Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Finserv Acquisition Corp. IIFSRX · Entity 117418 | Director · Chief Executive Officer · 10% owner | January 30, 2023 | February 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Finserv Acquisition Corp. II
Report date January 30, 2023 · Filed February 01, 2023
Jointly reported with Finserv Holdings II LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 8,299,999 |
Reported balance
After 2023-01-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-01-30 · Conversion · Acquired 7,499,999 · Balance 8,299,999 F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F2: Includes 800,000 shares of Class A Common Stock underlying units (each unit consisting of one share of Class A Common Stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A Common Stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant in connection with the issuer's initial public offering. Does not include 1 share of Class B Common Stock, which will automatically convert into a share of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F3: The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 1 |
Reported balance
After 2023-01-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-01-30 · Conversion · Disposed 7,499,999 · Balance 1 F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F3: The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock.
F2: Includes 800,000 shares of Class A Common Stock underlying units (each unit consisting of one share of Class A Common Stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A Common Stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant in connection with the issuer's initial public offering. Does not include 1 share of Class B Common Stock, which will automatically convert into a share of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
F3: The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Katapult Holdings, Inc.
Report date June 06, 2023 · Filed June 08, 2023
Section 16 reporting ended · disclosed 2023-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,242,480 |
Reported balance
After 2023-06-06 transaction · row 1
1 source rowRow 1 · 2023-06-06 · Exercise / conversion · Acquired 23,810 · Balance 1,242,480 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-06 · Exercise / conversion · Disposed 23,810 · Balance 0 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F2: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.
F2: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2023 Filed Jun 8, 2023 23:47 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021600 · wk-form4_1686268024.xml · derivative · entry 2 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F2 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023 F2 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 RSUs vested on June 6, 2023 Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 23:47 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021600 · wk-form4_1686268024.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,242,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 20:31 UTC | Finserv Acquisition Corp. II FSRX · Entity 117418 | ConversionClass B Common Stock · Derivative | 7,499,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-006858 · ownership.xml · derivative · entry 2 Einbinder Lee · CIK 0001791698 · Director · Chief Executive Officer · 10% owner Finserv Holdings II LLC · CIK 0001834337 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1 Underlying: Class A Common Stock · 7,499,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F1 · kind: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F1 · price: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F1 · derivative.exercise_date: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F3 · ownership.nature: The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 20:31 UTC | Finserv Acquisition Corp. II FSRX · Entity 117418 | ConversionClass A Common Stock | 7,499,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-006858 · ownership.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director · Chief Executive Officer · 10% owner Finserv Holdings II LLC · CIK 0001834337 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,299,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F1 · price: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock. F2 · balance_after: Includes 800,000 shares of Class A Common Stock underlying units (each unit consisting of one share of Class A Common Stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A Common Stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant in connection with the issuer's initial public offering. Does not include 1 share of Class B Common Stock, which will automatically convert into a share of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F3 · ownership.nature: The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 13:47 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 75,000 | $0.91 | $68,242.50 |
DisclosureSEC source: 0001628280-22-030763 · wf-form4_166938406004154.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,670 Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:27 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016742 · wf-form4_165482445415800.xml · derivative · entry 3 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 Underlying: Common Stock · 23,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:27 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 104,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016742 · wf-form4_165482445415800.xml · nonDerivative · entry 2 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,670 F2 · shares: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:27 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016742 · wf-form4_165482445415800.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| September 09, 2021 Filed Sep 14, 2021 01:38 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantRestricted Stock Units · Derivative | 47,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-047838 · ownership.xml · derivative · entry 1 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,619 Underlying: Common Stock · 47,619 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer. F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 15:12 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 25,000 | $3.89 | $97,300.00 |
DisclosureSEC source: 0001213900-21-042344 · ownership.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015,694 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.90, inclusive. The reporting person undertakes to provide to Kataplut Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 11:21 UTC | Finserv Acquisition Corp. II FSRXU · Entity 117418 | OtherClass B Common Stock · Derivative | 118,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-011300 · ownership.xml · derivative · entry 2 Einbinder Lee · CIK 0001791698 · Director · Chief Executive Officer · 10% owner Finserv Holdings II LLC · CIK 0001834337 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,500,000 Underlying: Class A Common Stock · 118,750 shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252672) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F4 · kind: As contemplated in connection with the initial public offering of the issuer, 118,750 shares of Class B common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252672) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252672) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2 · ownership.nature: Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 11:21 UTC | Finserv Acquisition Corp. II FSRXU · Entity 117418 | PurchaseClass A Common Stock | 800,000 | $10.00 | $8,000,000.00 |
DisclosureSEC source: 0001213900-21-011300 · ownership.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director · Chief Executive Officer · 10% owner Finserv Holdings II LLC · CIK 0001834337 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 800,000 F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 7,500,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F1 · balance_after: These shares are underlying units (each unit consisting of one share of Class A common stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 7,500,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · ownership.nature: Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:06 UTC | Katapult Holdings, Inc. FSRVU · Entity 5517 | OtherClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-022342 · ownership.xml · derivative · entry 2 Einbinder Lee · CIK 0001791698 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,250,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F4 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2 · ownership.nature: Lee Einbinder is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:06 UTC | Katapult Holdings, Inc. FSRVU · Entity 5517 | PurchaseClass A Common Stock | 665,000 | $10.00 | $6,650,000.00 |
DisclosureSEC source: 0001213900-19-022342 · ownership.xml · nonDerivative · entry 1 Einbinder Lee · CIK 0001791698 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 665,000 F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F1 · balance_after: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · ownership.nature: Lee Einbinder is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.