MASTO CHRISTOPHER A

SEC source: 0001628280-25-030104 · wk-form4_1749467561.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,481

F1 · shares: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 4, 2026 and (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-24-027335 · wk-form4_1717794079.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,906

F1 · shares: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 5, 2025 and (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-23-021612 · wk-form4_1686271313.xml · derivative · entry 3

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 vested on June 6, 2023.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 vested on June 6, 2023.

SEC source: 0001628280-23-021612 · wk-form4_1686271313.xml · nonDerivative · entry 2

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,881

F2 · shares: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-23-021612 · wk-form4_1686271313.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

SEC source: 0001209191-23-023541 · doc4.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,134

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-038208 · doc4.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,672

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest on the date of the Issuer's annual meeting of stockholders in 2023.

F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001628280-22-016740 · wf-form4_165482441879933.xml · derivative · entry 3

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

Underlying: Common Stock · 23,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

F3 · derivative.exercise_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

F3 · derivative.expiration_date: On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining 23,810 unvested RSUs will vest on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-22-016740 · wf-form4_165482441879933.xml · nonDerivative · entry 2

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,976

F2 · shares: Annual grant of RSUs for service as a director of the Issuer. The RSUs vest on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-22-016740 · wf-form4_165482441879933.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.

SEC source: 0001628280-21-024984 · wf-form4_163944620275523.xml · nonDerivative · entry 3

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,541,364

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.74 to $3.985. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Masto is a director and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-21-024984 · wf-form4_163944620275523.xml · nonDerivative · entry 2

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,849,864

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.625 to $3.81. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Masto is a director and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-21-024984 · wf-form4_163944620275523.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,849,864

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.51 to $3.74. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares held by CURO Ventures, LLC, an indirectly held subsidiary of CURO Group Holdings Corp. of which Mr. Masto is a director and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-21-047846 · ownership.xml · derivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs will vest in two equal installments over a two-year period, with (a) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2022 and (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders; and (b) 50% of the RSUs becoming vested on the earlier of (i) June 15, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders, with each vesting date subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001209191-21-042277 · doc4.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,064

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest on the date of the Issuer's annual meeting of stockholders in 2022.

F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001213900-21-032520 · ownership.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,892,864

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Curo Financial Technologies Corp. prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Curo Financial Technologies Corp. prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F3 · ownership.nature: Shares held by CURO Financial Technologies Corp. Mr. Masto is a director of CURO Group Holdings Corp., which owns 100% of the equity of CURO Financial Technologies Corp. and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001567619-21-002665 · doc1.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,925

F1 · kind: Distribution from Friedman Fleischer & Lowe GP II, LLC, of which the reporting person is a member.

SEC source: 0001567619-20-012021 · doc1.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,567

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest at the 2021 annual meeting of the Company's stockholders.

SEC source: 0001567619-20-004610 · doc1.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,803

F1 · kind: Distribution from Friedman Fleischer & Lowe GP II, LLC, of which the reporting person is a partner.

SEC source: 0001209191-19-057888 · doc4.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,591

F1 · kind: Distribution from Friedman Fleischer & Lowe GP II, L.P., of which the reporting person is a partner.

SEC source: 0001567619-19-018076 · doc1.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,878

F1 · kind: Distribution from Friedman Fleischer & Lowe GP II, L.P., of which the reporting person is a partner.

SEC source: 0001209191-19-031355 · doc4.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,195

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest on the date of the Issuer's annual meeting of stockholders in 2020.

F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

SEC source: 0000899243-17-028313 · doc4.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,285

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in two equal installments, with one half of the grant vesting at the 2018 annual meeting of the Issuer's stockholders, and the remaining one half vesting at the 2019 annual meeting of the Issuer's stockholders.