying: Common Stock · 19,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. This transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 58,962 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 58,962 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:22 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Tax withholdingCommon Stock 8,213 $2.36 $19,382.68
Disclosure

SEC source: 0001628280-22-004759 · wf-form4_164627051120621.xml · nonDerivative · entry 2

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,191

F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on September 9, 2021.

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February 28, 2022 Filed Mar 2, 2022 20:22 UTC
TOWERS CHRISTOPHERChief Accounting Officer
Exercise / conversionCommon Stock 19,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004759 · wf-form4_164627051120621.xml · nonDerivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. This transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:17 UTC GrantCommon Stock 123,967 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002372 · wf-form4_164461785246604.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,967

F1 · shares: Restricted Stock Unit award that will vest over a three-year period, with one-third vesting on the first anniversary of the grant date, one-third vesting on the second anniversary of the grant date and one-third vesting on the third anniversary of the grant date, subject to the Reporting Person's continued service as a member of the Issuer's board through each such vesting date.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 17:19 UTC GrantCommon Stock 123,967 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002377 · wf-form4_164461795026818.xml · nonDerivative · entry 1

Phillips Joyce Ann · CIK 0001594614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,967

F1 · shares: Restricted Stock Unit award that will vest over a three-year period, with one-third vesting on the first anniversary of the grant date, one-third vesting on the second anniversary of the grant date and one-third vesting on the third anniversary of the grant date, subject to the Reporting Person's continued service as a member of the Issuer's board through each such vesting date.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 16:21 UTC
Sun FangquiChief of Decision Science
SaleCommon Stock 5,000 $4.10 $20,500.00
Disclosure

SEC source: 0001628280-21-025226 · wf-form4_163968969659476.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief of Decision Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,300

Read SEC document
December 13, 2021 Filed Dec 13, 2021 21:11 UTC
CURO Group Holdings Corp.Director · 10% owner
PurchaseCommon Stock 691,500 $3.87 $2,673,339.00
Disclosure

SEC source: 0001567619-21-021994 · doc1.xml · nonDerivative · entry 3

Curo Financial Technologies Corp. · CIK 0001866753 · Director · 10% owner

CURO Group Holdings Corp. · CIK 0001711291 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,648,500

F4 · price: The price reported in Column 4 is a weighted average price of shares purchased on December 13, 2021. These shares were purchased in multiple transactions at prices ranging from $3.74 to $3.985, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: Shares held directly by Curo Ventures, LLC, an indirect wholly-owned subsidiary of the reporting persons.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 01:44 UTC
Gayhardt DonaldDirector · 10% owner
PurchaseCommon Stock 691,500 $3.87 $2,673,339.00
Disclosure

SEC source: 0001628280-21-024985 · wf-form4_163944627096538.xml · nonDerivative · entry 3

Gayhardt Donald · CIK 0001298489 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,541,364

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.74 to $3.985. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Gayhardt is a director and Chief Executive Officer, and who may share voting or dispositive power over such shares. Mr. Gayhardt disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 20:43 UTC
MASTO CHRISTOPHER ADirector · 10% owner
PurchaseCommon Stock 691,500 $3.87 $2,673,339.00
Disclosure

SEC source: 0001628280-21-024984 · wf-form4_163944620275523.xml · nonDerivative · entry 3

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,541,364

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.74 to $3.985. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Masto is a director and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 17:57 UTC
Sun FangquiChief of Decision Science
SaleCommon Stock 8,000 $3.91 $31,300.00
Disclosure

SEC source: 0001628280-21-025059 · wf-form4_163952261380861.xml · nonDerivative · entry 2

Sun Fangqui · CIK 0001866027 · Chief of Decision Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,300

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.85 to $3.95. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:11 UTC
CURO Group Holdings Corp.Director · 10% owner
PurchaseCommon Stock 1,000,000 $3.73 $3,725,200.00
Disclosure

SEC source: 0001567619-21-021994 · doc1.xml · nonDerivative · entry 2

Curo Financial Technologies Corp. · CIK 0001866753 · Director · 10% owner

CURO Group Holdings Corp. · CIK 0001711291 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,957,000

F3 · price: The price reported in Column 4 is a weighted average price of shares purchased on December 10, 2021. These shares were purchased in multiple transactions at prices ranging from $3.625 to $3.81, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.nature: Shares held directly by Curo Ventures, LLC, an indirect wholly-owned subsidiary of the reporting persons.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 01:44 UTC
Gayhardt DonaldDirector · 10% owner
PurchaseCommon Stock 1,000,000 $3.73 $3,725,200.00
Disclosure

SEC source: 0001628280-21-024985 · wf-form4_163944627096538.xml · nonDerivative · entry 2

Gayhardt Donald · CIK 0001298489 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,849,864

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.625 to $3.81. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Gayhardt is a director and Chief Executive Officer, and who may share voting or dispositive power over such shares. Mr. Gayhardt disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 20:43 UTC
MASTO CHRISTOPHER ADirector · 10% owner
PurchaseCommon Stock 1,000,000 $3.73 $3,725,200.00
Disclosure

SEC source: 0001628280-21-024984 · wf-form4_163944620275523.xml · nonDerivative · entry 2

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,849,864

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.625 to $3.81. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Masto is a director and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 17:57 UTC
Sun FangquiChief of Decision Science
SaleCommon Stock 25,500 $3.72 $94,824.30
Disclosure

SEC source: 0001628280-21-025059 · wf-form4_163952261380861.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief of Decision Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.65 to $3.79. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:11 UTC
CURO Group Holdings Corp.Director · 10% owner
PurchaseCommon Stock 957,000 $3.65 $3,495,251.10
Disclosure

SEC source: 0001567619-21-021994 · doc1.xml · nonDerivative · entry 1

Curo Financial Technologies Corp. · CIK 0001866753 · Director · 10% owner

CURO Group Holdings Corp. · CIK 0001711291 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 957,000

F1 · price: The price reported in Column 4 is a weighted average price of shares purchased on December 9, 2021. These shares were purchased in multiple transactions at prices ranging from $3.51 to $3.74, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: Shares held directly by Curo Ventures, LLC, an indirect wholly-owned subsidiary of the reporting persons.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 01:44 UTC
Gayhardt DonaldDirector · 10% owner
PurchaseCommon Stock 957,000 $3.65 $3,495,251.10
Disclosure

SEC source: 0001628280-21-024985 · wf-form4_163944627096538.xml · nonDerivative · entry 1

Gayhardt Donald · CIK 0001298489 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,849,864

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.51 to $3.74. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Gayhardt is a director and Chief Executive Officer, and who may share voting or dispositive power over such shares. Mr. Gayhardt disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 20:43 UTC
MASTO CHRISTOPHER ADirector · 10% owner
PurchaseCommon Stock 957,000 $3.65 $3,495,251.10
Disclosure

SEC source: 0001628280-21-024984 · wf-form4_163944620275523.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,849,864

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.51 to $3.74. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Masto is a director and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:21 UTC
Hirsch BrianDirector
PurchaseCommon Stock 60,000 $3.08 $184,590.00
Disclosure

SEC source: 0001628280-21-024643 · wf-form4_163891206907331.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.069 to $3.08. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 16:33 UTC
Sun FangquiChief of Decision Science
Exercise / conversionStock Options (right to buy) · Derivative 44,334 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001628280-21-023972 · wf-form4_163761679931954.xml · derivative · entry 2

Sun Fangqui · CIK 0001866027 · Chief of Decision Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,334 shares

Expires 2028-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 16:33 UTC
Sun FangquiChief of Decision Science
Exercise / conversionCommon Stock 44,334 $0.85 $37,683.90
Disclosure

SEC source: 0001628280-21-023972 · wf-form4_163761679931954.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief of Decision Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes earn out shares in connection with the Issuer's initial business combination, subject to certain vesting conditions.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:36 UTC
Cupito KarissaChief Financial Officer
GrantRestricted Stock Units · Derivative 110,213 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047836 · ownership.xml · derivative · entry 1

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,213

Underlying: Common Stock · 110,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:48 UTC GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047852 · ownership.xml · derivative · entry 1

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:35 UTC
Chopra ChandanChief Technology Officer
GrantRestricted Stock Units · Derivative 314,465 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047834 · ownership.xml · derivative · entry 1

Chopra Chandan · CIK 0001866013 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,465

Underlying: Common Stock · 314,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:50 UTC
Zayas OrlandoChief Executive Officer
GrantRestricted Stock Units · Derivative 367,376 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047857 · ownership.xml · derivative · entry 1

Zayas Orlando · CIK 0001866017 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,376

Underlying: Common Stock · 367,376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:44 UTC
Medlin DerekChief Operating Officer
GrantRestricted Stock Units · Derivative 110,213 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047848 · ownership.xml · derivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,213

Underlying: Common Stock · 110,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:46 UTC
Sun FangquiChief of Decision Science
GrantRestricted Stock Units · Derivative 207,547 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047850 · ownership.xml · derivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief of Decision Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,547

Underlying: Common Stock · 207,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:41 UTC
Hirsch BrianDirector
GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047842 · ownership.xml · derivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:40 UTC
Gayhardt DonaldDirector · 10% owner
GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047840 · ownership.xml · derivative · entry 1

Gayhardt Donald · CIK 0001298489 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

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September 09, 2021 Filed Sep 13, 2021 21:43 UTC
MASTO CHRISTOPHER ADirector · 10% owner
GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047846 · ownership.xml · derivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:34 UTC GrantRestricted Stock Units · Derivative 23,809 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047832 · ownership.xml · derivative · entry 2

Bradford K Joanne · CIK 0001504475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809

Underlying: Common Stock · 23,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs will vest on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:34 UTC GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047832 · ownership.xml · derivative · entry 1

Bradford K Joanne · CIK 0001504475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:42 UTC
Tahmineh MaloneyGeneral Counsel
GrantRestricted Stock Units · Derivative 188,679 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047844 · ownership.xml · derivative · entry 1

Tahmineh Maloney · CIK 0001867675 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,679

Underlying: Common Stock · 188,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:49 UTC
TOWERS CHRISTOPHERChief Accounting Officer
GrantRestricted Stock Units · Derivative 78,616 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047855 · ownership.xml · derivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,616

Underlying: Common Stock · 78,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs will vest on February 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 01:38 UTC GrantRestricted Stock Units · Derivative 47,619 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-047838 · ownership.xml · derivative · entry 1

Einbinder Lee · CIK 0001791698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 16:30 UTC
Sun FangquiChief Risk Officer
Exercise / conversionStock Options (right to buy) · Derivative 95,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001213900-21-045615 · ownership.xml · derivative · entry 2

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,334

Underlying: Common Stock · 95,000 shares

Expires 2028-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 16:30 UTC
Sun FangquiChief Risk Officer
Exercise / conversionCommon Stock 95,000 $0.85 $80,750.00
Disclosure

SEC source: 0001213900-21-045615 · ownership.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 16:05 UTC
Sun FangquiChief Risk Officer
Exercise / conversionStock Options (right to buy) · Derivative 274,887 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001213900-21-044340 · ownership.xml · derivative · entry 2

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 274,887 shares

Expires 2029-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 16:05 UTC
Sun FangquiChief Risk Officer
Exercise / conversionCommon Stock 274,887 $0.19 $52,228.53
Disclosure

SEC source: 0001213900-21-044340 · ownership.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:19 UTC
Zayas OrlandoChief Executive Officer
PurchaseCommon Stock 16,726 $3.41 $57,018.93
Disclosure

SEC source: 0001213900-21-043817 · ownership.xml · nonDerivative · entry 3

Zayas Orlando · CIK 0001866017 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,251

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:19 UTC
Zayas OrlandoChief Executive Officer
PurchaseCommon Stock 4,565 $3.40 $15,521.00
Disclosure

SEC source: 0001213900-21-043817 · ownership.xml · nonDerivative · entry 2

Zayas Orlando · CIK 0001866017 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,525

Read SEC document
August 17, 2021 Filed Aug 19, 2021 16:19 UTC
Zayas OrlandoChief Executive Officer
PurchaseCommon Stock 3,709 $3.39 $12,569.80
Disclosure

SEC source: 0001213900-21-043817 · ownership.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,960

Read SEC document
August 16, 2021 Filed Aug 18, 2021 17:11 UTC
Sun FangquiChief Risk Officer
Exercise / conversionStock Options (right to buy) · Derivative 100,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001213900-21-043672 · ownership.xml · derivative · entry 2

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,887

Underlying: Common Stock · 100,000 shares

Expires 2029-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 17:11 UTC
Sun FangquiChief Risk Officer
Exercise / conversionCommon Stock 100,000 $0.19 $19,000.00
Disclosure

SEC source: 0001213900-21-043672 · ownership.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:06 UTC
TOWERS CHRISTOPHERCHIEF ACCOUNTING OFFICER
PurchaseCommon Stock 2,750 $3.66 $10,062.25
Disclosure

SEC source: 0001213900-21-043218 · ownership.xml · nonDerivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Read SEC document
August 11, 2021 Filed Aug 13, 2021 11:11 UTC
Cupito KarissaChief Financial Officer
PurchaseCommon Stock 12,000 $4.41 $52,920.00
Disclosure

SEC source: 0001213900-21-042343 · ownership.xml · nonDerivative · entry 1

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,803

Read SEC document
August 11, 2021 Filed Aug 13, 2021 15:13 UTC
Zayas OrlandoChief Executive Officer
PurchaseCommon Stock 25,000 $4.42 $110,400.00
Disclosure

SEC source: 0001213900-21-042348 · ownership.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538,251

Read SEC document
August 11, 2021 Filed Aug 13, 2021 15:12 UTC
Medlin DerekChief Operating Officer
PurchaseCommon Stock 100 $4.29 $428.50
Disclosure

SEC source: 0001213900-21-042346 · ownership.xml · nonDerivative · entry 2

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,482

Read SEC document
August 11, 2021 Filed Aug 13, 2021 15:12 UTC
Medlin DerekChief Operating Officer
PurchaseCommon Stock 11,900 $4.30 $51,170.00
Disclosure

SEC source: 0001213900-21-042346 · ownership.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,382

Read SEC document
August 11, 2021 Filed Aug 13, 2021 15:10 UTC
Hirsch BrianDirector
PurchaseCommon Stock 25,000 $3.91 $97,800.00
Disclosure

SEC source: 0001213900-21-042342 · ownership.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.905 to $3.93, inclusive. The reporting person undertakes to provide to Kataplut Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 15:12 UTC
Tahmineh MaloneyGENERAL COUNSEL
PurchaseCommon Stock 5,000 $4.20 $20,975.00
Disclosure

SEC source: 0001213900-21-042345 · ownership.xml · nonDerivative · entry 1

Tahmineh Maloney · CIK 0001867675 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.