Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Katapult Holdings, Inc.KPLT · Entity 5517 | Chief Financial Officer | November 15, 2022 | November 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Katapult Holdings, Inc.
Report date November 15, 2022 · Filed November 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 928,223 |
Ending reported balance
After 2022-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-15 · Exercise / conversion · Acquired 6,889 · Balance 929,901 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Row 2 · 2022-11-15 · Tax withholding · Disposed 1,678 · Balance 928,223 F2: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,883 |
Reported balance
After 2022-11-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-15 · Exercise / conversion · Disposed 6,889 · Balance 68,883 F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.
F2: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.
F3: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2022 Filed Nov 17, 2022 16:41 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 6,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030333 · wf-form4_166872124424551.xml · derivative · entry 3 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,883 Underlying: Common Stock · 6,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:41 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 1,678 | $0.98 | $1,641.08 |
DisclosureSEC source: 0001628280-22-030333 · wf-form4_166872124424551.xml · nonDerivative · entry 2 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,223 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:41 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 6,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030333 · wf-form4_166872124424551.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:56 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 6,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023170 · wf-form4_166076975033539.xml · derivative · entry 3 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,772 Underlying: Common Stock · 6,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:56 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 1,678 | $1.56 | $2,617.68 |
DisclosureSEC source: 0001628280-22-023170 · wf-form4_166076975033539.xml · nonDerivative · entry 2 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,012 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:56 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 6,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-023170 · wf-form4_166076975033539.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:39 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 25,000 | $1.49 | $37,145.00 |
DisclosureSEC source: 0001628280-22-016701 · wf-form4_165480713962144.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,802 Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 6,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014797 · wf-form4_165291420826628.xml · derivative · entry 3 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,548 Underlying: Common Stock · 6,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 1,678 | $1.32 | $2,214.96 |
DisclosureSEC source: 0001628280-22-014797 · wf-form4_165291420826628.xml · nonDerivative · entry 2 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,802 F2 · shares: Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| May 16, 2022 Filed May 18, 2022 18:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 6,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014797 · wf-form4_165291420826628.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionRestricted Stock Units · Derivative | 27,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006620 · wf-form4_164756103395272.xml · derivative · entry 4 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,660 Underlying: Common Stock · 27,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. F4 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 82,660 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F4 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 82,660 unvested RSUs will vest in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 592,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006620 · wf-form4_164756103395272.xml · nonDerivative · entry 3 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,592 F3 · shares: Restricted stock unit award that will vest over four years, with 25% of the RSUs vesting on March 15, 2023, and the remaining RSUs vesting in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Tax withholdingCommon Stock | 6,710 | $1.87 | $12,547.70 |
DisclosureSEC source: 0001628280-22-006620 · wf-form4_164756103395272.xml · nonDerivative · entry 2 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,646 F2 · shares: Shares reported were withheld for the payment of taxes associated with the vesting of 25% of an award of RSUs originally granted on September 9, 2021. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:50 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | Exercise / conversionCommon Stock | 27,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006620 · wf-form4_164756103395272.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:36 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantRestricted Stock Units · Derivative | 110,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-047836 · ownership.xml · derivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,213 Underlying: Common Stock · 110,213 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSUs will vest on March 15, 2022. The remaining RSUs will vest in in twelve substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 11:11 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 12,000 | $4.41 | $52,920.00 |
DisclosureSEC source: 0001213900-21-042343 · ownership.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,803 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:44 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantStock Options (right to buy) · Derivative | 796,635 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 5 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,635 Underlying: Common Stock · 796,635 shares Expires 2029-09-04 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:44 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantStock Options (right to buy) · Derivative | 338,395 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 4 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,395 Underlying: Common Stock · 338,395 shares Expires 2027-12-10 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:44 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantStock Options (right to buy) · Derivative | 209,220 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 3 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,220 Underlying: Common Stock · 209,220 shares Expires 2029-09-04 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:44 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantStock Options (right to buy) · Derivative | 169,197 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 2 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,197 Underlying: Common Stock · 169,197 shares Expires 2027-12-10 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 21:44 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | OtherCommon Stock | 261,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-032406 · ownership.xml · nonDerivative · entry 1 Cupito Karissa · CIK 0001866172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,803 F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing. F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing. F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.